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Capital Markets Tribunal Keeps High Bar to Establish Improper Defensive Private Placement

JD Supra: Mergers

On March 11, 2024, the Ontario Capital Markets Tribunal (Tribunal) released its reasons for dismissing Mithaq Capital Inc.'s s (Mithaq) application on December 14, 2023, to cease trade a private placement that Aimia Inc. Aimia) completed in October 2023.

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DWS Group’s global head of capital markets leaves the business

The TRADE

The global head of capital markets at German asset manager DWS, Keshava Shastry, has left the business, according to two people with knowledge of the matter, The TRADE can reveal. Prior to joining Deutsche Asset Management, Shastry was employed as head of capital markets at Credit Suisse Asset Management (CSAM).

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Ex-Credit Suisse equity trader joins BMO Capital Markets in electronic trading role

The TRADE

BMO Capital Markets has appointed Harj Bagria within its electronic trading division, The TRADE can reveal. BMO Capital Markets had not yet responded to a request for comment at the time of publishing. Bagria joins BMO from Credit Suisse, where he spent nearly five years.

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BMO Capital Markets co-head of electronic trading departs

The TRADE

BMO Capital Markets managing director and co-head of electronic trading has left the bank, The TRADE can reveal. He also previously spent almost five years as a managing director at Knight Capital Group and 13 years as chief executive of EdgeTrade. It has been an amazing journey,” said Wald in an update.

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Daiwa Capital Markets Europe selects former Jefferies MD for new head of equities

The TRADE

Jefferies’ managing director and head of US equity distribution in Europe, Guy Trust, has left the bank after nearly a decade to join Daiwa Capital Markets Europe, The TRADE can reveal. The post Daiwa Capital Markets Europe selects former Jefferies MD for new head of equities appeared first on The TRADE.

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Houlihan Lokey taps Shepherd as managing director for capital markets group

PE Hub

Based in Chicago, Shepherd will co-lead the firm’s healthcare capital markets efforts alongside Managing Director Neha Shah. The post Houlihan Lokey taps Shepherd as managing director for capital markets group appeared first on PE Hub.

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BMLL brings Level 3 analytics to South African capital markets

The TRADE

Historical Level 3 data and analytics provider BMLL has expanded its data coverage to now serve South African capital markets. The post BMLL brings Level 3 analytics to South African capital markets appeared first on The TRADE.