The TRADE

JUNE 18, 2024

Mexican financial firm Grupo Financiero Banorte has adopted Bloomberg’s MARS Hedge Accounting solution to determine the effectiveness of hedges that are recommended to clients under various market conditions. MARS will also help address increasing requirements for hedge accounting and related financial instrument regulations. “We

Risk Management 64

Risk Management Accountant Management Engineering 64

The TRADE

JANUARY 15, 2025

Nasdaq Calypso is a global, multi-asset trade management platform which claims to streamline trading, clearing, risk management, and post-trade processing. Nasdaq Calypso currently supports Novobancos treasury workflows, spanning trade settlement to payment and accounting processes.

Capital Market 64

Capital Market Bank Banking Trading 64

Beyond M&A

OCTOBER 16, 2024

A prior breach can significantly impact the due diligence process, making it imperative to demonstrate accountability, corrective action, and ongoing security vigilance. The reality is that cybersecurity issues often stem from internal vulnerabilities and human error, requiring a culture of accountability and proactive cybersecurity measures.

Accountant 130

Accountant Securities Risk Management M&A 130

Wall Street Mojo

JANUARY 3, 2024

Sales Return in terms of payroll journal entry can be defined as the one which shall be used to account for the customer returns in the books of account or to account for when there is a return of goods sold by the customer due to defective goods sold, or misfit in requirement of the customer, etc. read more is tallied.

Sale 98

Sale Accountant Financial Models Financial Modeling 98

The TRADE

APRIL 29, 2025

According to a study conducted by Coalition Greenwich, program trades accounted for approximately $79 billion in daily trading activity in 2024, and nearly half (46%) of these trades were executed electronically, an increase of 35% in two years. Buy-side traders value the expertise and risk management capabilities of high-touch sales traders.

Equities 52

Equities Trading Stock Electronics 52

Focus Investment Banking

JUNE 17, 2025

This shift reflects a drive for transparency and risk management, but it comes with a caveat: nuance is critical. Exclusivity Extensions with Accountability Pegs Exclusivity periods, where sellers agree not to shop the deal elsewhere, are increasingly structured.

Negotiation 52

Negotiation M&A Sale Finance 52

The TRADE

MAY 30, 2023

TS Imagine has expanded its team in the Asia Pacific with two new appointments from investment management fintech Enfusion. Stephanie Cheung has been appointed sales director, while An Hoong will work within the account management team, responsible for technical account management and client support.

Accountant 64

Accountant Portfolio Management Management Risk Management 64

Beyond M&A

MAY 14, 2023

Now, AI introduces new dimensions that need to be taken into account: AI Ethics and Transparency: One of the primary concerns with AI technology is its ethical use and transparency. Risk Management: As AI evolves, so do its associated risks. How does the company plan to create and capture value beyond the base AI model?

Investors 130

Investors Risk Management IT Risk Assessment 130

Beyond M&A

DECEMBER 18, 2024

From algorithmic trading and risk management to fraud detection and customer service, the applications are vast and varied. Like ChatGPT, you need to register an account, and youre ready. Financial services, too, are ripe for disruption by Agentic AI. Depending on the output, theres a chance this could be vital.

Investors 130

Investors Investment Healthcare IT 130

Wall Street Mojo

JANUARY 14, 2024

The Allowance Method in accounting sets aside funds to cover anticipated bad debts from credit sales. It calculates a reserve based on past sales and customer risk assessment, ensuring a realistic reflection of expected uncollectible amounts in financial statements. What Is The Allowance Method?

Accountant 52

Accountant Debt Financial Statement Risk Assessment 52

The TRADE

DECEMBER 14, 2023

In the same period, international accounted for $332 million in Q3 up from $311 in Q3 2022. Changing interest rates have made efficient risk management capabilities essential for success in portfolio trading and while rate cuts are already being priced in for 2024, whether or not these will come to be a reality is a question for next year.

Portfolio 104

Portfolio Trading IT Bulge Bracket 104

Focus Investment Banking

MARCH 10, 2025

Supplier Diversification If one supplier accounts for >40% of your sourcing, buyers become concerned, especially with risks like tariffs in 2025. Have a conversation with your bookkeeper about the below and hold them accountable. You can read more here: [link] 6. Consistently book expenses to the appropriate line item.

Investment 52

Investment Book-building Sale Business 52

Peak Frameworks

MAY 2, 2024

Risk Management: Offering sales on credit introduces the risk of default, requiring businesses to implement robust risk management strategies. Bad Debt Management: Estimating the likelihood of non-payment and accounting for bad debts is crucial for providing a realistic view of financial health.

Sale 52

Sale Accountant Financial Statement Business 52

The TRADE

OCTOBER 23, 2023

Read more – The Outsourced Trading Handbook 2023 Finally, the important aspect of data was addressed, specifically its role in model risk management and the potential for AI to affect risk through sample bias, model drift, and the black box effect.

Risk Management 72

Risk Management Trading Management Asset Management 72

The TRADE

NOVEMBER 2, 2023

This is in line with Standard Chartered’s findings in its corporate treasury survey, which found that ‘when to hedge/ defined strategy’ was one of the top three risk management challenges for corporate treasurers, along with market volatility and the accuracy of data.

Trading 102

Trading Funds Management Corporation 102

The TRADE

DECEMBER 13, 2023

Keith Todd, chief executive of TT, said: “Sound compliance and robust trade surveillance are must-haves and only growing in importance across asset classes as regulators around the globe are imposing significant fines and holding firms accountable for the actions of their people.

Trading 59

Trading Business Risk Management Capital Market 59

M&A Leadership Council

OCTOBER 1, 2024

She led financial functions, risk management, HR, and IT during her tenure. She managed all daily financial and reporting activities, including debt refinance, compliance, treasury, accounting, budgeting, and reporting processes, while actively contributing to IT projects and disaster recovery planning.

Corporate Finance 52

Corporate Finance Risk Management Finance Finance 52

Mergers and Inquisitions

MARCH 13, 2023

government bonds: In doing so, however, the bank and its “risk managers” made two key mistakes: Long-Term vs. Short-Term – Rather than putting these funds in shorter-term bonds that are less affected by interest rates , SVB invested mostly in longer-term, 10-year bonds whose prices drop significantly when interest rates rise.

Bank 123

Bank Banking Funds Government 123

The TRADE

AUGUST 16, 2023

Algomi was acquired by BGC partners in 2020 – integrated with BGC’s electronic trading and software division Fenics – after which Miller became managing director – institutional sales responsible for the Lucera LUME Alfa product. These were just the latest acquisitions by TT in a bid to expand its multi-asset capabilities.

Trading 52

Trading Electronics Sale Risk Management 52

How2Exit

FEBRUARY 23, 2023

When considering buying an existing business, it is important to take into account the size of the business. However, it is important to take into account the size of the business and to understand the process of buying an existing business. Finally, experienced employees can provide valuable insight and knowledge to the business.

Business 130

Business Negotiation DCF Acquisitions 130

OfficeHours

JUNE 6, 2023

Risk Mitigation: Private equity firms bring a disciplined approach to investment decision-making and risk management. Through extensive due diligence and financial analysis, they identify investment opportunities with favorable risk-return profiles. investment banking, private equity , VC, etc.)

Private Equity 147

Private Equity Economics Equities Capital 147

Razorpay

JANUARY 22, 2025

Encourage users to set strong passwords and enable two-factor authentication (2FA) for secure account access. Alert users of suspicious account activity, such as logins from unknown devices, to prevent unauthorised access. Simplify Refunds and Cancellations Clearly outline refund and cancellation policies to avoid disputes.

Education 52

Education Accountant Risk Management Securities 52

Peak Frameworks

JULY 19, 2023

Implementing appropriate , risk management techniques, such as setting stop-loss orders and managing position size, is essential. Market Volatility and Sudden Reversals Rapid price movements can lead to unexpected reversals, causing potential losses if not managed effectively. Paper Trading and Backtesting.

Trading 52

Trading Utilities Profitability Finance 52

M&A Leadership Council

MARCH 25, 2024

He led teams at the Corporate Executive Board (now Gartner), an advisory company; Algorithmics (now SS&C), a financial risk-management solution provider; and Honeywell Aerospace, a Tier-1 supplier of aviation systems. Accounting and Economics) and M.Com. Peet earned a B.Eng. in Ontario, Canada.

Advisory 52

Advisory Engineering Corporate Finance Economics 52

Sun Acquisitions

AUGUST 19, 2024

By aligning incentives and sharing risks, earn-out agreements can facilitate deal completion in turbulent times. Asset-Based Financing: Asset-based financing leverages the value of the target company’s assets, such as inventory, accounts receivable, or intellectual property, to secure funding.

M&A 59

M&A Finance Finance Economics 59

Growth Business

MAY 23, 2023

per cent of total economic output, and, according to Deloitte , the UK’s particular strengths include wealthtech (including PFM and cryptocurrencies) and payment technology, which account for more than 50 per cent of all firms. These include accounting, finance, tax, forecasting, cash management, risk management and strategic planning.

Engineering 74

Engineering Finance Finance S&P 74

The TRADE

JUNE 19, 2023

He also spent several years at Goldman Sachs in a risk management and product control role. Previously, Williams served as an investment account manager at Northern Trust. Previously in his career, he spent several years in credit trading roles at StormHarbour Securities, UBS and Elgin Capital.

Sale 64

Sale Asset Management M&A Investment Banking 64

Mergers and Inquisitions

MARCH 22, 2023

I explained the reasons for Silicon Valley Bank’s failure in last week’s article : incompetent risk management, massive losses on HTM securities, and a run on the bank that created the need to sell securities at a loss and get cash to cover the withdrawals. By contrast, Credit Suisse barely had any HTM securities.

Bank 98

Bank Banking Government Investment Banking 98

The TRADE

JUNE 16, 2025

Redburn Atlantic Redburn Atlantic’s global execution teams have undergone a redraft with the addition of four new individuals alongside three departures, as revealed by The TRADE Among the additions is Reto Meroni who has joined Redburn Atlantic’s Zurich office to build out its execution presence with Swiss accounts.

Capital Market 52

Capital Market Capital Investment Banking Sale 52

The TRADE

OCTOBER 24, 2023

Clients running active accounts in the EU could apply from March of this year with the clearinghouse confirming that the move was aimed at reducing reliance on CCPs outside of the EU in line with regulatory objectives. Following this, BNY Mellon selected Eurex as the first clearing house to centrally clear repo trades in Europe.

Trading 59

Trading Risk Management Equities Management 59

The TRADE

SEPTEMBER 11, 2023

Prior to this, he worked in an execution sales and account management role at Société Générale, and before that was VP of sales trading at Merril Lynch. Frédéric Benizri left TP ICAP to join financing, investment and risk management business CIC Market Solutions as a sales trader.

Sale 64

Sale Management Trading Equities 64

Razorpay

NOVEMBER 30, 2023

Government regulations and the financial industry embracing modern technologies such as electronic Know Your Customer (e-KYC), video verification (KYC), Internet of Things (IoT), artificial intelligence (AI), digital signatures, and account aggregation systems have built a strong foundation for the future of digital-native financial services.

Accountant 52

Accountant Book-building Business Financial Services 52

Peak Frameworks

SEPTEMBER 12, 2023

The choice depends on the nature of the portfolio and the objectives of the risk management exercise. Limitations and Criticisms While VaR is invaluable, it's not without its flaws: “4th Moment” Problem: VaR doesn't account for the "fat tails" of distributions, which represent extreme events.

Portfolio 52

Portfolio Private Equity Risk Management Finance 52

iMerge Advisors

APRIL 15, 2025

Third-Party Risk Management A list of vendors with access to sensitive data, along with your vetting and monitoring procedures. As a result, the buyer paused the deal, requested a third-party compliance audit, and ultimately reduced the offer by 10% to account for remediation costs and regulatory risk.

Securities 40

Securities M&A Valuation Risk Assessment 40

Peak Frameworks

MAY 8, 2024

Salvage value is an important concept in accounting and forecasting a company's financials. Importance of Salvage Value Salvage value is not just a residual figure in accounting; it plays a pivotal role in various aspects of financial management and decision-making.

Finance 52

Finance Finance Book-building Accountant 52

Focus Investment Banking

MAY 22, 2025

This relative inelasticity gives commercial brokers better pricing power, lower churn, and higher average account sizes. It also offers cross-sell opportunities into employee benefits, risk management consulting, and specialty coverages. Low client concentration risk, with no single client accounting for more than 5% of revenue.

Broker 52

Broker Insurance Private Equity Book-building 52

Sun Acquisitions

JULY 21, 2023

Key Aspects of Due Diligence: Financial Due Diligence: This involves reviewing the target company’s financial statements, tax returns, and accounting practices to assess its financial stability and growth prospects. Legal Due Diligence: Legal, due diligence identifies any legal risks or issues arising from the transaction.

M&A 52

M&A Mergers and Acquisitions Negotiation Mergers 52