The TRADE

OCTOBER 16, 2023

Named Rule 13f-2, the new rule will require institutional investment managers that meet or exceed specific thresholds to report short sale related information for equity securities through Form SHO.

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Sale Equities Securities Investment Manager 111

Global Banking & Finance

DECEMBER 23, 2024

BNP Paribas has formally signed the previously announced 5.1bn ($5.3bn) share purchase agreement for Axa Investment Managers. Axa and BNP Paribas Cardif entered into exclusive negotiations in August to offload Axa’s asset management division.

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The TRADE

JUNE 19, 2023

The Securities and Exchange Commission (SEC) has charged Pacific Investment Management Company (PIMCO) $9 million for disclosure, policies and procedures violations involving two funds the firm advises on. PIMCO failed to comply with both of these critical obligations.”

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Shearman & Sterling

AUGUST 8, 2017

​On August 1, 2017, Vice Chancellor Tamika Montgomery-Reeves of the Delaware Court of Chancery denied a motion to dismiss a stockholder complaint asserting claims for breach of fiduciary duty against directors and executives of AGNC Investment Corp. H&N Mgmt. Group, Inc. & & Aff Cos Frozen Money Purchase Plan v.

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TKO Miller

JUNE 21, 2023

in Finance, Summa Cum Laude, as well as a Certificate in Investment Management, both from the University of Wisconsin-Milwaukee. For more information, visit our website www.tkomiller.com Griffin holds an M.B.A. with a Finance Certificate from the University of Wisconsin-Milwaukee, a J.D. Noah holds a B.B.A

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Mergers and Acquisitions Middle Market Acquisition Advisories Advisory 99

Accenture Capital Markets

SEPTEMBER 5, 2023

The traditional RPA approach used by large financial services players usually doesn’t easily work in institutional investing. This is mostly because a large share of the total spend is related to front-office costs that RPA does not address, such as staff compensation, investment management fees and deal costs.

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Investors Financial Services Insurance Investment 94

The TRADE

OCTOBER 7, 2024

If you are buy-side and interested in attending the event, please contact Karen.delahoy@thetradenews.com. The post The TRADE announces the Rising Stars of Trading and Execution 2024 appeared first on The TRADE.

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Trading Asset Management Equities Investment Manager 59

The TRADE

SEPTEMBER 27, 2024

If you are a member of the buy-side community and would like information on attending please contact Karen Delahoy at karen.delahoy@thetradenews.com or Annabel Smith at annabel.smith@thetradenews.com.

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The TRADE

JUNE 20, 2023

The TDN is an initiative which FIA Tech describes as a shared ledger of trading information to address the fragmentation and lack of transparency in exchange traded derivatives (ETD) post-trade processing.

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Trading Broker Investment Manager Management 64

OfficeHours

MAY 24, 2023

Gain Relevant Work Experience If you are currently looking for internships or full-time roles, you can gain relevant work experience outside of investment banking. Investment banks highly value prior experience in finance-related roles like consulting, investment management, or sales and trading.

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Investment Investment Banking Finance Finance 147

The TRADE

SEPTEMBER 6, 2023

The TDN provides market infrastructure and shared ledger of trading information to combat the fragmentation and lack of transparency in exchange-traded derivatives (ETD) post-trade processing.

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Trading Risk Management Investment Manager Management 64

The TRADE

JUNE 13, 2023

The TDN initiative provides a shared ledger of trading information specifically aimed at addressing current fragmentation and lack of transparency which exists in exchange traded derivatives (ETD) post-trade processing. Currently, the TDN comprises 16 banks and brokers and 40 investment managers and hedge funds.

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The TRADE

JULY 12, 2024

Asia-based insurance giant AIA Group has selected BNY and BlackRock to provide a front-to-back investment platform, supporting the firm’s long-term investment programme.

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Collaboration Investment Insurance Trading 64

Growth Business

JUNE 29, 2023

While using a slide deck has advantages in terms of making a presentation look professional, it can have the opposite effect if too much information is crammed in. Keep information at the absolute minimum level that is sufficient to make an impact,” Alastair Moore, an investment manager at Par Equity says.

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Business Investors IT Investment 98

The TRADE

OCTOBER 23, 2023

Technology is at the forefront of this movement and the electronification/automation of many parts of the execution function allow the human element of trading to be more focused on larger, more complex trades that carry greater risk and as the role of trading develops, into other areas of the overall asset management business.

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The TRADE

MARCH 27, 2024

“As buy-side traders seek liquidity in larger size trades, the challenge to retain as much information as possible – while at the same time obtaining an executable price – can be difficult to navigate,” State Street Global Advisors’ head of fixed income trading, Sharon Ruffles, tells The TRADE. “As

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Trading Electronics IT Investment Manager 64

Deal Law Wire

MAY 28, 2021

Robo-advisors are automated, digital platforms that provide financial-planning services based on market algorithms and trends – a stark contrast from traditional avenues such as investment advisors. Stay informed on M&A developments and subscribe to our blog today.

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Investors M&A Management Investment 52

The TRADE

OCTOBER 31, 2024

Chicago-based head of US trading at Legal and General Investment Management (LGIM) Ryan Raymond has seen enough economic turmoil during his career to know what to do when markets turn volatile. Getting the data is one thing, analysing the data and turning it into useful information is a whole other ball game.

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The TRADE

OCTOBER 2, 2024

What I mean by that is, it’s really important for both sides to understand priorities,” says Ed Wicks, head of trading at Legal and General Investment Management (LGIM). “If Knowing what information is useful to the buy-side requires in-depth knowledge of their trading style and goals which is very difficult to automate.”

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Trading Electronics Broker Management 64

Growth Business

NOVEMBER 23, 2023

The mission of InReach Ventures is to create and use proprietary software to scale early stage investment across Europe and develop a new model of investing that ensures full alignment between investors and entrepreneurs. Notable investments include Canva and YuLife.

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The TRADE

OCTOBER 16, 2024

As Jean-Charles Sambor, head of emerging market debt at TT International Investment Management tells The TRADE: “The emerging markets fixed income sphere is recovering, and we expect inflows back to the asset class after years of investor exodus.” The increased availability of information is a game-changer.”

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Trading Investors Portfolio Investment 59

Peak Frameworks

AUGUST 24, 2023

Robo-advisors are automated platforms that provide investment management services with minimal human intervention, such as Betterment. Investor Relations Full-service brokerages often provide advice and research to investors, helping them make informed decisions. Discount brokerages offer fewer services but at a lower cost.

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IT Trading Accountant Investors 52

Razorpay

DECEMBER 15, 2024

Financial institutions ensure that all client transactions and records are handled with strict confidentiality, protecting clients’ personal and financial information. Range of Services: Private banking extends beyond traditional banking and investment management. Is Private Banking Right For You?

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Bank Banking IT Management 52

The TRADE

NOVEMBER 2, 2023

One which is fluid with respect to information flow, delivers real-time liquidity, and creates alpha opportunities to benefit our clients. As we navigate a more networked environment, the continued evolution of Aladdin, which is our centralised global platform for our trading and investment management process, remains key.

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Trading Portfolio Banking Bank 64

Wall Street Mojo

JANUARY 17, 2024

Besides, it discloses vital information regarding the solvency of a business. Management relies on the statement of cash flow for strategic decision-making. It assists in planning investments, managing working capital, and determining the need for external financing.

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Growth Business

AUGUST 3, 2023

I would always encourage a founder to come out of their comfort zone, and even pitch to investors before they’re ready,” said Adam Beveridge, investment manager at SFC Capital. Build a pitch deck Remember that your pitch deck will be ever-evolving, as different investors will request varying information.

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The TRADE

OCTOBER 9, 2024

The active investment manager specialises in emerging and frontier markets trading across fixed income, credit and specialist equities. The London-based trading team at Ninety One has a very particular set of skills.

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Trading Bulge Bracket Asset Management Banking 59

The TRADE

DECEMBER 21, 2023

Suddenly the longstanding narratives of ‘giving up control’, ‘loss of information’ and ‘replacing jobs’ have been replaced with the realisation for some fund managers that you can supplement your trading desk with an outsourced trading provider by turning to them for a particular geography, asset class or cover for holiday periods or busy times.

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The TRADE

OCTOBER 23, 2024

Rowe Price Buy-Side Market Structure Expert of the Year Simon Cohen, Morgan Stanley Investment Management Dan Eiseman, MFS Investment Management Melissa Hinmon, Glenmede Investment Management Mett Kinack, T.

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The TRADE

OCTOBER 23, 2024

Moreover, algorithms help better understand the market, providing investment managers with valuable information to make more informed decisions. This setup ensures that both quants and investment managers learn from each other, potentially creating a new and more capable type of quantitative investment manager.

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FineMark

JULY 13, 2023

Note : FineMark has direct exposure to these impacts through our own proprietary equity solutions and also through our external investment managers. Information is obtained from sources deemed reliable, but there is no representation or warranty as to its accuracy, completeness or reliability.

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Peak Frameworks

JULY 20, 2023

Practical Applications of Modern Portfolio Theory Investors and financial professionals widely use MPT as a framework for making informed investment decisions. Perhaps you're an investment banker advising a client on the restructuring of their portfolio or a private equity professional evaluating various investment opportunities.

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Cooley M&A

JANUARY 20, 2022

In response, more than 50 major law firms (including Cooley) published a joint statement stating that there was no legal basis for the claim advanced by the plaintiffs, but it appears as though William Birdthistle, the SEC’s new Director of Investment Management, may disagree.

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The TRADE

APRIL 22, 2025

Similarly, the deal aligns with the Japanese companys aim to expand its global asset management, and Nomuras investment management franchises total assets under management are expected to increase to approximately $770 billion upon completion of the deal, with more than 35% being managed on behalf of clients outside of Japan.

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The TRADE

FEBRUARY 26, 2025

He joins from BlackRock, where he most recently served as head of Aladdin engineering, holding responsibility for the design, product management, development and operation of the firms investment management technology platform.

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Engineering Investment Manager Trading Management 64

The TRADE

APRIL 10, 2025

Amundi Technology has partnered with capital markets trading and risk solutions provider Murex to deliver OTC derivatives capabilities to investment managers. This is another example of how an open architecture can help investment managers to simplify their operating models by connecting market-leading solutions in a single platform.

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Asset Management Investment Manager Portfolio Management 59

The TRADE

MARCH 3, 2025

He will join from BlackRock, where he most recently served as head of Aladdin engineering, holding responsibility for the design, product management, development and operation of the firms investment management technology platform.

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Sale Trading Equities Investment Manager 64