The TRADE

JUNE 16, 2025

The move follows Redburn Atlantic’s winning Best Agency Broker at The TRADE’s inaugural 2024 Leaders in Trading New York Awards in November. Aroeman brings more than 30 years of industry experience to his new role, largely covering the delivery of derivatives, structured products and risk management solutions to Indonesian clients.

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Capital Market Capital Investment Banking Sale 52

Lake Country Advisors

OCTOBER 31, 2024

Buying into a business as a partner offers ownership and profit potential but also comes with risks. A local business broker can be invaluable in identifying opportunities, assessing the business’s financial health, and negotiating on your behalf to ensure a smooth transaction.

Business 52

Business Profitability Debt Shares 52

The TRADE

APRIL 26, 2024

In your opinion, what skills should be the main priority for traders looking to succeed in the equities space? This is even more important when working in equities because it’s a market that reacts strongly to news flow. What advice would you give to others looking to also enter the world of equity trading?

Insurance 59

Insurance Risk Management Equities Trading 59

The TRADE

DECEMBER 13, 2023

TT Compliance is set to take from the TT Score trade surveillance offering, originally built for exchange-traded derivatives, as well as Abel Noser’s Compliance+ solution – primarily utilised for US equities.

Trading 59

Trading Business Risk Management Capital Market 59

The TRADE

SEPTEMBER 6, 2023

Risk management and recovery will be improved by this in the event of a systemic outage such as a cyberattack or technology failure. The initiative currently includes 16 banks/brokers as well as 50 investment managers and hedge funds with combined assets under management of more than $37 trillion.

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Trading Risk Management Investment Manager Management 64

The TRADE

OCTOBER 24, 2023

The pan-European central counterparty (CCP) has approval to clear cash equities, depositary receipts, ETFs, and equity derivatives (index futures and options). Its overall market share for cash equities clearing was 34% in the first half of 2023, an year-on-year increase from 2022.

Trading 59

Trading Risk Management Equities Management 59

The TRADE

SEPTEMBER 11, 2023

Bradley will be responsible for building out Tourmaline’s equity derivatives franchise across Europe, while Williams will be responsible for covering clients on global cash equities execution, building on his two decades of experience in the area.

Sale 64

Sale Management Trading Portfolio Management 64

The TRADE

OCTOBER 18, 2024

Meanwhile, with regards to equities, revenue deriving from prime brokerage compared to trading shifted from a 30% versus 70% ratio a decade ago, to 40% to 60% in 2023. Dominic Rieb-Smith, managing director, international head, prime services sales, JP Morgan, refers to the past year as “a standout”. billion in 2023.

Funds 69

Funds Broker Bank Banking 69

The TRADE

JULY 7, 2023

How are client demands of prime brokers shifting? That edge often comes from a fund’s partners like prime brokers, who can facilitate lending and trading strategy implementation, and offer tools for pulling real insights from the troves of data that are a byproduct of proper market engagement.

Capital Market 52

Capital Market Risk Management Investment Banking Capital 52

The TRADE

AUGUST 15, 2023

Trading, portfolio and risk management solutions provider TS Imagine has added CLSA’s AI-powered European algo suite to its list of certified brokers. TS Imagine’s TradeSmart features pre-certified connections to more than 250 listed brokers and venues, as well as broker algos.

Broker 40

Broker Trading Risk Management Investment Manager 40

Sun Acquisitions

AUGUST 19, 2024

Diversifying financing sources can mitigate risks and provide greater flexibility. Companies can explore options like private equity investments, venture capital funding, mezzanine financing, and strategic partnerships.

M&A 59

M&A Finance Finance Economics 59

The TRADE

OCTOBER 25, 2023

BMLL Technologies BMLL provides its clients – banks, brokers, asset managers, hedge funds, global exchange groups, academic institutions and regulators immediate and flexible access to Level 3, harmonised, T+1 historical order book data and advanced pre- and post-trade analytics at scale.

Trading 59

Trading Investment Business Valuation 59

Sun Acquisitions

MAY 22, 2024

The Changing Face of M&A Financing: Historically, M&A transactions have been financed through traditional methods such as bank loans, private equity, or issuing bonds. As with crowdfunding, however, careful consideration of regulatory compliance and risk management is crucial to ensure a smooth and secure financing process.

M&A 59

M&A Finance Finance Mergers and Acquisitions 59

Wall Street Mojo

JANUARY 17, 2024

Financial institutions with good credit ratings offer swap facilities to clients and charge fees from brokers. Risk is diversified through dispersal of swap transactions among many clients. The broker-dealer network facilitates such decentralized trading of derivatives, equity and debt instruments.

Financial Institution 91

Financial Institution Bank Banking Financial Models 91

Mergers and Inquisitions

MARCH 8, 2023

Energy Information Administration has a few simple examples here : Your discussions with customers, competitors, and other commodity brokers will also inform this curve. For example, you could start trading a slightly more accessible product (equities, options, etc.) Around 10% had wealth management experience.

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Funds Finance Finance Trading 119

GillAgency

FEBRUARY 10, 2022

It is written in a way that will help you, in case you decide to go about the process without a business broker. You are always welcome to call us or talk to any business broker about the state of the business world. As such, you should hire a consultant or a business broker to help you with setting up your marketing package.

Business 52

Business Sale Broker IT 52

The TRADE

MAY 1, 2024

Papanichola began his career at interdealer broker, GFI, however quickly realised the environment wasn’t the one for him. It’s about risk management philosophy and methodology,” explains Papanichola. Interesting, lucrative, fun but highly unconventional,” he says. A hybrid role Bluebell has a small but punchy refit.

Trading 59

Trading Capital Funds Investment 59

How2Exit

FEBRUARY 23, 2023

This is the process of reviewing and evaluating a company's operations, processes, and systems in order to assess its efficiency, effectiveness, and risk profile. Additionally, you may want to consider engaging a broker or investment banker to source deals or facilitate the transaction.

Business 130

Business Negotiation DCF Acquisitions 130

Software Equity Group

AUGUST 20, 2024

The software offers features for operations management, work planning and control, dashboards, business intelligence, reporting, environmental health and safety, workforce management, and risk management. Since its founding in 2012, the private-equity-backed company has made 69 investments.

Investment 52

Investment Management Acquisitions Business 52

Focus Investment Banking

JANUARY 18, 2024

Senior advisors play a key role in client relationship management, strategic advisory, market research, networking, team collaboration and risk management. Sometimes people don't realize they need a broker. The demand market was improving, with additional buyers and an influx of private equity interest.

Sale 52

Sale Business M&A IT 52

The TRADE

APRIL 30, 2024

Among the key components of Basel III is the increase in minimum capital requirements for banks, including higher common equity and Tier 1 capital ratios. In a wider sense, Basel III impacted financial market by promoting greater stability, resilience, and risk management within the banking sector.

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Financial Institution Financial Market Risk Management Bank 69

The TRADE

MAY 16, 2025

Les Vital The offering is supported by introducing broker, Capital Institutional Services (CAPIS) and will allow clients to trade US equities 24 hours a day, five days a week, extending overnight trading opportunities. LiquidityBook is leveraging Blue Ocean ATS to offer its buy-side clients overnight trading access.

Trading 52

Trading Broker Risk Management Sale 52

The TRADE

DECEMBER 20, 2024

Whilst there will be continued focus on top-down changes, we will continue to advocate for market-led approaches which strengthen the existing competitive framework, particularly in cash equities clearing, allowing participants to prioritise initiatives which enhance their operational and capital efficiencies.

Trading 59

Trading Equities Capital Investment 59

The TRADE

DECEMBER 19, 2024

Hayley McDowell, EU equity electronic sales trader and market structure consultant, RBC In 2025, we will see momentum in European dark trading continue to build. Educational initiatives will equip retail investors with the necessary knowledge and resources to better understand and utilise financial instruments like equity options.

Trading 59

Trading Retail Investment Investors 59

Lake Country Advisors

MAY 7, 2025

Although it can be demanding, careful preparation helps protect your equity and streamlines the sales process. Businesses with disorganized records may struggle, prompting concerns about overall management practices. A business broker might coordinate all these efforts, ensuring everyone stays on the same page.

Business 75

Business Financial Statement Negotiation Broker 75

The TRADE

DECEMBER 17, 2024

The selection procedure for the European equities tape starts next June, with a decision made by the end of 2025. Hopefully the UK will also announce their views on an equities tape next year. Investors have learnt that they need to expect the unexpected, which is why liquidity risk management practices are now so important.

Trading 59

Trading Equities Electronics IPO 59

The TRADE

NOVEMBER 22, 2024

The market has a bloated old infrastructure where lots of different people have to be fed – whether it’s the brokers, the exchanges, the clearing houses, the product issuers, they all need to get paid every year and typically have a vast array of people.

Trading 59

Trading Broker Retail IT 59