Investment Advice and Investors - Investment Banking Today

Investing Principles: Lessons Learned from 20 Years of Wins, Losses, and Strikeouts

Mergers and Inquisitions

JANUARY 8, 2025

Ive said before that nothing on this site is meant to be investment advice. That said, my annual investment/market updates always get a lot of traffic, so I thought it might be interesting to follow up on this years update with more of an advice article.

Investment

Investment Portfolio S&P Trading

Arax Investment Partners Acquires Summit Wealth Strategies, Broadening Reach in Midwest

Global Newswire by Notified: M&A

AUGUST 5, 2025

The firm’s high-touch, relationship-driven approach aligns with Arax’s philosophy of empowering advisory firms to remain client-focused, while providing the infrastructure, scale and resources needed to enhance the client experience and free up more time for what matters most: deepening relationships and delivering exceptional advice.

Investment

Investment Advisory Asset Management Boutique

The charts are showing these oversold stocks could be due for a bounce, says Katie Stockton

CNBC: Investing

JULY 21, 2025

This material is for illustration and discussion purposes and not intended to be, nor construed as, financial, legal, tax or investment advice. Any investments made are made under the same terms as nonaffiliated investors and do not constitute a controlling interest.

Stock

Stock Investment S&P Utilities

A bank stock climbing out of a two-decade-long hole has further to run, according to the charts

CNBC: Investing

JULY 28, 2025

This material is for illustration and discussion purposes and not intended to be, nor construed as, financial, legal, tax or investment advice. Any investments made are made under the same terms as nonaffiliated investors and do not constitute a controlling interest.

Stock

Stock Banking Bank Investment

The charts show a tech breakout that can continue over the next 6-12 months, says Katie Stockton

CNBC: Investing

JULY 7, 2025

This material is for illustration and discussion purposes and not intended to be, nor construed as, financial, legal, tax or investment advice. Any investments made are made under the same terms as nonaffiliated investors and do not constitute a controlling interest.

Investment

Investment S&P Stock Media

Where bitcoin and related stocks could be headed next, according to Katie Stockton

CNBC: Investing

JULY 14, 2025

This material is for illustration and discussion purposes and not intended to be, nor construed as, financial, legal, tax or investment advice. Any investments made are made under the same terms as nonaffiliated investors and do not constitute a controlling interest.

Stock

Stock Investment Media Finance

The charts show Tesla shares could be on the verge of a big swing, Katie Stockton says

CNBC: Investing

AUGUST 4, 2025

TSLA) shows uncertainty on the part of investors, with fickle price action keeping the stock tethered to its 200-day moving average (MA). This material is for illustration and discussion purposes and not intended to be, nor construed as, financial, legal, tax or investment advice.

Shares

Shares Investment S&P Stock

These two high-profile chip stocks look overextended, says Katie Stockton

CNBC: Investing

JUNE 9, 2025

This material is for illustration and discussion purposes and not intended to be, nor construed as, financial, legal, tax or investment advice. Any investments made are made under the same terms as nonaffiliated investors and do not constitute a controlling interest.

Stock

Stock Investment S&P Media

What the charts say will happen next with oil and energy stocks, according to Katie Stockton

CNBC: Investing

JUNE 16, 2025

This material is for illustration and discussion purposes and not intended to be, nor construed as, financial, legal, tax or investment advice. Any investments made are made under the same terms as nonaffiliated investors and do not constitute a controlling interest.

Stock

Stock Investment Media Finance

How AI could elevate financial advisor performance

Accenture Capital Markets

OCTOBER 5, 2022

As a firm and individually, we have been actively studying the use of artificial intelligence (AI) in wealth management—and more specifically how investment advice generated through AI is sought out and applied—for the past three years in its many different applications across the industry.

Management

Management Investment Advice Investors Capital Market

What is a Brokerage and How Does It Work (Types, Definitions, Examples)?

Peak Frameworks

AUGUST 24, 2023

There are different types of brokerages, each offering varying levels of service: Full-service brokerages provide a range of services including investment advice, research, and retirement planning, such as Merrill Lynch. A brokerage is a firm that connects buyers and sellers to facilitate a transaction.

IT

IT Trading Accountant Investors

What is Private Banking and How Does It Work?

Razorpay

DECEMBER 15, 2024

Private banking services may differ from one bank to another but here are the main services provided by private banks: Wealth Management and Investment Advice Private banks provide comprehensive wealth management services, such as customised portfolio management, global asset allocation, and financial planning services.

Banking

Banking Bank IT Management

Unpacking the 20 most impact financial regulations from the last 20 years

The TRADE

APRIL 30, 2024

The importance of these rules can be linked to the reshaping of the regulatory environment and ultimately creating a more robust trading environment and promoting investor confidence. The implementation of Mifid has resulted in a wide range of changes to market structure, investor protection and competition.

Financial Institution

Financial Institution Financial Market Risk Management Banking

This make-up stock is forming a promising chart pattern, says Katie Stockton

CNBC: Investing

JUNE 23, 2025

This material is for illustration and discussion purposes and not intended to be, nor construed as, financial, legal, tax or investment advice. Any investments made are made under the same terms as nonaffiliated investors and do not constitute a controlling interest.

Stock

Stock Investment S&P Media

Investment Banking Today

Investing Principles: Lessons Learned from 20 Years of Wins, Losses, and Strikeouts

Arax Investment Partners Acquires Summit Wealth Strategies, Broadening Reach in Midwest

Trending Sources

The charts are showing these oversold stocks could be due for a bounce, says Katie Stockton

A bank stock climbing out of a two-decade-long hole has further to run, according to the charts

The charts show a tech breakout that can continue over the next 6-12 months, says Katie Stockton

Where bitcoin and related stocks could be headed next, according to Katie Stockton

The charts show Tesla shares could be on the verge of a big swing, Katie Stockton says

These two high-profile chip stocks look overextended, says Katie Stockton

What the charts say will happen next with oil and energy stocks, according to Katie Stockton

How AI could elevate financial advisor performance

What is a Brokerage and How Does It Work (Types, Definitions, Examples)?

What is Private Banking and How Does It Work?

Unpacking the 20 most impact financial regulations from the last 20 years

This make-up stock is forming a promising chart pattern, says Katie Stockton

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