Takeaways for In-House Counsel from the SEC’s “Shadow Insider Trading” Trial
JD Supra: Mergers
APRIL 17, 2024
Panuwat, a novel enforcement action involving a theory known as “shadow trading.” In Panuwat, the U.S. By: Morrison & Foerster LLP
JD Supra: Mergers
APRIL 17, 2024
Panuwat, a novel enforcement action involving a theory known as “shadow trading.” In Panuwat, the U.S. By: Morrison & Foerster LLP
The TRADE
APRIL 3, 2024
The Bank of England (BoE) and the UK Financial Conduct Authority (FCA) are working together to operate a new Digital Securities Sandbox (DSS) – a regime that will allow firms to use developing technology in the issuance, trading and settlement of securities.
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The TRADE
JUNE 8, 2023
Previously, he served as State Street’s global head of algorithmic trading, securities finance. Before joining State Street, Delikaris spent a decade at Goldman Sachs in a variety of roles including vice president, securities lending/credit-repo trading and associate, mortgage trader.
The TRADE
FEBRUARY 27, 2024
A source speaking to The TRADE under the condition of anonymity said: “ The acquisition makes perfect sense from the FIS perspective as the vendor can add modern securities processing capabilities to its existing suite of capital markets focused offerings.
Cooley M&A
MARCH 2, 2021
In light of the trend, the US Securities Exchange Commission’s Division of Corporation Finance recently issued SPAC disclosure guidance. The combined company benefits from the target’s operations and the liquidity of the SPAC’s publicly traded securities. Why it matters.
The TRADE
OCTOBER 11, 2023
As a securities information processor, OPRA members consist of the national securities exchanges that have been approved by the SEC to provide markets for the listing and trading of exchange-traded securities options.
The TRADE
JUNE 12, 2023
Van Suchtelen joined LedgerEdge from boutique trading firm SFI Markets – formerly STX Fixed Income – where he was responsible for the Northern European market. Before that, he held senior positions at ATC Financial Solutions and Wallich & Matthes, where he set up the asset back securities desk.
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