The TRADE

JUNE 9, 2025

The London Stock Exchange Group (LSEG) has entered an agreement to provide trading, clearing and market surveillance technology to power Brazil’s next-generation derivatives and futures exchange, A5X. Ron Lefferts The agreement will see A5X operating LSEG’s integrated market infrastructure technology suite, which includes pre-trade risk management, (..)

Risk Management

JD Supra: Mergers

AUGUST 8, 2025

Under the EO, the Purchasers must notify CFIUS of the sale or transfer of its interests in Jupiter and further requires that the Purchasers and Jupiter certify to CFIUS on a weekly basis that they and their affiliates are in compliance with the EO, until the Purchasers and Jupiter provide a certification of their divestment to CFIUS.

Acquisitions

CNBC: Investing

JULY 17, 2025

of total sales came through FMI technology in Q2 2025, up from 41.8% Sales were up 8.6% Risk management Josh — This one's easy. Via Quartr, 44.1% in Q2 2024 and 39.8% in Q2 2023. There are 132,174 integrated devices installed in total, which is up 10.8% year-over-year. year-over-year, operating margin improved to 21.0%

Stock

CNBC: Investing

JUNE 20, 2025

in sales, up 48% year-over-year. Earnings growth and margin expansion were primarily driven by strong operating leverage on stronger sales volumes. Risk Management: Josh — It's tempting to look at the chart of Amphenol and say "Well, I guess I missed it." The stock is just as strong on a fundamental basis.

Stock

Wall Street Mojo

JANUARY 3, 2024

What Is Sales Return Journal Entry? Sales Return in terms of payroll journal entry can be defined as the one which shall be used to account for the customer returns in the books of account or to account for when there is a return of goods sold by the customer due to defective goods sold, or misfit in requirement of the customer, etc.

Sale

The TRADE

NOVEMBER 27, 2023

Ronan McMahon has been appointed algorithmic sales trader at CLSA, following his departure from Morgan Stanley back in May. Earlier this year, trading, portfolio and risk management solutions provider TS Imagine added CLSA’s AI-powered European algo suite to its list of certified brokers.

Sale

Peak Frameworks

MAY 2, 2024

Understanding the Basics of Credit Sales Credit sales are purchases in which the buyer delays providing the actual payment. Under a credit sale, the buyer agrees to pay the price of a good over a period of time.

Sale

The TRADE

MARCH 7, 2024

The desk has been focused on equipping itself with advanced data analytics to enable traders to make more data-driven decisions related to pricing and risk management, and to utilise this data to make us more relevant to our clients based on client insights analysis.

Trading

Sun Acquisitions

JANUARY 26, 2024

The quest to boost retail sales can often seem like an uphill battle in the competitive landscape of medical spas or med spas. Identifying the Right M&A Opportunities The key to a successful M&A strategy in boosting Med spa retail sales is identifying new med spa businesses that complement or enhance the existing business model.

M&A

The TRADE

JANUARY 2, 2024

Previously, he also served as global head of institutional sales at TP ICAP, and before that worked as head of sales EMEA and Asia Pacific at BGC Partners for two years. He joined financing, investment and risk management business CIC Market Solutions as a sales trader.

Trading

The TRADE

NOVEMBER 15, 2023

Sam Hewson, head of FX sales at Citi, said: “We are taking steps towards building foundational capabilities to offer liquidity, pricing and risk management to our global clients wherever they choose to trade – be it on traditional rails or on blockchain.” The FX offering was developed in collaboration with T.

Collaboration

The TRADE

MARCH 25, 2024

Elsewhere in his career, Tan served at Maybank Investment Banking Group in an equity sales trading role. HSBC appointed Matthew Stanton as managing director, head of equities sales trading for Americas. Stanton joined HSBC from Primary Portal, where he served as a sales consultant.

Sale

The TRADE

SEPTEMBER 6, 2023

Frédéric Benizri has left TP ICAP to join financing, investment and risk management business CIC Market Solutions as a sales trader. His most recent role at the inter-dealer broker was as a cross asset sales trader, having spent seven years with the business.

Risk Management

The TRADE

SEPTEMBER 11, 2023

RBC appointed Guy Chalkley as managing director, UK flow rates sales. Chalkley brings more than three decades worth of financial services to the role, in both portfolio management and rates sales. Kepler Cheuvreux Execution Services (KCx) appointed Seb Klatt as program trading (PT) sales trader.

Sale

The TRADE

JUNE 19, 2023

He also spent several years at Goldman Sachs in a risk management and product control role. Fixed income investment banking boutique KNG Securities appointed Fernando Ortega as its new head of emerging market sales. Prior to that, Ortega worked at Morgan Stanley as head of institutional and onshore sales.

Sale

The TRADE

AUGUST 16, 2023

Trading Technologies International (TT) has appointed Gavin Miller its new director of EMEA sales – TT Fixed Income, his move follows almost five years at fixed income aggregation and surveillance technology business, Algomi. These were just the latest acquisitions by TT in a bid to expand its multi-asset capabilities.

Trading

The TRADE

SEPTEMBER 5, 2023

“By selecting TFB, [our clients] will benefit from fast execution, automation and improved market access,” said Mario Sanchez, managing director and global head of FXCM Pro sales. Brokers are also provided with data analysis and improved risk management through one user interface. “We

Broker

The TRADE

JULY 8, 2024

Prior to the move, Lane worked as vice president – institutional commodity sales EMEA, ETFs, quantitative investment strategies QIS). ABN AMRO Clearing Bank appointed Samantha Page as regulatory manager following almost two years at Euronext. She has also previously worked at Macquarie Group, ETF securities and AECOM.

Bank

Mergers and Inquisitions

MARCH 13, 2023

government bonds: In doing so, however, the bank and its “risk managers” made two key mistakes: Long-Term vs. Short-Term – Rather than putting these funds in shorter-term bonds that are less affected by interest rates , SVB invested mostly in longer-term, 10-year bonds whose prices drop significantly when interest rates rise.

Bank

M&A Leadership Council

OCTOBER 1, 2024

Marla partners with all key stakeholders, including the board of directors, investors, sales, client partners, and vendors. She brings leadership in all aspects of corporate finance with strong expertise in financial management, budgeting and forecasting, risk mitigation, cost controls, and strategic planning.

Corporate Finance

The TRADE

AUGUST 22, 2024

Electronic trading and automated workflows are important trends in global finance, enhancing competitiveness through more accurate pricing, smoother trade execution, and efficient risk management.”

Bank

The TRADE

MAY 30, 2023

TS Imagine has expanded its team in the Asia Pacific with two new appointments from investment management fintech Enfusion. Stephanie Cheung has been appointed sales director, while An Hoong will work within the account management team, responsible for technical account management and client support.

Accountant

The TRADE

JANUARY 3, 2024

Simon Gallagher, chief executive, London and head of global sales, Euronext We think that the introduction of an anonymised, single-level pre- and post-trade consolidated tape will trigger innovations at trading venues. Cyber security will remain a top priority to ensure the industry has defence mechanisms to safeguard sensitive data.

Trading

The TRADE

SEPTEMBER 20, 2024

Central clearing is likely to help ease counterparty credit limits due to better risk management and transparency provided by the CCPs and migrate previously uncollateralised bilateral contracts to the CCPs. In particular, counterparty default and fire sales risk should be much lower.

Trading

The TRADE

JUNE 14, 2023

Cboe said it is the only pan-European CCP offering these consolidated services for SFTs in European cash equities and ETFs, and subsequently it expects “to help to bring improved capital efficiencies, enhanced risk management and streamlined operational procedures to this market”.

Finance

The TRADE

OCTOBER 27, 2023

Through this addition, ASX – which currently only has a few participants – will see better counterparty risk management and more depth added to the marketplace, according to Marex.

Trading

Razorpay

FEBRUARY 21, 2024

With revenue, customer trust, and future opportunities at stake, mitigating the risks associated with chargebacks becomes imperative for sustained success. Razorpay Shield – India’s 1st Payments Risk Suite, offers advanced features such as a best-in-class risk engine powered by AI and ML algorithms.

Risk Management

Growth Business

MAY 23, 2023

These include accounting, finance, tax, forecasting, cash management, risk management and strategic planning. To apply, you will need a solid track record in running core finance related initiatives while driving positive growth and change, coupled with strong leadership skills and a tight cultural fit. Interested?

Engineering

The TRADE

DECEMBER 8, 2023

Instead, a combination of rising interest rates, inflation, soaring energy prices and geopolitical tensions have hit hedge funds, and subsequently the risk management practices of prime brokers. But unlike incidents of the past, the market mayhem of 2023 has not been confined to one event.

Broker

The TRADE

AUGUST 14, 2023

Scott’s experience includes equity swaps, operational risk management, and business process optimisation. Cantor Fitzgerald Europe appointed William Lindsay as its new head of technology, media and telecoms (TMT) sales for the EMEA region. Lindsay joined the firm from Berenberg, where he spent the last two years.

Equities

Focus Investment Banking

AUGUST 5, 2024

Hensrude points out that post-sale certainty is vital, citing the potential for issues to arise related to purchase price holdbacks, the duration of escrow, and the requirements for additional amounts which might need to be returned. Early planning and consultation with tax professionals are essential steps in this process,” Hensrude says.

M&A

The TRADE

OCTOBER 24, 2023

Eurex onboarded State Street in May of this year, becoming the first clearing house outside of the US to trade and centrally clear repo transactions with the move allowing State Street clients to benefit from multilateral netting providing risk management and collateral optimisation.

Trading

The TRADE

DECEMBER 5, 2024

Clearing obligations will become stricter, with enhanced oversight of margin requirements and risk management processes. Despite these new potentially arduous compliance pressures, trading desks are also likely to benefit from reduced counterparty risk and improved market confidence thanks to the changes.

Trading

The TRADE

JULY 25, 2023

The PRA specifically cited “significant failures in risk management and governance between 1 January 2020 and 31 March 2021, in connection with the Firms’ exposures to Archegos Capital Management”. The £87 million penalty issued by the PRA is a new record for the watchdog – despite it being reduced by 30% from £124.4

Risk Management

Wall Street Mojo

JANUARY 14, 2024

The Allowance Method in accounting sets aside funds to cover anticipated bad debts from credit sales. It calculates a reserve based on past sales and customer risk assessment, ensuring a realistic reflection of expected uncollectible amounts in financial statements. What Is The Allowance Method? Example #1 Suppose ABC Inc.,

Accountant

Mergers and Inquisitions

MARCH 8, 2023

Commodity trading desks within sales & trading at the large banks. For example, on the physical trading side , most of the job consists of simple arithmetic, geopolitical/market knowledge, and sales/relationship/networking skills. Commodity trading advisors (CTAs) , which are like hedge funds in some ways (see below).

Funds

Focus Investment Banking

MAY 22, 2025

And with many firms navigating succession planning, regulatory complexity, and growth constraints, todays market presents a timely opportunity to explore a sale under favourable conditions. It also offers cross-sell opportunities into employee benefits, risk management consulting, and specialty coverages.

Broker