JD Supra: Mergers

APRIL 16, 2024

The Securities and Exchange Commission obtained a victory in a closely-watched trial when a jury found Matthew Panuwat liable for insider trading based on a “shadow trading” theory.

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Trading Securities 177

JD Supra: Mergers

FEBRUARY 27, 2024

In November 2023, in Issue Lines Drawn in SEC Shadow Trading Case, we revisited the case Securities and Exchange Commission v. Panuwat, the SEC’s first enforcement action brought on the theory of “shadow trading.”. By: Patterson Belknap Webb & Tyler LLP

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Trading Securities 167

The TRADE

JANUARY 4, 2024

Institutional investors, asset managers and hedge funds are invited to rate the service, features and capabilities of their algo providers in The TRADE’s 2024 Algorithmic Trading Survey. We encourage providers of algorithmic trading to support client participation. To participate in the survey, please click here.

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Trading Funds Asset Management Investors 110

JD Supra: Mergers

NOVEMBER 10, 2023

In February 2022, in SEC Shadow Trading Case Breaks Ground, we discussed Securities and Exchange Commission v. Panuwat, the SEC’s first enforcement action brought on the theory of “shadow trading.”. By: Patterson Belknap Webb & Tyler LLP

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Trading Securities 167

The TRADE

OCTOBER 18, 2023

For the first time, The TRADE is announcing the 2023 Rising Stars of Trading and Execution ahead of the gala awards ceremony, Leaders in Trading on 8 November. The shortlisted candidates will be handed their award during the Rising Stars of Trading and Execution awards ceremony, taking place as part of Leaders in Trading.

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Trading Asset Management Equities Investment Manager 118

The TRADE

MARCH 15, 2024

The Vienna Stock Exchange has welcomed Jump Trading Europe as a new international trading member. The addition of Jump Trading brings the total of members connected to the Viennese trading venue to 70, including 21 Austrian and 49 international banks and securities firms.

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Trading Stock IT Bank 68

The TRADE

APRIL 4, 2024

Euronext’s dealer to client trading platform MTS BondVision has secured the contract to supply the European Central Bank (ECB) with electronic trading platforms for euro-denominated bonds. The post Euronext MTS to facilitate European Central Bank’s euro-denominated bonds electronic trading platforms appeared first on The TRADE.

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The TRADE

NOVEMBER 3, 2023

Almost two thirds (63%) of buy-side equity market participants believe outsourced desks would result in improved execution quality and trade performance when trading across regions, according to new research from Coalition Greenwich. This figure was up markedly from similar research in 2020, which had the result at 5%.

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Trading Portfolio Management Asset Management Financial Services 114

The TRADE

FEBRUARY 27, 2024

Fintech giant FIS has acquired SaaS post-trade platform Torstone Technology, according to multiple sources close to the matter. Some of its major recent mandates include a 10-year agreement to provide post-trade technology to BNP Paribas and $1.5

Trading 110

Trading Capital Market Asset Management Trading Securities 110

CNBC: Investing

MAY 8, 2024

Tony Zhang believes shares of the Salesforce are at risk of falling even lower and gives a bearish options trade to capitalize on it.

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Trading Shares Capital IT 112

The TRADE

FEBRUARY 12, 2024

Trading Technologies has moved to expand into clearing technologies with the acquisition of listed derivatives post-trade solutions provider ATEO SAS. The deal builds on an existing strategic partnership announced by the pair in late 2022 and is designed to deliver a post-trade allocation service to the sell-side.

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Trading Management Engineering Acquisitions 63

The TRADE

MARCH 7, 2024

BlackRock has appointed Nick Craze head of the EMEA equity trading desk following the promotion of Paul Battams to head of international equity trading, The TRADE can reveal. The post BlackRock hires from within for new head of EMEA equity trading appeared first on The TRADE.

Equities 110

Equities Trading Asset Management Management 110

The TRADE

MARCH 26, 2024

Leveraged loan trading revenue topped $900 million in 2023, up 16% from 2021 and 29% from 2022, a new report from Coalition Greenwich has found. Execution quality was the key priority when choosing a dealer counterparty, with 48% of buy-side leveraged loan trading volume allocated to dealers based on the execution quality.

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Trading Investors Asset Management Management 121

Global Banking & Finance

SEPTEMBER 21, 2023

How to start trading forex Introduction to forex trading What is forex trading? It’s a decentralized marketplace where participants can trade one currency for another. Forex, short for foreign exchange, is the world’s largest financial market where currencies are bought and sold.

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Trading Financial Market Profitability IT 98

The TRADE

JANUARY 8, 2024

Chris Matsko, head of foreign exchange trading services at FactSet, said: “This announcement showcases FactSet’s dedication to enhancing our products by working with innovative solutions that provide the best possible outcomes to our valued clients.” The post FactSet FX trading platform to integrate LoopFX appeared first on The TRADE.

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Trading Asset Management Engineering Management 113

The TRADE

MAY 1, 2024

The SSI status query can be done at the point of account opening or at any time during the trade lifecycle, with SSI status information for trade permissions available via DTCC’s ALERT API.

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Trading S&P Collaboration Accountant 58

The TRADE

MARCH 13, 2024

BTIG has made two key appointments including promoting Troy Donohue to head of Americas portfolio trading and hiring Henri Taylor as director within electronic trading sales. Elsewhere, Taylor brings over 20 years’ experience in electronic trading sales to the firm.

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Electronics Trading Portfolio Sale 71

The TRADE

NOVEMBER 22, 2023

Stratos Group – a wholly owned subsidiary of Jefferies – has today unveiled its new multi-asset trading platform, Tradu, set to launch in December. The platform combines deep market access, technology, institutional-level pricing and a high level of trading expertise.

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Trading Accountant Retail Investors 118

The TRADE

DECEMBER 14, 2023

UK-based investment management firm Waverton has outsourced a portion of its trading to Northern Trust Integrated Trading Solutions (ITS). Northern Trust is supporting the trading of equities, derivatives and fixed income assets as Waverton’s sole provider of trading services. “We Waverton has £9.1 Waverton has £9.1

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Investment Manager Trading Management Investment 112

The TRADE

JANUARY 17, 2024

Trading volumes executed electronically by equity investors increased last year, accelerating the evolution of the US stock trading business into an increasingly complex, technologically driven market structure. The post E-trading platforms experienced increased share of US equity trading volume in 2023 appeared first on The TRADE.

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Trading Equities Electronics Shares 74

The TRADE

MARCH 22, 2024

Head of SIX Swiss Exchange Christian Reuss has marked his last day at the trading venue as he moves onto pastures new. Christian Reuss, Werner Bürki Reuss has been with the trading venue for just over 15 years, originally joining in 2009 as chief executive of a joint venture named Scoach, in partnership with Deutsche Börse.

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Trading Recruitment Media Equities 101

The TRADE

NOVEMBER 9, 2023

The TRADE is delighted to announce the winners of this year’s Leaders in Trading awards, with the recipients honoured at a ceremony held last night at The Savoy, London. BlackRock and Millennium took home the award for Trading Desk of the Year Long-Only and Trading Desk of the Year Hedge Fund, respectively. Meanwhile, T.

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Trading Consulting Capital Market Electronics 63

The TRADE

MAY 1, 2024

The CFTC has approved updates to its large trading reporting regulations for futures and options. The post CFTC announces changes to large trading reporting for futures and options appeared first on The TRADE.

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Trading Broker IT 68

The TRADE

APRIL 29, 2024

David Wright has been named head of FX trading and distribution at MUFG after three years with the business. Last July, MUFG and Morgan Stanley signed a Memorandum of Understanding (MoU) to collaborate on their foreign exchange offerings in a bid to further enhance their respective trading businesses.

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Trading Collaboration Consulting Bank 63

The TRADE

DECEMBER 28, 2023

We expect a continued shift of trading activity to more traditional, regulated exchanges and venues.  In November, CME overtook Binance as the leading exchange from an open interest perspective on the bitcoin futures contract. The post The TRADE predictions series 2024: Digital assets appeared first on The TRADE.

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Trading Investors Valuation Broker 120

The TRADE

MARCH 15, 2024

JP Morgan Chase & Co has been issued with almost $350 million worth of fines and civil money penalties for inadequacies in its firm and client trade reporting program between 2014 and 2023. These gaps and deficiencies in JPMC’s trade surveillance program constitute unsafe or unsound banking practices,” the watchdog said in a statement.

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Trading Bank Banking Capital Market 115

The TRADE

MARCH 12, 2024

Broadridge has launched a global futures and options (F&O) software-as-a-service (SaaS) platform, aimed at expanding derivatives trading capabilities. The post Broadridge launches global futures and options trading platform appeared first on The TRADE.

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Trading Risk Management Architecture Broker 77

The TRADE

NOVEMBER 28, 2023

Virtu Financial and Deutsche Börse Group’s FX trading platform, 360T, have formed a new partnership, set to provide clients with an integrated FX trading analytics and TCA offering. As Virtu extends its offering to the 360T client base, users will be able to leverage the trading analytics in a fully integrated manner. “At

Trading 105

Trading Asset Management Electronics Corporation 105

CNBC: Investing

MAY 1, 2024

Tony Zhang sees further downside in many of the AI-focused stocks and explains how to trade it using options.

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Trading Stock Valuation Profitability 110

The TRADE

MARCH 6, 2024

Paul Battams has been named head of international equity trading at BlackRock following 23 years with the firm according to an announcement on social media. The EMEA equity trading desk won the 2023 Trading Desk of the Year, Long-Only Award at the Leaders in Trading 2023 event.

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Equities Trading Media Investors 77

The TRADE

JANUARY 9, 2024

Liquidnet has appointed Lara Jacobs as head of international client trading EMEA, The TRADE can reveal. The post Liquidnet promotes from within for head of international client trading EMEA appeared first on The TRADE. Prior to that, she operated as a market structure and strategy analyst for a year and a half.

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Trading Media M&A Equities 112

The TRADE

SEPTEMBER 25, 2023

The TRADE is delighted to announce the shortlisted nominees for this year’s Leaders in Trading 2023 Fintech of the Year award, in partnership with Instinet.

Trading 110

Trading Management 110

Global Banking & Finance

SEPTEMBER 27, 2023

Sizes of European government debt trades halve in 2023-ICMA By Yoruk Bahceli (Reuters) – Investors are having to put on much smaller trades more frequently in Europe’s government bond markets this year, trade body ICMA said on Wednesday, against a backdrop of declining liquidity as markets adjust to sharply tighter monetary policy.

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Debt Government Trading Investors 124

Global Banking & Finance

NOVEMBER 9, 2023

Blending Emotions with Economics: Lia Holmgren’s Revolutionary Approach to Trading Trading education has traditionally been a field dominated by the hard sciences. Still, this approach often needs to include a critical and typically overlooked psychological component of the trading equation. […]

Economics 108

Economics Trading Education 108

The TRADE

DECEMBER 18, 2023

The Cloud is increasingly the primary choice of deployment for post-trade workloads and trading, a new Nasdaq paper has found, with market readiness one of the factors driving the adoption.

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Trading Engineering Financial Market Stock 109

The TRADE

MARCH 18, 2024

Digital brokerage GCEX has launched a new margin trading platform, offering increased flexibility and control for operational efficiency. The new platform provides enhanced charting functionalities, deposit and withdrawal processes, alongside improved monitoring and management of trading instruments and positions.

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Trading Electronics Broker Management 68

The TRADE

APRIL 10, 2024

BIDS Trading has appointed Brian Hickey senior director of product. Hickey previously served as head of product at LedgerEdge for nearly a year and a half, prior to the trading platform closing down last year. Most recently, he served as head of cross-asset electronic trading, a position he held for just over three years.

Trading 63

Trading Asset Management Electronics Media 63