The TRADE

OCTOBER 25, 2024

He joins the firm from Deutsche Bank where he served as a currency options trader. Prior to this, Roberts spent five and a half years at NatWest Markets, most recently serving as a FX derivatives trader. Elsewhere in his tenure at NatWest Markets, he worked as a US rates strategies.

Banking

The TRADE

OCTOBER 14, 2024

Whilst at Morgan Stanley he most recently served as executive director in electronic FX institutional sales. Before that, Green worked in fixed income derivatives solutions at Barclays Investment Bank. Olivia Gassner joined JP Morgan as VP, equity electronic sales trader following a stint at RBC Capital Markets.

Electronics

The TRADE

OCTOBER 13, 2023

Deutsche Bank has completed the acquisition of institutional broker Numis and has unveiled a new offering to be known as ‘Deutsche Numis’. The transaction is the next step in Deutsche Bank’s Global Hausbank strategy, which aims to unlock deeper engagement with corporates in the UK.

Banking

The TRADE

MARCH 11, 2024

Gould joined BNY Mellon after three years at RBC Capital Markets where she previously served as co-head of equities electronic sales and trading. Weimer took over the chief executive role in 2018, moving over from his CEO position at HypoVereinsbank UniCredit Bank.

Equities

The TRADE

JULY 17, 2023

RBC Capital Markets has appointed Giles Gleave and Mike Heraty as its newest managing directors, according to an internal memo seen by The TRADE. Before that, he worked at Bank of America for 11 years, most recently as head of North American equity client solutions sales and structuring.

Equities

The TRADE

JULY 3, 2023

Alongside him, Torsten Schöneborn joined the bank from BNP Paribas where he had been global head of electronic platform and global head of quant prime broking. Before that, he spent almost 10 years at Deutsche Bank, where his roles included global co-head of electronic equities and head of eFX spot quant trading.

Trading

The TRADE

OCTOBER 2, 2023

RBC appointed two former Credit Suisse senior algorithmic trading individuals to join its low touch electronic sales and trading team. Prior to joining Credit Suisse in 2006, Hilton spent six years at UBS Investment Bank as a director. Axis Capital Markets appointed Lewis Jones in an institutional sales and trading role.

Asset Management

The TRADE

OCTOBER 9, 2023

De Groot has three decades of experience in the capital markets and banking sectors, having worked at major global institutions across North America, Europe and APAC. He previously held senior positions at Standard Chartered Bank, Deutsche Bank, and Mporium.

Electronics

The TRADE

DECEMBER 28, 2023

UBS shakes up execution services management team structure People moves are always one of our biggest draws in readership, and in October, UBS’ plans to make changes within its execution services business , specifically the electronic trading area, became one of most read stories of the year.

Asset Management

The TRADE

OCTOBER 21, 2024

Before joining JP Morgan, Finlayson spent 14 years at UBS, holding a variety of senior positions including her most recent stint as head of market structure and liquidity strategy. Prior to joining BNY, she was the co-head of equities electronic sales and trading EMEA for RBC Capital Markets.

Trading

The TRADE

JUNE 10, 2024

Previously in his career, he served as head of equity trading for Asia Pacific at Deutsche Bank and Deutsche Bank Securities for two years and 13 years, respectively. BTIG appointed Sean Shanker as a managing director within the electronic trading team, based in New York. He began his trading career at UBS in Hong Kong.

Asset Management

The TRADE

JANUARY 8, 2024

Industry stalwart Dan Hinxman joined Bloomberg as head of European credit electronic trading following almost six years as managing director at TP ICAP. Jefferies’ managing director and head of US equity distribution in Europe, Guy Trust, left the bank after nearly a decade to join Daiwa Capital Markets Europe.

Asset Management

The TRADE

SEPTEMBER 25, 2023

Previously in his career, he served as president and chief executive of TD Ameritrade Holding Corporation for eight years and as vice chairman of TD Bank Financial Group. Banque, Banca Commerciale, and Lugano Espirito Santo Investment Bank. Banque, Banca Commerciale, and Lugano Espirito Santo Investment Bank.

Sale

The TRADE

FEBRUARY 26, 2024

O’Connor has also previously held senior positions at State Street Global Advisors during his ten-year tenure, where his responsibilities included leading “a diverse cohort of product and capital markets teams for the SPDR ETF franchise”.

Asset Management

The TRADE

DECEMBER 27, 2023

Kerim Acanal, global head of emerging markets, Tradeweb The request-for-market (RFM) protocol will continue to be the next frontier for electronic trading in emerging markets. This is illustrative of the markets’ protocol preferences changing, and RFM proving its worth as an important tool.

Trading

The TRADE

OCTOBER 23, 2023

and Lloyds Banking Group, before joining J O Hambro in 2018. Jonathan Tse has been appointed managing director, EMEA head of electronic trading quant analytics, platform and product at UBS, as he moves over from Credit Suisse. De Kock has held the position since 2010 and his next role is so far unconfirmed. He will report to Blatch.

Capital

The TRADE

NOVEMBER 9, 2023

BMO Capital Markets also received two awards in the algorithmic trading category, Best Access to Market, alongside Best Customer Support & Consulting. Meanwhile in the EMS category, Virtu Triton received two awards; Best Market Access and Best Large-Cap.

Trading

The TRADE

JULY 10, 2023

HSBC’s head of artificial intelligence (AI) for markets and securities services, Ash Booth, has departed for rival bank JP Morgan. Booth joined JP Morgan as applied AI lead for markets operations after spending the last nine years with HSBC in data science roles. Gould’s next role is not yet confirmed.

Sale

The TRADE

SEPTEMBER 26, 2024

Alongside these, The TRADE is excited to reveal the Editors’ Choice Awards for 2024, recognising excellence from all corners of the capital markets industry, including exchanges, trading venues, technology and data vendor services and more. Buy-side, Industry Person of the Year and Innovation Awards will follow in the coming weeks.

Trading

The TRADE

AUGUST 8, 2023

The two leading US capital markets watchdogs have come down on almost a dozen organisations over recordkeeping failures with their combined penalties totalling nearly $550 million. Additionally, the CFTC has also confirmed that the settlements also require an admission of wrongdoing from the banks. billion to date.

Capital Market

The TRADE

APRIL 26, 2024

Head of execution strategy and an electronic sales trader at Liberum are set to up sticks to join Investec, The TRADE can reveal. Dom Lowres and Matt West Dom Lowres, head of execution strategy, and Matthew West, electronic sales trader, are set to join the firm in the coming months to set up a new low touch electronic desk.

Sale

The TRADE

OCTOBER 27, 2023

As part of a major scheme from the Monetary Authority of Singapore (MAS) to develop the region as a global FX trading hub, several large banks over the last few years agreed to develop FX pricing and trading engines in Singapore, in partnership with MAS.

Trading

The TRADE

DECEMBER 11, 2023

Albon has been appointed associate director, senior sales for EMEA electronic trading and program trading, set to join the firm in February next year. She will report to global head of electronic trading and distribution, Jason Rand. Albon, who has been with Kepler for four years, has had an extensive career in execution sales.

Trading

The TRADE

FEBRUARY 23, 2024

He has two decades of experience in the capital markets industry and was previously Neptune’s chief technology and product officer, having joined back in 2021. Before that he held senior technology and product management roles at : UBS, BNP Paribas, Deutsche Bank, NatWest, and Citi.

Trading

The TRADE

NOVEMBER 2, 2023

A friend suggested I consider investment banking and following a trading and sales summer placement at ABN AMRO in the City, I was instantly captivated – I had found my fit. Fast forward to the end of my studies, I applied for a position at a European investment bank. My rational was twofold.

Trading

Bronte Capital

MAY 21, 2021

John Extract F ollowing the allegations made public by Viceroy Research LLC, Wilmington, Delaware, USA, in the role of a short seller in September 2020, GRENKE AG’s financial reporting as at the immediately subsequent reporting date has a particularly indicative effect from the perspective of the capital market and other key stakeholders.

Financial Statement

The TRADE

SEPTEMBER 25, 2024

Unlike other central banks around the world, the US Federal Reserve’s first interest rate cut is only expected to take place in the third week of September – a decision that has come under criticism from some who claim it’s too little too late. In depth – AI?

Trading

The TRADE

AUGUST 1, 2023

The relationship between banks and their clients has shifted in recent years as the advancement of technology has encouraged a broader range of firms to become more autonomous with how they execute smaller trades and less risk averse with larger ones. We saw an opportunity where the market landscape had shifted around 2018,” adds Nielson.

Equities

Mergers and Inquisitions

FEBRUARY 28, 2024

For the right person, though, fixed income research can be even better than equity research, whether you’re at a bank, an asset management firm, a hedge fund, or a credit rating agency: Table of Contents: What is Fixed Income Research? Also, it can be quantitative or fundamental – or both! . – closer to the work at a quant fund ).

Equities

The TRADE

OCTOBER 16, 2024

With the advent of an ever-more technologically innovative and globally connected capital markets sphere, fixed income emerging markets (EM) have demonstrably become an increasingly appealing area of interest for investors. If we consider the more liquid bonds in the EM market, it is full of potential.

Trading

The TRADE

APRIL 30, 2024

These regulations have significantly impacted the operations and behaviour of financial institutions, contributing to greater stability, transparency, and accountability in global financial markets. New rules have impacted almost every financial firm, ranging from banks to asset managers.

Financial Institution

The TRADE

OCTOBER 24, 2024

While perhaps not one of the most exciting aspects of the trade lifecycle, settlement is a central process that acts as a pillar for the capital markets. Usually hosted by bulge bracket banks, SIs are an internalising mechanism that allow banks to execute flow over the counter or off exchange.

Trading

The TRADE

JANUARY 16, 2025

RBC Capital Markets has promoted Adam Ragol-Levy to head of European and Asian product, multi-asset agency solutions. Prior to joining RBC Capital Markets, Ragol-Levy spent nearly five years at Bank of America Merrill Lynch, most recently working as a senior cash equities business analyst and product owner.

Capital Market

The TRADE

MAY 19, 2025

RBC Capital Markets Mark Tinworthhas joinedRBCCapital Markets ashead of sales EMEA, global markets a newly created role. He will report to Sian Hurrell, head of global sales and relationship management and head of capital markets Europe. We are delighted to welcome Daniel to BNY.

Capital Market

The TRADE

DECEMBER 24, 2024

Amid these changes, banks need to adapt so they can meet their clients wherever they are and deliver on best execution requirements. To get ahead of the competition, banks need to upgrade their technology to enable faster price discovery, bespoke price creation and improved risk management.

Trading

The TRADE

JANUARY 13, 2025

most recently served as head of electronic equity trading at BNYs London branch for 11 years. Aviad Axelrod was named head of fixed income and equities (FIEQ) product for EMEA at BNY within the Global Markets Trading business. Earlier in his career, Fallon held a money market derivatives operations role at Deutsche Bank.

Securities

The TRADE

JANUARY 28, 2025

Read more: Broadridge adds GenAI-powered analytics to improve multi-asset post-trade processing Limouzis previous roles include stints as head of execution sales, APAC at HSBC Global Banking and Markets and executive director, head of electronic and algorithmic trading, Asia at BNP Paribas.

Investment Manager