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The SEC’s equities overhaul: Necessary plumbing changes or a liquidity drain?

The TRADE

Certainly, there will be a lot of burden on broker dealers to adjust their routing and adding venues, but it’s not incredibly impactful.” According to 606 reports gathered by the SEC, Citadel Securities forked out $2.6 billion and Virtu which spent $654 million in the same period.

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Unpacking the 20 most impact financial regulations from the last 20 years

The TRADE

Its impact on the financial market has been wide-ranging, altering banks’ trading strategies, market liquidity, and overall financial market structure. A key aspect of Reg BI is the establishment of a higher standard of conduct for broker-dealers when making recommendations to retail customers.

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Certificate of Deposit (CD)

Wall Street Mojo

There are many types of CDs in the market, with some being traditional types, liquid CDs, jumbo types and broker CDs, etc. Certificate of Deposit Explained A certificate of deposit account is a kind of fixed tenure investment instrument offered by banks, credit unions, and brokers working for a financial entity.