CNBC: Investing

JULY 17, 2025

I like to think I am running such a business in wealth management — by incorporating tax and insurance in-house for wealth management clients, we've made ourselves indispensable. This allows them to achieve economies of scale in purchasing, logistics, and inventory management. Risk management Josh — This one's easy.

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CNBC: Investing

JULY 1, 2025

At the same time, Hilton's diversified brand portfolio of affordable to ultra luxury positions it well to capture an evolving consumer during times of heightened macro uncertainty. Risk management Josh here — Hilton is a potential breakout, not a breakout in progress. Click here for the full disclaimer.

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CNBC: Investing

JUNE 20, 2025

Risk Management: Josh — It's tempting to look at the chart of Amphenol and say "Well, I guess I missed it." Having a solid risk management plan in place prior to entry can help investors over this mental hurdle. The AI data center and infrastructure buildout is not slowing down. What more could you ask for?

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CNBC: Investing

JUNE 26, 2025

We were surprised to find out it was the iShares Core MSCI Emerging Markets ETF , more commonly known as IEMG (Disclosure: we own this for client accounts at Ritholtz Wealth Management): Up until recently, the emerging markets equity asset class has been fast asleep, but now, as you can see, it's waking up.

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CNBC: Investing

JULY 21, 2025

If this stock breaks below its 200-day, which is around the bottom level of support it's been building in the $100 range, the stock will have some further downside risk. Risk Management: Josh here — Above I am showing you the highly correlated peak for EXE stock and the spot natural gas price.

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CNBC: Investing

JULY 10, 2025

Lucid turned to a company called Ansys (ANSS) for thermal management, battery safety, and aerodynamics simulations for its new vehicle, enabling faster prototyping and accelerating the time to market. This is something we are constantly critiquing, optimizing, and improving at Ritholtz Wealth Management.

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CNBC: Investing

JUNE 5, 2025

The daily chart also provides a clear risk management method based on technical analysis principles, as a break below $340 would resolve this recent consolidation phase to the downside. That $355 level also represents a 61.8% Here we can see that Caterpillar is very close to a clear double top breakout, with a push above $355.14

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CNBC: Investing

JUNE 16, 2025

I'll update my risk management comments below. That said, energy and aerospace remain among the best portfolio hedges during periods of geopolitical instability. Their performance is often counter-cyclical to the risk-off sentiment we see, offering diversification when other sectors fall. Have a great week.

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PCE

NOVEMBER 15, 2023

In the complex world of modern finance, the importance of portfolio valuations cannot be overstated. These valuations are crucial for fund and investment managers, as transparency and consistency is important for individual investors, large institutions and other stakeholders.

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The TRADE

FEBRUARY 20, 2024

The bank will now adopt three additional modules of the solution, making MARS its primary risk management system. The MARS market risk module integrates to offer a solution which supports risk management and data workflow, providing scalability alongside allowing increased growth of CBI’s treasury business.

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The TRADE

DECEMBER 14, 2023

Portfolio trading as a concept has exploded in the last few years, egged on by market conditions and volatility brought on by the pandemic and other macroeconomic factors. However, whether or not all firms are able to monetise the tool by managing risk effectively in today’s environment, is up for debate.

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OfficeHours

MAY 16, 2023

as of the end of 2020, hedge funds managed approximately $3.6 Further, liquidity is important to help funds of all types manage risk and improve market stability. Hedge funds are also often activist investors, which means that they take an active role in managing the companies in which they invest.

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The TRADE

SEPTEMBER 24, 2024

State Street Global Advisors (SSGA) has launched the first actively managed corporate and municipal target maturity bond ETFs in the US market. The suite consists of 14 actively managed target maturity ETFs with various maturity years ranging from 2026 to 2034. The suite is made up of both corporate bond and municipal bond ETFs.

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Wall Street Mojo

FEBRUARY 9, 2024

What Is A Replicating Portfolio? A Replicating Portfolio refers to an investment portfolio built to copy the outcomes offered by a target asset. The purpose of building such a portfolio is to gain investment results similar to the results achieved by the target asset or the original instruments of the target portfolio.

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The TRADE

NOVEMBER 22, 2023

. “In today’s complex and fast-paced investment landscape, real-time performance attribution can provide transparency and clarity regarding the drivers of financial returns, particularly in portfolio construction and active risk management,” said Lars Ole Hansen, global product manager at SimCorp.

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The TRADE

JUNE 4, 2024

Less than half (37%) of risk professionals say they are prepared to manage risk tied to the next market shock, a new report from Coalition Greenwich has found. Confidence in risk management practices plays an important role in the survey’s findings, according to Coalition Greenwich.

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Global Banking & Finance

OCTOBER 12, 2024

By Kris Kowal Origination, relationship management, underwriting, loan servicing, portfolio monitoring, risk management, compliance, innovation and product development: That’s commercial lending. The question isn’t if, but rather when, generative AI touches every step of the commercial lending value chain.

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The TRADE

FEBRUARY 21, 2024

Ryan O’Connor has left Goldman Sachs Asset Management and is set to join ETF provider Global X ETFs as chief executive on 8 April. He most recently served as global head of ETF product, having initially joined Goldman Sachs Asset Management back in 2017 to build out the US fund strategist model portfolio business.

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The TRADE

AUGUST 8, 2024

German asset manager BayernInvest has adopted an integrated suite of Bloomberg solutions to support its front-to-back workflows. Expanding our engagement with Bloomberg as our technology partner has enabled us to streamline our investment management and operations workflows,” said Alexander Mertz, chief executive of BayernInvest. “It

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Beyond M&A

OCTOBER 16, 2024

Why Prior Cyber Incidents Impact Tech Due Diligence Discovering a history of cyber incidents is akin to uncovering a serious compliance violation; it prompts deeper investigation into operational security, internal controls, and risk management practices.

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The TRADE

JUNE 7, 2023

Linedata’s 2023 global asset management survey has found the main focus globally is on future cost saving and automation. Overall, the area where AI has been most deployed across the industry globally is in investment research at 32%, revealed the survey, closely followed by portfolio analytics and risk management at 30%.

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Global Newswire by Notified: M&A

JANUARY 15, 2025

Flexera, the leader in technology spend and risk management, enters into a definitive agreement to acquire the Spot by NetApp FinOps business from NetApp.

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Beyond M&A

MAY 14, 2023

Traditionally, due diligence focused on assessing the company’s proprietary technologies, its IP portfolio robustness, and its tech infrastructure’s scalability. Risk Management: As AI evolves, so do its associated risks. How does the company plan to create and capture value beyond the base AI model?

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Peak Frameworks

SEPTEMBER 11, 2023

Quality Management (QM) is more than just a term — it's a comprehensive approach that focuses on continuous improvement in all areas of an organization. Quality Control Quality Control is the segment of Quality Management that involves monitoring and adjusting processes and output to meet the established standards.

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Beyond M&A

MARCH 9, 2023

Evaluating their approach to vulnerability management, and assessing the risks associated with model vulnerabilities. This includes assessing compliance processes and procedures, any compliance violations or risks, and their commitment to ongoing compliance management.

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The TRADE

MAY 31, 2024

What are the key factors contributing to the rise of credit portfolio trading? Portfolio trading has seen a dramatic rise these past few years. It involves trading a basket of bonds of variable credit quality and risk as a single, all-or-none transaction, whereby the trade instruction specifies that the entire order must be filled.

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The TRADE

JULY 10, 2024

With the amount of US Treasury clearing activity processed through FICC expected to rise by $4 trillion daily following the SEC’s expanded clearing mandate which will be implemented in 2025 and 2026, DTCC’s calculator will be a key tool for firms to determine VaR and potential margin obligations for any simulated portfolio.

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The TRADE

SEPTEMBER 12, 2024

Rob Hocking The new futures aim to provide market participants with an additional tool to calculate implied volatility of the US equity market as measured by the S&P 500 Index, and to manage volatility risks and express directional views.

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The TRADE

JULY 2, 2024

Read more – Artificial Intelligence in fixed income: A paradigm shift Chin has held a range of leadership roles in quantitative research, risk management and portfolio management at AB, both in New York and London, since joining the firm in 1997. As part of his new appointment, Chin will be based in New York.

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Mergers and Inquisitions

MARCH 13, 2023

Even though banks are not “constrained” by their deposits, they still manage to their deposits , and most target a specific loan-to-deposit ratio. Insufficient/No Hedges – Rather than hedging their entire MBS portfolio with interest-rate swaps, the bank had… no swaps at all as of the end of 2022 ( oh, and no Chief Risk Officer, either ).

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The TRADE

DECEMBER 8, 2023

Instead, a combination of rising interest rates, inflation, soaring energy prices and geopolitical tensions have hit hedge funds, and subsequently the risk management practices of prime brokers. This is a timing problem which causes issues on T+1 if there are any trade discrepancies between the asset manager and the executing broker.

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The TRADE

MAY 30, 2023

TS Imagine has expanded its team in the Asia Pacific with two new appointments from investment management fintech Enfusion. Stephanie Cheung has been appointed sales director, while An Hoong will work within the account management team, responsible for technical account management and client support.

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The TRADE

APRIL 17, 2024

London-based fintech C8 Technologies is set to launch an FX hedging platform which employs systemic trading models to help businesses manage their currency exposures. Jonathan Webb, former head of FX strategy at Jefferies, manages the C8 Hedge platform.

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The TRADE

NOVEMBER 27, 2023

Read more: Fireside Friday with… Morgan Stanley’s Maria Salamanca Mejia Previously in his career, McMahon worked as a centralised dealer at Bank of Ireland Asset Management, working on the multi-asset global trading desk.

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The TRADE

OCTOBER 2, 2023

This is where a partnership with a firm like Cassini can come into its own because we see them as our equivalents in the collateral management and margin space.

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The TRADE

JUNE 21, 2023

“Certain technologies around margin transparency and particularly the advent of portfolio margining across the board, will be a very positive element and will enable people to be more resilient going forward,” said Chris Rhodes, president of ICE Futures Europe. Risk is back.

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The TRADE

MARCH 25, 2024

Most recently, Tan held a global portfolio trading position, which included trading global equities with strategy implementation via algorithms, crossing networks and global portfolio trading desks. HSBC appointed Matthew Stanton as managing director, head of equities sales trading for Americas.

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