The Deal

FEBRUARY 6, 2024

For Janney Montgomery Scott LLC, which is projected to exceed $1 billion in revenue for the first time in 2023, its capital markets business is a key vector of growth in the next five years. 8, Janney made a splash with a deal for New York-based middle market investment bank TM Capital Corp.,

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Middle Market Investment Banking Capital Market Banking 52

The TRADE

MARCH 4, 2024

Legal & General Investment Management (LGIM) promoted one of its own to the role of head of US equity and foreign exchange trading. Previously in his career he spent a year and a half at Fideuram Asset Management Ireland as a trader in equity and derivatives and spent nearly three years at ING Eurasia ZAO in money markets roles.

Asset Management 72

Asset Management Sale Trading Equities 72

Periculum Capital

MARCH 12, 2022

Periculum also assisted Morgan with its acquisition of American Soy Products in 2018 and has worked with the Company on previous capital structure projects. The Company relied on Periculum to run the process given Periculum’s extensive lender relationships and experience in the debt capital markets.

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Debt Food Debt Capital Markets Capital 52

The TRADE

OCTOBER 23, 2023

and Lloyds Banking Group, before joining J O Hambro in 2018. Simon Steward was appointed buy-side chair of not-for-profit member organisation for the equity marketplace, Plato Partnership, replacing Christoph Hock, head of multi-asset trading at Union Investments. Simmons previously held positions at Charles Stanley & Co.

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Capital Management Asset Management Trading 64

The TRADE

FEBRUARY 5, 2024

During his tenure at Goldman, Esposito served in a variety of roles including operating officer of the investment banking division, head of the EMEA financing group, and co-head of the global financing group. Before joining Bluefin, McGhee held an iShares capital markets role at BlackRock for three years.

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Investment Banking Equities Finance Finance 64

The TRADE

JUNE 23, 2023

The Mifid/r review forms a key base for the completion of a Capital Markets Union (CMU) that works for investors and issuers, a necessary element to ensure that EU capital markets across asset classes are more integrated and competitive globally.

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Trading Equities Asset Management Initial Public Offering 59

The TRADE

JULY 29, 2024

According to an update on social media, Nickalls will join the sell-side next month in an emerging markets credit role. He joined Ninety One in 2013 as a client operations analyst, moving into a portfolio implementation role in 2015 and taking up his current role as fixed income trader in 2018.

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Asset Management Equities Trading Sale 64

The TRADE

OCTOBER 9, 2023

Hewson has been with Citi for 20 years, assuming the global leadership of digital FX solutions in 2018 before becoming head of EMEA CSS in 2021. In his new role, De Groot will be based in Singapore and focus primarily on the growth strategy and direction of the market and execution services business across the region.

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Electronics Trading Book-building Financial Institution 64

The TRADE

JUNE 29, 2023

Cboe has expanded the trading period for in its high yield and investment grade corporate bond futures to nearly 24-hours per weekday to help investors manage their credit portfolios. and TTG Capital Limited, last November. am ET on the current day – as of Q3 this year.

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Corporation Trading Capital Electronics 59

The TRADE

SEPTEMBER 25, 2024

Regulation-wise, the US is also undergoing a major overhaul across several corners of the investment value chain from reporting to best execution to Treasury clearing. In depth – AI? Claudia Preece weighs risk versus reward and takes stock of where the newest AI capabilities could throw up some curveballs when it comes to trading.

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Trading Investment Management IT 64

Accenture Capital Markets

SEPTEMBER 5, 2023

i] Despite the focus of recent media attention on fintech firms, I predict 2018 will see a resurgence for wealth management incumbents who are now making headway on their own digital wealth platforms. And with 291.3 million fintech users projected by 2022, I don’t expect those headlines to slow down anytime soon. [i]

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Management Portfolio Management Portfolio Financial Services 52

Growth Business

MARCH 1, 2024

The standard private equity model involves a firm raising capital from a number of institutional investors, such as pension funds and sovereign wealth funds, and investing this money on their behalf into privately owned companies. What is private equity and how does it work?

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Private Equity Equities Investment Business 59

Accenture Capital Markets

SEPTEMBER 5, 2023

The September 2018 go-live date will see approximately 12 entities (groups) come into scope, with a similar number following in September 2019. Have you implemented a vendor-based platform, or are you building or enhancing in-house systems to meet your obligations? Where are we now?

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Book-building Management Financial Institution Utilities 52

The TRADE

JANUARY 3, 2024

It’s a world which has a compelling backstory and a future which could veer off in several different directions depending on a range of scenarios which includes growing demand from larger buy-side organisations, M&A activity and an increasing level of investment needed to stay competitive.

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Trading Asset Management M&A Broker 64

Devensoft

JUNE 15, 2023

Investment banks, which can assist with debt and equity financing, as well as other capital markets transactions. In 2018, Dell Technologies underwent a complex recapitalization plan as part of its return to the public markets.

M&A 52

M&A Debt Capital Mergers and Acquisitions 52

Cooley M&A

JANUARY 22, 2020

billion – almost double the value of deals announced in that same sector in 2018, despite the number of deals decreasing from 705 in 2018 to 519 in 2019. Other notable deals that passed the $1 billion mark in 2019 included Vitrolife’s acquisition of Parallabs for £1.9 billion; and Synthorx’s sale to Sanofi $2.5

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M&A Pharmaceutical Acquisitions Capital 40

The TRADE

DECEMBER 21, 2023

The pandemic marked a seminal moment across the capital markets, effectively drawing a line between the old world and the new. It’s a portal to markets to express their investment thesis. Subsequently, we are seeing new entrants into the space, while others significantly invest in their offering. billion.

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Trading Management Asset Management Funds 64

The TRADE

AUGUST 1, 2023

“If I look at who the biggest players in the European markets were 10 years ago it’s very different to who they are today,” says Bobby Molavi, head of EMEA execution services and European primary distribution for equity capital markets at Goldman Sachs. Goldman Sachs’ equities revenues globally had fallen from $3.24

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Equities Trading Electronics Sale 52

Cooley M&A

OCTOBER 29, 2020

As reflected in Chart 1 , 102 SPAC IPOs have been announced this year as of September 18, 2020—almost double the number of SPAC IPOs in all of last year (and more than double the number of SPAC IPOs in 2018). On September 24, Cooley M&A partner, Garth Osterman, moderated a webinar on the current trend in going public: SPACs!

M&A 52

M&A IPO Valuation Mergers and Acquisitions 52

The TRADE

APRIL 30, 2024

Mifid: Coming in third is one of the most talked about regulations in Europe over the past two decades – the Markets in Financial Instruments Directive (Mifid), which was first implemented in 2007 across the EU to harmonise regulation for investment services and activities.

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Financial Institution Financial Market Risk Management Banking 69

The TRADE

OCTOBER 24, 2024

While perhaps not one of the most exciting aspects of the trade lifecycle, settlement is a central process that acts as a pillar for the capital markets. The quasi-dark venues properly took off in 2018 with the introduction of Mifid II and greater restrictions on dark trading.

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The TRADE

FEBRUARY 24, 2025

The TRADE awarded Haynes with the prestigious Lifetime Achievement Award in 2018, recognising his significant and enduring impact on the industry. Anthony Santostefano joined Stern Brothers as senior vice president, institutional equity trading and sales, following seven and a half years with Cabrera Capital Markets.

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Sale Capital Market Equities Trading 64

The TRADE

DECEMBER 2, 2024

He brings more than 20 years’ experience in capital markets, having held a range of positions at Nasdaq, OMX Exchanges and E*TRADE Bank Denmark – the latter of which he served as CEO. Since joining SIX as CEO in 2018, Dijsselhof has helped developed the company commercially, while also expanding its international presence.

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Securities Capital Market Sale Investment Banking 64

The TRADE

NOVEMBER 28, 2024

He brings more than 20 years’ experience in capital markets, having held a range of positions at Nasdaq, OMX Exchanges and E*TRADE Bank Denmark – the latter of which he served as CEO. Since joining SIX as CEO in 2018, Dijsselhof has helped developed the company commercially, while also expanding its international presence.

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IT Capital Market Trading Capital 64

The TRADE

MARCH 31, 2025

During his tenure, McLoughlin co-led a redesign of the firms operating model, integrating a cloud-native data architecture while automating a significant portion of multi-asset execution, and implementing an upgraded trading and investment platform. He assumed his most recent role as head of debt capital markets for EMEA in 2022.

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Debt Capital Markets Trading Architecture Asset Management 59

The TRADE

NOVEMBER 8, 2024

He then moved to London in 1997 for a senior dealer role at Legal & General Investment Management. He spent three years there before moving to Abu Dhabi to serve as chief dealer at ADIA for a year before returning to London to serve as head trader at Powe Capital Management.

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Trading Investment Manager Management Asset Management 52

The TRADE

MAY 27, 2025

Speaking to all the appointments,Mark Woodruff,chief executive ofCiti Australia,said:These new appointments reflect Citis continued investment in our Australian franchise, as we strive to deliver the best outcomes for our clients in a dynamic market environment. London-based Williams began his new position in May 2025.

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