Broker Information Investment Manager 
The TRADE
OCTOBER 16, 2023
Named Rule 13f-2, the new rule will require institutional investment managers that meet or exceed specific thresholds to report short sale related information for equity securities through Form SHO. In the final ruling the SEC has changed the reporting requirement to occur at the end of the day.
The TRADE
NOVEMBER 28, 2024
Soft Skills: Strong communication skills to convey complex information to diverse stakeholders. Skills in basic programming or systems knowledge will be necessary for tasks such as manual overrides, improvements, and customisations. Understanding technology will be crucial for validating automated workflows.
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The TRADE
JUNE 20, 2023
The TDN is an initiative which FIA Tech describes as a shared ledger of trading information to address the fragmentation and lack of transparency in exchange traded derivatives (ETD) post-trade processing.
The TRADE
JUNE 13, 2023
The TDN initiative provides a shared ledger of trading information specifically aimed at addressing current fragmentation and lack of transparency which exists in exchange traded derivatives (ETD) post-trade processing. Currently, the TDN comprises 16 banks and brokers and 40 investment managers and hedge funds.
The TRADE
SEPTEMBER 6, 2023
The TDN provides market infrastructure and shared ledger of trading information to combat the fragmentation and lack of transparency in exchange-traded derivatives (ETD) post-trade processing.
The TRADE
MARCH 27, 2024
“As buy-side traders seek liquidity in larger size trades, the challenge to retain as much information as possible – while at the same time obtaining an executable price – can be difficult to navigate,” State Street Global Advisors’ head of fixed income trading, Sharon Ruffles, tells The TRADE. “As
The TRADE
OCTOBER 2, 2024
What I mean by that is, it’s really important for both sides to understand priorities,” says Ed Wicks, head of trading at Legal and General Investment Management (LGIM). “If We view this as a complement to broker led avenues of liquidity, not as a replacement.”
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