Deal Lawyers

MARCH 19, 2024

It says: Each contest brings outcome-determinative procedural issues to light, such as MindMed retaining broker discretionary authority for shareholders who did not receive activist proxy materials, emphasizing the importance of engaging […]

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Broker IT 124

Sun Acquisitions

JULY 6, 2022

And that’s why you need to have a seasoned business broker to guide, assist, and advise you during the process. But just how do you go about finding the right broker? In this post, we consider six questions that will help you know how to select a business broker. What are the broker’s credentials? Financial recasting.

Broker 98

Broker Business Mergers and Acquisitions M&A 98

The TRADE

JANUARY 14, 2025

Capital markets technology provider Trading Technologies (TT) has moved to enhance its institutional clients visibility and agility in the equities markets with the launch of a new broker ranking system. The post Trading Technologies launches new equities broker ranking system appeared first on The TRADE.

Broker 52

Broker Trading Equities Capital Market 52

JD Supra: Mergers

SEPTEMBER 21, 2023

Pan-European banks, including Mediobanca and Deutsche Bank, seek senior dealmaker bench strength through high profile acquisitions. By: White & Case LLP

Corporate Finance 159

Corporate Finance Broker Finance Finance 159

PE Hub

SEPTEMBER 13, 2023

Smith & Reid Insurance Brokers and O’Neil Insurance Brokers are both headquartered in Ottawa. The post Eurazeo-backed BMS picks up two Canadian insurance brokers appeared first on PE Hub.

Broker 99

Broker Insurance 99

The TRADE

JANUARY 10, 2024

Data, price sharing and workflow solutions provider MDX Technology (MDXT) has launched a new customisable broker screen solution. The new broker screen builds on MDXT’s existing Connect platform, which offers tailored features that can help brokers better navigate competitive markets.

Broker 111

Broker Investors Trading Shares 111

How2Exit

MARCH 11, 2023

Josh Ploch is a serial entrepreneur and business broker/advisor who has seen firsthand how advisors can help business owners. Josh has also seen the need for business brokers in helping business owners transition into a new business or out of their current one.

Broker 130

Broker Business Mergers and Acquisitions IT 130

JD Supra: Mergers

JULY 5, 2023

The bane of every start-up company is the never-ending quest to raise capital for its operations. Newly (and not so new) formed companies seemingly would do anything to raise funds. Over the course of many decades, these entities and those who operate them have employed numerous individuals to find them money.

Broker 130

Broker M&A Capital Funds 130

Global Newswire by Notified: M&A

OCTOBER 15, 2024

15, 2024 (GLOBE NEWSWIRE) -- Tim Wild, Director of the Midwest and Plains Region for the Tim Lamb Group, has brokered the acquisition of Marty Cancila Dodge Chrysler Jeep Ram in Florissant, Missouri to Clement Auto Group. Columbus, OH, Oct.

Broker 105

Broker Sale Acquisitions 105

PE Hub

OCTOBER 10, 2023

David H Coons Insurance Brokers is a family-owned insurance brokerage located in Burlington, Ontario. The post Westland Insurance snaps up David H Coons Insurance Brokers appeared first on PE Hub.

Insurance 82

Insurance Broker 82

PE Hub

AUGUST 28, 2023

Based in Mexico City, Sekura is an insurance broker. The post Australis-backed Sekura acquires Mexican insurance broker SER appeared first on PE Hub.

Broker 79

Broker Insurance 79

How2Exit

MARCH 15, 2023

He interviewed a few brokers and went with the one he thought was the best match. This pushed him to become a business broker himself, so he could treat clients better and build a better brokerage. Zoran is now a successful business broker and has been for over 18 years. With hard work and dedication, anything is possible.

Broker 130

Broker Business Book-building IT 130

PE Hub

DECEMBER 20, 2023

The post Aon to acquire PE-backed insurance broker NFP appeared first on PE Hub. The sellers are Madison Dearborn Partners and HPS Investment Partners.

Broker 80

Broker Insurance Investment 80

The TRADE

JUNE 12, 2024

Global electronic broker Interactive Brokers has added European stock options and European index futures and options through Cboe Europe Derivatives (CEDX). Interactive Brokers’ clients will have access to more than 300 stock options, through CEDX, based on European cominies from 14 countries and European equity index derivatives.

Broker 64

Broker Trading Equities Stock 64

Global Banking & Finance

APRIL 1, 2024

2024 Spotlight: How To Review the Top Life Insurance Brokers in the UK for Your Financial Security Choosing the right life insurance broker is a pivotal decision in securing your financial future.

Broker 81

Broker Insurance Securities Finance 81

Cisco: M&A

APRIL 15, 2024

The ability to generate NetFlow from devices that do not natively produce it along with significant storage efficiency and improved workflows make for a significant update to CTB. Cisco Telemetry… Read more on Cisco Blogs

Broker 98

Broker IT Securities 98

CNBC: Investing

FEBRUARY 28, 2025

CNBC's Dominic Chu speaks with Steve Sosnick, chief strategist at Interactive Brokers, to learn how investors can weather uncertainty driven by tariff threats and other headwinds. Plus, he takes questions from Pro subscribers.

Broker 72

Broker Investors 72

The TRADE

JUNE 20, 2024

Over half (54%) of buy-side respondents say that getting proper coverage from their brokers is one of their biggest pain points in their daily equity trading workflow, a new report from Coalition Greenwich has found. A quarter said they prefer a one-touch/hybrid coverage model, while 26% said it depends on the broker.

Broker 78

Broker Trading Equities Electronics 78

H. Friedman Search

NOVEMBER 2, 2023

Background Check & Broker Check: What Do They Say About You? Yes, the traditional ones in public finance are your broker check, but even a broker check does not get everything right. Social Media Is A Form Of A Background Check Now It’s more than just the basic broker check. Let’s delve into this deeper.

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Recruitment Broker Media Finance 246

JD Supra: Mergers

SEPTEMBER 26, 2024

Trade and investment between the Middle East and Asia-Pacific (APAC) regions is booming, underpinned by restored bilateral relations between Saudi Arabia and Iran—brokered by China—and renewed economic growth potential. Meanwhile, the West’s separation from Russia has arguably pushed Eastern regions to become more cooperative.

M&A 188

M&A Broker Economics Trading 188

CNBC: Investing

FEBRUARY 11, 2025

UBS analyst Chris Kuntarich pointed to Compass' recently closed acquisition as a major catalyst for the stock.

Broker 104

Broker Stock Acquisitions 104

The TRADE

MARCH 6, 2024

European retail brokers are expected to target growth in institutional markets alongside expanding into listed derivatives if restrictions on contract for difference (CFD) markets continue to gain traction, a study by Acuiti in partnership with ION has found.

Broker 69

Broker Retail Trading Proprietary Trading 69

JD Supra: Mergers

AUGUST 30, 2023

In this edition of Fintech Flash, we discuss important things you should know about the change of control requirements when acquiring a fintech company with state lender, loan broker, debt collector, or money transmitter licenses. By: Goodwin

Debt 171

Debt Broker 171

How2Exit

MARCH 17, 2023

11 Things You and I Can Learn About Business and Exit Events From Our Interview With Nate Lind - Successful Serial Entrepreneur and Broker. Nate then went on to meet the founders of Website Closers, and was able to use his influence to become a business broker. Nate Lind is a prime example of how to monetize your influence.

Broker 130

Broker Business Sale IT 130

JD Supra: Mergers

JUNE 21, 2024

broker non-votes and abstentions) tipped the balance. Earlier this week, I noted that the stockholders of Fidelity Financial Inc. failed to approve a proposal to convert the corporation from a Delaware to a Nevada corporation. The vote was hardly decisive because more stockholders voted for the move than against it. By: Allen Matkins

Corporation 165

Corporation Broker IT 165

JD Supra: Mergers

JUNE 4, 2024

919 (“Bill 919”), will address a gap in the regulation of franchise sales – namely, a lack of transparency regarding the role and background of independent franchisee recruiters, often known as “franchise brokers.” A bill passed by the California Senate on May 22, 2024, Senate Bill No.

Sale 171

Sale Recruitment Broker 171

CNBC: Investing

DECEMBER 27, 2023

Market volume may be dormant this time of the year, but some retail traders snapped up some stocks and options in recent days.

Broker 103

Broker Stock Retail Trading 103

The New York Times: Banking

MARCH 13, 2024

Big-name investors such as Reid Hoffman and Michael Moritz are pulling back, creating room for a new generation of tech power brokers.

Capital 140

Capital Broker Investors Mergers and Acquisitions 140

Global Newswire by Notified: M&A

SEPTEMBER 10, 2024

10, 2024 (GLOBE NEWSWIRE) -- On August 20, 2024 Gordie Gerbrandt, VP of Canada for the Tim Lamb Group, the largest auto dealership sales and acquisitions firm in North America, brokered the sale of Forest City Mazda in London, Ontario, Canada to Leavens Automotive Group. Columbus, OH, Sept.

Broker 59

Broker Sale Acquisitions IT 59

CNBC: Investing

NOVEMBER 12, 2024

Investors may be paid a little more interest for buying brokered CDs with call provisions, but the high-yield bonanza may be coming to an end soon.

Broker 117

Broker Investors 117

How2Exit

APRIL 24, 2023

A small-town broker or attorney can be a valuable resource to help you navigate the complexities of the process. Concept 8: Brokers and ExitGuide.com Collaborate The collaboration between brokers and ExitGuide.com is an important one. The collaboration between brokers and ExitGuide.com is beneficial to both parties.

M&A 130

M&A Business Broker Sale 130

CNBC: Investing

OCTOBER 15, 2024

Kalshi and Interactive Brokers are building out markets for the U.S. presidential race with three weeks to go before election day.

Broker 108

Broker Investment 108

CNBC: Investing

SEPTEMBER 14, 2023

The broker, part of the Rothschild group, upgraded both Carnival and Norwegian Cruise Line to buy, citing strong industry demand.

Broker 118

Broker 118

CNBC: Investing

SEPTEMBER 19, 2023

Get to know brokered CDs, which can give investors another bite at higher yields.

Broker 112

Broker Investors 112

The TRADE

DECEMBER 8, 2023

Instead, a combination of rising interest rates, inflation, soaring energy prices and geopolitical tensions have hit hedge funds, and subsequently the risk management practices of prime brokers. Elsewhere, other local regulatory changes and benchmark replacements continue to impact prime brokers.

Broker 113

Broker Asset Management Trading Funds 113

Global Newswire by Notified: M&A

MAY 1, 2025

The two broker dealers are now consolidated under the South Street Securities LLC entity. This marks a significant milestone in the firms commitment to technology-enhanced trading across the capital markets, highlighting the evolution of algorithmic, agency brokerage and principal market making liquidity solutions in US Treasuries.

Broker 40

Broker Securities Capital Market Mergers 40

Bronte Capital

NOVEMBER 12, 2022

A long time ago I wrote a blog post about rehypothecation with brokers. In some sense crypto provides fast-track learning as to why we have banking and broker regulation in the first place. The US had huge problems with broker-dealers in the 1930s. It is - unsurprisingly - relevant again.

Broker 100

Broker Finance Finance Accountant 100