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Takeaways for In-House Counsel from the SEC’s “Shadow Insider Trading” Trial

JD Supra: Mergers

Securities and Exchange Commission (SEC) takes the position that the insider trading laws apply where an insider uses material non-public information about his or her own company to trade securities of another company, such as a competitor or peer company in the same. By: Morrison & Foerster LLP

Trading 192
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Coinbase’s digital finance trading head returns to State Street as automation, analytics and platform services lead

The TRADE

Previously, he served as State Street’s global head of algorithmic trading, securities finance. Before joining State Street, Delikaris spent a decade at Goldman Sachs in a variety of roles including vice president, securities lending/credit-repo trading and associate, mortgage trader.

Finance 105
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Baader Bank becomes latest trading member to join Spectrum Markets

The TRADE

Pan-European trading venue for securities Spectrum Markets has welcomed Baader Bank as a new trading member. Nicky Maan Baader Bank has been trading securities for over four decades, offering its partners and institutional investors access to capital markets through integrated trading platforms.

Trading 64
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FIS acquires post-trade platform Torstone Technology

The TRADE

Torstone is a global SaaS platform for post-trade securities and derivatives processing technology, originally built by and for a global investment bank. The fintech was founded in 2011 with originator and CEO Brian Collings still chief executive and chairman today.

Trading 111
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Bank of England and FCA to launch joint Digital Securities Sandbox

The TRADE

“The intention of the Bank and the FCA is that financial market participants, such as companies that use capital markets to raise finance, or participants in financial markets who trade securities, should be able to interact with the firms inside the DSS as normal while benefitting from the new technology,” the pair said in a statement.

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Expansion of US equity options consolidated tape go live delayed

The TRADE

As a securities information processor, OPRA members consist of the national securities exchanges that have been approved by the SEC to provide markets for the listing and trading of exchange-traded securities options.

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People Moves Monday: Weekly round up

The TRADE

Previously, he served as State Street’s global head of algorithmic trading, securities finance. Before joining State Street, Delikaris spent a decade at Goldman Sachs in a variety of roles including vice president, securities lending/credit-repo trading and associate, mortgage trader.

Trading 64