Corporation Securities Trading Securities 
JD Supra: Mergers
APRIL 17, 2024
On April 5, 2024, a jury in California federal court found a former corporate executive liable for insider trading in SEC v. Panuwat, a novel enforcement action involving a theory known as “shadow trading.” In Panuwat, the U.S. By: Morrison & Foerster LLP
The TRADE
APRIL 3, 2024
The Bank of England (BoE) and the UK Financial Conduct Authority (FCA) are working together to operate a new Digital Securities Sandbox (DSS) – a regime that will allow firms to use developing technology in the issuance, trading and settlement of securities.
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Cooley M&A
MARCH 2, 2021
In light of the trend, the US Securities Exchange Commission’s Division of Corporation Finance recently issued SPAC disclosure guidance. The combined company benefits from the target’s operations and the liquidity of the SPAC’s publicly traded securities. Why it matters.
The TRADE
AUGUST 21, 2023
The four separate rulemakings put forward by the US Securities and Exchange Commission (SEC) in December last year represent the most significant attempt to revamp market structure for US equities in recent memory. The development of the current rules was informed by technological capabilities that today seem hopelessly archaic.
Wall Street Mojo
JANUARY 18, 2024
Although this edge over savings accounts comes at the cost of a lack of liquidity Liquidity Liquidity is the ease of converting assets or securities into cash. Some of these are banks, NBFCs, investment companies, brokerage firms, insurance companies and trust corporations. Rates could be fixed or floating.
The TRADE
OCTOBER 24, 2024
Central limit order book (CLOB) While it is easy to romanticise the sheer graft that went into trading a few decades ago, the introduction of central limit order books (CLOBs) and streamed pricing were much-needed innovations. Tradeweb launched its all-to-all corporate bond trading functionality in 2017.
The TRADE
MAY 7, 2025
The firm has said that by adding emerging market bonds to IBVALs offering, both buy-side and sell-side traders will be able to integrate automated pricing into their trading workflows across new markets and execute trades with higher confidence.
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