Beyond M&A

DECEMBER 18, 2024

For VC and PE investors, the rise of Agentic AI presents a massive opportunity to capitalize on the next wave of technological innovation. From algorithmic trading and risk management to fraud detection and customer service, the applications are vast and varied. Financial services, too, are ripe for disruption by Agentic AI.

Investors

The TRADE

JULY 16, 2025

“Our 24-hour trading capability marks a major step forward in providing clients with the market access they demand in today’s fast-paced global environment,” said Burke Dempsey, EVP, head of investment banking and capital markets at Wedbush. “By partnering with Blue Ocean and OTC Markets, we are already bridging the gap across time zones to offer (..)

Trading

The TRADE

JANUARY 14, 2025

The firm said this latest approval further strengthened its support of the evolving needs of the Indian capital markets. BSE confirmed that it has certified the Fidessa trading platforms integrated suite of algorithms as compliant with exchange rules, regulatory standards, and risk management requirements.

Trading

The TRADE

JANUARY 15, 2025

Novobanco and Nasdaq have expanded their technology partnership, wherein Novobanco will expand its use of Nasdaqs Calypso platform to support the banks entire capital market operations. Nasdaq Calypso is a global, multi-asset trade management platform which claims to streamline trading, clearing, risk management, and post-trade processing.

Capital Market

The TRADE

JUNE 26, 2025

RBC Capital Markets has joined credit default swaps (CDS) clearinghouse, ICE Clear Credit, as a Futures Commission Merchant (FCM) clearing participant. Eric Aldous The move comes as part of the firm’s push to expand its CDS client clearing services and marks the first FCM with a Canadian parent company, Royal Bank of Canada, to join ICE Clear Credit. (..)

Capital Market

Solganick & Co.

APRIL 21, 2025

Security Operations constituted the largest sub-sector of M&A activity , followed by Risk Management , Infrastructure , and Identity. Strategic acquirers are increasingly unifying disparate security tools to simplifyoperations and gain greater visibilityacross organizations’attack surface and prioritize cyber risks.

M&A

The TRADE

JUNE 16, 2025

Clearstream will handle the collateral selection, valuation and substitution, acting as an independent third party, to ensure compliance with eligibility criteria, as well as managing settlement and custody services, handling regulatory reporting, and supporting liquidity and risk management objectives.

Management

Lake Country Advisors

OCTOBER 31, 2024

As a co-owner, you share risks, manage financial obligations, and potentially take part in daily operations based on the terms outlined in your partnership agreement. General partners handle day-to-day operations and carry the entire liability, while limited partners only contribute capital and have limited liability.

Business

Global Banking & Finance

OCTOBER 29, 2024

Initially focused on risk management and capital controls, regulations now encompass a broader range of concerns, including data privacy, technological innovation, and operational resilience. As banks navigate this increasingly complex […]

Banking

European Investment Bank

DECEMBER 19, 2024

The EIB Group publishes semi-annually its Group Risk Management Disclosure report (the GRMD Report) which provides disclosures about EIB Groups exposure to risks. The GRMD Report also referred to as Pillar 3 - enhances the EIB Groups market transparency with respect to its risk profile, risk management policies and practices.

Risk Management

The TRADE

APRIL 16, 2025

Ivan Brown The exchange operator said the new venue will align with the needs of options industry participants and tackle risk management challenges in the market. IEX has firmed up the date for its new options exchange, IEX Options, set to be launched by Q2 2026, pending regulatory approval.

Book-building

CNBC: Investing

JULY 1, 2025

Industrials and tech take up the lion's share of our list at a combined 40% exposure out of all 11 sectors: Top Industries: Software, Capital Markets, and Aerospace and Defense have been the strongest industries for the first half of 2025: Crypto was another theme within our list that had a great June. billion in net income and $3.3

Stock

CNBC: Investing

JULY 17, 2025

Risk management Josh — This one's easy. The stock is within 5% of new all time highs. It sits about 8% above its 50 day moving average and about 15% above its 200 day moving average, well within a defined uptrend. The stock is slightly overbought thanks to the post-earnings reaction from the start of this week.

Stock

CNBC: Investing

JUNE 20, 2025

Josh — During the last earnings season, the hyperscalers all affirmed their guidance for capital expenditures this year. Risk Management: Josh — It's tempting to look at the chart of Amphenol and say "Well, I guess I missed it." The AI data center and infrastructure buildout is not slowing down.

Stock

Solganick & Co.

JULY 24, 2025

Infrastructure constituted the largest sub-sector of M&A activity, followed by Risk Management and Data Protection. Total funding for venture capital-backed cybersecurity companies reached the highest level in 3 years and totaled $9.4 billion in 1H 2025, up from $8.8 billion in the prior year period.

M&A

CNBC: Investing

JUNE 26, 2025

Risk management Josh here — CPNG, despite its rally this year, is still in a 40% drawdown from the '21 peak despite the fact that it is now a much bigger, more successful business than it was at the time of its IPO.

Stock

CNBC: Investing

JULY 10, 2025

Risk management Josh — Traders can use $350 as a pivot point. ASSUMPTIONS MADE WITHIN THE ANALYSIS ARE NOT REFLECTIVE OF THE POSITION OF RITHOLTZ WEALTH MANAGEMENT, LLC" TO THE END OF OR OUR DISCLOSURE. It's got sticky customer relationships in industries that have massive switching costs.

Stock

CNBC: Investing

AUGUST 4, 2025

I'll be back with some risk management commentary should the trade not work out. Management noted that "9 of our top 10 all-time peak days in Virginia have occurred this year." Risk management Josh — Let's not make this more complicated than it needs to be. dividend yield while you wait.

Stock

PE Hub

JANUARY 9, 2024

In 2022, Partners Group acquired a minority stake in the company, joining existing owner CVC Growth, an affiliate of CVC Capital Partners. The post PE-backed VelocityEHS buys risk management software firm Contractor Compliance appeared first on PE Hub.

Risk Management

PE Hub

FEBRUARY 7, 2024

Based in Toronto, Security Compass is a provider of enterprise DevSecOps software solutions to ensure secure application development and risk management. The post FTV Capital-backed Security Compass buys Kontra from ThriveDX appeared first on PE Hub.

Securities

PE Hub

SEPTEMBER 26, 2023

Exostar is a secure collaboration and risk management service provider. The post Arlington Capital to buy Exostar from Thoma Bravo appeared first on PE Hub.

Capital

The TRADE

FEBRUARY 20, 2024

The bank will now adopt three additional modules of the solution, making MARS its primary risk management system. The MARS market risk module integrates to offer a solution which supports risk management and data workflow, providing scalability alongside allowing increased growth of CBI’s treasury business.

Risk Management

European Investment Bank

AUGUST 8, 2023

The EIB Group publishes annually its Group Risk Management Disclosure report (the GRMD Report) which provides qualitative and quantitative disclosures about EIB Group’s exposure to risks and its approach to managing them.

Risk Management

European Investment Bank

AUGUST 7, 2024

The EIB Group publishes annually its Group Risk Management Disclosure report (the GRMD Report) which provides qualitative and quantitative disclosures about EIB Group’s exposure to risks and its approach to managing them.

Risk Management

European Investment Bank

DECEMBER 29, 2023

Starting with this edition, the EIB Group publishes semi-annually its Group Risk Management Disclosure report (the GRMD Report) which provides disclosures about EIB Group’s exposure to risks.

Risk Management

OfficeHours

MAY 16, 2023

Hedge funds are significant players in financial markets given the size of their capital bases and the frequency of their trading. as of the end of 2020, hedge funds managed approximately $3.6 Liquidity is essential for businesses and governments to access capital. One tool for risk management is hedging.

Financial Market

The TRADE

JUNE 17, 2024

The expanded partnership will also include an extension of Nasdaq’s market surveillance partnership with IDX, alongside an agreement to enhance IDX’s index business to help foster a global capital markets ecosystem. The post Indonesia Stock Exchange taps Nasdaq to build out market infrastructure appeared first on The TRADE.

Stock

OfficeHours

JUNE 6, 2023

Below, we will explore the role of private equity firms in New York City’s economic landscape, examining their impact on job creation, economic growth, capital allocation, and industry transformation. These firms provide capital, expertise, and strategic guidance to help these businesses grow, expand, and compete on a larger scale.

Private Equity

TechCrunch: M&A

MAY 11, 2023

Since the start of 2023, Getaround has received separate delisting warnings from the NYSE because its global market capitalization over a 30 trading-day period was less than $50 million and because it did not file timely earnings reports with the U.S. To date, Getaround’s stock has lost 96% of its value.

Acquisitions

PE Hub

SEPTEMBER 26, 2023

Arlington Capital buys secure collaboration and risk management service provider from Thoma Bravo; Silver Oak leads recapitalization of quality assurance provider; Heartwood Partners deal in the nutraceutical sector; and a look at differences between running take-private deals in the US vs. Europe.

Collaboration

The TRADE

JANUARY 3, 2024

They will need to take the Capital Markets Union more seriously and remove the frictional cost of trading between countries. In light of geopolitical realities, sluggish economic growth, and constraint public finances, it will be particularly critical for the EU to ensure a new vision in regard to the Capital Markets Union.

Trading

Mergers and Inquisitions

MARCH 13, 2023

In 24 hours, it went from “We’re fine, but we took some losses and need additional capital” to “The FDIC is taking over, the government has guaranteed uninsured deposits, and there might be additional bank runs and a financial crisis or three.” And the impact on the banking industry , venture capital, and startups. But the U.S.

Banking

The TRADE

FEBRUARY 29, 2024

The London Stock Exchange (LSEG) saw overall growth across its key businesses in 2023, with considerable improvement across data and analytics, capital markets, and in particular, post-trade. year-on-year increase, while capital markets saw a 6.1% In capital markets, the 6.1% rise year-on-year as compared to 2022.

Trading

The TRADE

SEPTEMBER 24, 2024

The nine corporate bond ETFs aim to maximise current income while seeking preservation of capital, while the five municipal bond ETFs look to maximise current income that is exempt from regular federal income taxes while seeking preservation of capital. The suite is made up of both corporate bond and municipal bond ETFs.

Corporation

The TRADE

DECEMBER 8, 2023

Following the height of Covid, we’ve had the memestock saga, the collapse of Archegos Capital and the war in Ukraine impacting the space in concurrent years as unprecedented events seem to have become the norm, driving market volatility in each of the post-pandemic years. These forces have rumbled markets and led to heightened volatility.

Broker

The TRADE

JULY 25, 2024

As financial institutions across Asia and Japan increasingly seek to benefit more from robust risk management and capital efficiencies, we remain committed to offering our members the processing, margining and settlement benefits that SwapAgent brings,” said Nathan Ondyak, head of SwapAgent at LCH.

Financial Institution

The TRADE

DECEMBER 14, 2023

The US watchdog is looking to bolster risk management practices for central counterparties in the US Treasury market and facilitate additional clearing of US treasury securities transactions through forcing some cash Treasury and repos to be centrally cleared.

Financial Institution