The TRADE

NOVEMBER 3, 2023

Wells Fargo has appointed Jon Thorne as senior securities sales trading specialist, The TRADE can reveal. Most recently, Thorne served as a listed sales trader – a position he held for almost 11 years. The post Wells Fargo taps Credit Suisse for new senior securities sales trading specialist appeared first on The TRADE.

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Sale Trading Securities Electronics 115

JD Supra: Mergers

DECEMBER 5, 2023

The past few months have seen numerous high-profile enforcement actions highlighting an increasing trend, what Deputy Attorney General Lisa Monaco called “the biggest shift in corporate criminal enforcement that I’ve seen during my time in government: the rapid expansion of national security-related corporate crime.” to guilty pleas and $4.3

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JD Supra: Mergers

OCTOBER 2, 2024

Ninth Circuit Affirms Dismissal of Insider Trading Claims Against Satellite Operator Investors Based on Stock Sales After FCC Chairman Vote - In re Silver Lake Grp.,

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Securities Investors Stock Trading 192

JD Supra: Mergers

JULY 8, 2025

Topics include ensuring your business operations are in order, securing intellectual property, compliance with employment laws, and developing a tax strategy. Learn the importance of early preparation and detailed due diligence to position your business for a successful sale. By: Offit Kurman

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Business Sale Securities 152

JD Supra: Mergers

MARCH 11, 2025

On February 26, 2025, Circuit Judge Stephanos Bibas, sitting by designation in the District Court for the District of Delaware, granted a motion for summary judgment in a securities action brought by an investment firm against a racing game developer (the Company) and several of its officers after the firm sold shares in one of its portfolio companies (..)

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Portfolio Securities Investment Sale 171

JD Supra: Mergers

MARCH 24, 2025

On March 4, 2025, CK Hutchison Holdings Limited (CK Hutchison), controlled by the Li Ka-Shing family, announced a significant transaction on the Hong Kong Stock Exchange:the proposed sale of 80% equity in its port business to a consortium led by U.S.-based based BlackRock, Inc.

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Securities Sale Equities Stock 183

JD Supra: Mergers

AUGUST 2, 2024

The acquisition will allow Infintium to secure new manufacturing facilities and expand its sales and marketing operations as it. By: Mintz - Energy & Sustainability Viewpoints

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M&A Mergers and Acquisitions Manufacturing Acquisitions 305

CNBC: Investing

JUNE 16, 2025

Sometimes sales are part of prefiled plans, used in estate and trust management, but there have been several notable transactions in recent days that did not fall into this category, according to VerityData and securities filings. The sale reduced Rosner's reported vested equity by more than 50%. million on June 9.

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Sale Stock Shares Media 83

The TRADE

JULY 7, 2025

He served as a managing director at the firm, based out of New York.  The hires also include Hillary Budds, who has been appointed as head of US crossing.

Asset Management 52

Asset Management Management Securities Investment Manager 52

CNBC: Investing

JUNE 13, 2025

The bank upgraded shares of the cloud security stock to an overweight rating from equal weight. Analyst Andrew Nowinski simultaneously hiked his price target to $385 from $260. "If Zscaler can reach $5B in ARR over the next ~2.5 years (by FY27), we believe shares will begin to trade at parity with CRWD.

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Securities Stock Media Investment 110

How2Exit

FEBRUARY 5, 2024

b' E183: Chad Ettmueller and Monty Walker Discusses Structured Installment Sales and Annuity Products - Watch Here rn rn About the Guest(s): rn rn Chad Ettmueller: Chad is with JCR Settlements, a settlement planning firm based in Scottsdale, Arizona. rn Monty Walker: Monty is a CPA with a formal background in accounting.

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The TRADE

JUNE 26, 2025

Andrew Ko has been named head of Korea sales as part of the firm’s efforts to expand their APAC footprint. Previously in his career, Ko has worked at Nomura Securities where he held the position of executive director of structured solutions sales for more than seven years.

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Sale Financial Services Investment Equities 52

How2Exit

AUGUST 19, 2024

E239: The Ultimate Exit Guide: Top Strategies for Preparing Your Business for a High-Value Sale - Watch Here About the Guest(s): Christine Nicholson is a distinguished business mentor, speaker, and expert in exit and succession planning. “Business owners need to believe that someone else can do it,” Nicholson asserts.

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Business Sale Mergers and Acquisitions M&A 130

The TRADE

DECEMBER 14, 2023

NAPFM, MFA, and AIMA have filed a lawsuit to the US Court of Appeals following the US Securities and Exchange Commission’s (SEC) adoption of two rules related to the requirements for reporting and public disclosure of securities loans and short selling activity.

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MergersCorp M&A International

NOVEMBER 16, 2024

With a deep understanding of the unique dynamics of the sports market, MergersCorp is well-equipped to guide the club through every phase of the sale process, from valuation and positioning to negotiations and finalizing the transaction.

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M&A Securities Mergers and Acquisitions Investment Banking 52

TechCrunch: M&A

MAY 17, 2023

Securities and Exchange Commission due to the nature of XRP token sales. The SEC argued that XRP is a security and it should have been registered with the commission. billion from sales of the XRP token. In 2020, Ripple and its team faced a lawsuit from the U.S.

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JD Supra: Mergers

AUGUST 2, 2024

Mitigating risk of loss associated with a bankruptcy filing should be an element of any commercial transaction, especially if it involves a sale or license of intellectual property rights. 2024), the Third Circuit ruled that, in the absence of any security, a claim asserted by the seller of intellectual. 4th 617 (3d Cir.

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Sale IT Securities 192

The TRADE

JUNE 22, 2023

Aquis Exchange has promoted two of its long-standing employees to take up new roles as head of sales and head of liquidity and trading strategies. Pasquale Crispi has been promoted to head of liquidity and trading strategies after serving at the exchange for just under 10 years as a director of sales and business development.

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Sale Trading Business Securities 98

How2Exit

MARCH 31, 2024

Get the Insider Tips You Need to Secure Your Deal - Watch Here rn rn About the Guest(s): rn Patrick O'Connell is an experienced mergers and acquisitions (M&A) advisor with a profound depth of knowledge in buying and selling small businesses valued between one to $20 million. b' E200: Buying or Selling a Small Business?

Business 130

Business Mergers and Acquisitions Securities M&A 130

OfficeHours

JULY 4, 2023

The post 07-04-2023 Newsletter: July 4th PE Platform Sale! Getting someone to listen Read More Blogs Visit OfficeHours Blog and follow us on our social media accounts: Instagram , YouTube , TikTok , and Twitter for our latest updates. appeared first on OfficeHours.

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Sale Private Equity Recruitment Equities 130

The Guardian: Mergers & Acquisitions

DECEMBER 16, 2024

UK government to retain golden share in parent company of International Distribution Services Business live latest updates The sale of Royal Mails parent company to the Czech billionaire Daniel Ketnsk has been approved by the UK government after a review under national security laws.

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How2Exit

FEBRUARY 25, 2024

rn Brandon's recent venture into buying a custom cabinetry company showcases a novel strategy involving a sale leaseback — a powerful maneuver that financed the purchase of the business itself. rn Key Takeaways: rn rn The "property split" or sale leaseback strategy can significantly finance business acquisitions.

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Mergers and Acquisitions Acquisitions Business Sale 130

The TRADE

NOVEMBER 7, 2023

Nasdaq European Markets has selected the former head of European business development at Citadel Securities to join the venue as a senior sales director, The TRADE can reveal. Matteo Balladori has joined Nasdaq European Markets in its European equities sales team based in London after nearly six years at Citadel Securities.

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Securities Business Trading Sale 69

MergersCorp M&A International

JUNE 25, 2025

For businesses operating under FINMA’s stringent oversight, a successful sale demands highly specialized advisory expertise. M&A Sale of FINMA Securities House Activities: Facilitating complex sales of securities firms, addressing diverse and high-risk regulated activities, from securities trading to market-making and underwriting.

Advisory 52

Advisory Portfolio Management M&A Asset Management 52

Razorpay

JULY 13, 2025

This is where a trustworthy, secure payment gateway becomes your most valuable asset, turning potential cart abandonment into confident, completed sales. Key Takeaways A secure payment gateway is a vital technology that encrypts and protects customer payment data during online transactions. What is a Secure Payment Gateway?

Securities 40

Securities Business Bank Banking 40

The New York Times: Mergers, Acquisitions and Dive

MARCH 13, 2024

The foreign ministry accused Washington of “resorting to hegemonic moves” ahead of House vote on a bill aimed at ByteDance, TikTok’s Chinese parent company.

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Sale Mergers and Acquisitions Government Media 130

The TRADE

JUNE 13, 2025

In his new role, he is set to help bolster RBC’s leveraged credit trading platform, also working closely with the leveraged finance team in global investment banking, and sales and trading. Among them, Mousumi Dey is set to assume the position of director, high yield and leveraged loan sales.

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Capital Market Trading Capital Investment Banking 52

The TRADE

FEBRUARY 8, 2024

Technology services provider Pico has named Linda Wallander vice president of EMEA sales, The TRADE can reveal. Before joining Pico, Wallander served as a senior sales executive for EMEA and Asia Pacific at data platform Exabel. The post Pico appoints new vice president of EMEA sales appeared first on The TRADE.

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Sale Advisory M&A Trading 64

Deal Lawyers

JANUARY 10, 2024

Shortly after they were approved in August, I blogged about the 2023 DGCL amendments, including the amendment to Section 272 providing that Section 271’s stockholder approval requirements will not apply to a disposition of property securing a mortgage or pledged to a secured party if either the secured party exercises rights to effect the disposition, (..)

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Sale Securities 100

The TRADE

NOVEMBER 6, 2023

FX data analytics platform Tradefeedr has gone live with TD Securities on its platform as its newest liquidity provider. Using Tradefeedr’s unified data API, clients of TD Securities will be able to access and analyse all their trading data, increasing transparency and engagement for all parties.

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Securities Financial Institution Trading Sale 69

iMerge Advisors

APRIL 15, 2025

Summary of: What Privacy, Security, and Compliance Documentation Will Acquirers Expect? For software startups handling significant volumes of user data, privacy and security compliance is no longer a back-office concern its a core value driver in M&A. Buyers will compare this to your internal procedures. AWS, Google Cloud).

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Securities M&A Valuation Risk Assessment 40

Cisco: M&A

JULY 3, 2025

Skip to content Cisco Blogs / Security / Secure Your Business With Cisco Hybrid Mesh Firewall Solutions July 3, 2025 1 Comment Security Secure Your Business With Cisco Hybrid Mesh Firewall Solutions 3 min read Renato Morais Technology is advancing faster than ever, and with it comes new challenges for businesses trying to stay secure.

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Securities Business Management Book-building 54

The TRADE

OCTOBER 16, 2023

The US Securities and Exchange Commission (SEC) has adopted a new rule to bolster transparency to market participants through increased public availability of short sale related data. According to the SEC, this new data will supplement the short sale data that is currently publicly available.

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Sun Acquisitions

JANUARY 8, 2025

First, with cyber-crime continually growing, the need for MSPs with robust security offerings grows in parallel. Working with an experienced M&A advisor can help you get an accurate valuation and position your business for the highest possible sale price. Negotiating the Best Deal Structure Its not just about the sale price.

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Business IT Sale Valuation 105

CNBC: Investing

MARCH 12, 2024

Several tech executives made large insider sales in early March, according to securities filings and VerityData.

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Sale Stock Securities 119