CNBC: Investing

JULY 10, 2025

The stock skyrocketed 24% in the next trading session following the announcement last month. Stephens speculated that the financial services sector, the most underweight grouping in the S & P 500, may drive Interactive Brokers , the largest financial stock in S & P 400 Midcap index, to migrate to the 500.

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S&P Stock Asset Management Media 90

The TRADE

NOVEMBER 28, 2023

Interactive Brokers has become the first SFC-licensed securities broker to receive approval to allow retail clients to trade cryptocurrencies in Hong Kong. Eligible clients of Interactive Brokers Hong Kong trading cryptocurrencies will now be able to transact and manage their portfolio through a single platform with a unified view.

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Broker Retail Trading Portfolio 64

The TRADE

MAY 22, 2024

Cboe Europe Derivatives (CEDX) has welcomed Interactive Brokers as a participant, providing its clients with access to CEDX’s equity index derivatives and equity options this quarter. The post Interactive Brokers joins Cboe Europe Derivatives as new trading participant appeared first on The TRADE.

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Broker Trading Equities Collaboration 64

The M&A Lawyer

AUGUST 25, 2015

Most private M&A transactions are structured as acquisitions of stock , rather than mergers or asset purchases. The principal agreement governing such a transaction is typically a Stock Purchase Agreement (SPA), sometimes styled a Securities Purchase Agreement or simply a Purchase Agreement. brokers and finders fees and.

Stock 130

Stock M&A Government Mergers and Acquisitions 130

IBG

JANUARY 9, 2023

Good News for M&A Brokers: Congress Passes a New Securities Registration Exemption for Merger and Acquisition Brokers. A new federal exemption that Congress passed during its December 2022 lame-duck session provided a welcome holiday surprise for M&A Brokers and other business sale professionals. Johnson , M&AMI.

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Broker Mergers and Acquisitions M&A Securities 52

The TRADE

JULY 12, 2023

LCH – part of the post-trade division of London Stock Exchange Group – has announced that Barclays and Barclays Ireland are now live as clearing brokers at CDSClear. The post Barclays goes live as clearing broker for LCH appeared first on The TRADE. Europe-based CDSClear allows users to cross-margin European and US products.

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Broker Risk Management Trading Investment Banking 52

The TRADE

AUGUST 15, 2023

LCH – part of the post-trade division of London Stock Exchange Group – has announced that Goldman Sachs International and Goldman Sachs Bank Europe SE have gone live as clearing brokers at CDSClear at it continues to expand its network. “By The post Goldman Sachs goes live as clearing broker for LCH appeared first on The TRADE.

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Broker Capital Portfolio Trading 52

CNBC: Investing

JULY 13, 2023

Investors' move to reallocate toward fixed income can boost shares of certain asset managers and brokers.

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Asset Management Broker Investors IT 98

Sica Fletcher

JUNE 11, 2024

The following report contains our projections for Q3 2024 insurance broker valuation multiples. Insurance Broker Valuation Multiples: Q3 2024 Projections Using these numbers as a baseline, let’s examine the insurance industry more closely to identify influential factors behind its specific changes. as of H1 2024.

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Broker Insurance Valuation S&P 52

The TRADE

OCTOBER 18, 2023

Cboe Europe Derivatives (CEDX) has confirmed that it is set to offer single stock options from next month, with equity options available from 6 November, having secured backing from a broad range of participants. The single stock options traded on CEDX will be cleared by Cboe Clear Europe N.V.

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Stock Equities Trading Broker 72

The TRADE

AUGUST 14, 2023

European agency broker and equities research specialist Redburn and US equity brokerage Atlantic Equities have completed the merger of their operations under Redburn’s parent company Rothschild & Co, initially announced on 26 April. Atlantic clients will also be able to delve into the existing European product.

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Broker Equities Mergers IPO 52

The TRADE

JANUARY 8, 2025

Institutional broker Numis was acquired by Deutsche Bank in 2023, as part of its Global Hausbank strategy aimed at unlocking deeper engagement with corporates in the UK. While at Goodbody, he most recently served as a senior sales trader covering Irish and UK SMID stocks.

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Sale Trading Securities Broker 64

The TRADE

DECEMBER 15, 2023

It is not uncommon for a large number of stocks to hit the daily limit ups and downs, whereas in Europe that is something that is pretty rare. The reason for that is that in Asia, there can be somebody who has information that isn’t disseminated, because a large amount of these stocks don’t have good research coverage.

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Broker Trading Stock Consulting 105

How2Exit

MARCH 19, 2023

Carrick went to work for a Wall Street brokerage firm and managed money for clients as a stock broker. This is why it is important to work with a broker or financial advisor who can help you understand the true value of your business and set realistic expectations.

Business 130

Business Broker Mergers and Acquisitions IT 130

Business Standard - FInance

JUNE 8, 2023

Sebi has been planning to direct brokers and mutual funds to limit the use of financial influencers to curb the spread of financial advice via social media advertising and marketing campaigns. Social media influencers peddle personal views or those paying them on financial markets or stocks.

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Media Financial Market Broker Bank 98

CNBC: Investing

FEBRUARY 20, 2025

Several hidden gems gained popularity among the smart-money community last quarter, including insurance broker Arthur J. Gallagher.

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Insurance Broker Stock Funds 47

Sun Acquisitions

NOVEMBER 7, 2022

When: At least 20% of the common stock or the ownership interest is sold or transferred; At least 50% of the assets are transferred or sold; Your company is merged with another business. Pathway #2 A 50% or Less Stock Sale. Pathway #3 A 50% or more Stock/Asset Sale. Engage a Business Broker to Ease the Selling Process.

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Business Mergers and Acquisitions Sale Debt 98

The TRADE

MARCH 1, 2024

Members in the “basic subscription tier”, excluding AQSE broker membership, will be expected to pay £1,250 per month. All other members, excluding AQSE broker membership, will have to pay £2,500 per month. Non-display and terminal fees are now applicable to trading members, the notice confirmed.

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Trading Proprietary Trading Broker IT 119

The TRADE

JULY 4, 2024

Avelacom has expanded its low latency solution portfolio through enabling access to the Brazil Stock Exchange (B3), providing clients a direct market access port to B3’s matching engine. The post Avelacom enhances low latency service offering following authorisation from Brazil Stock Exchange appeared first on The TRADE.

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Stock Trading Proprietary Trading Capital Market 64

The TRADE

MAY 20, 2024

When accessing retail liquidity, we would check the usual sources as for any trade, including agency broker block flows, broker indications of interest, which brokers have traded volume recently, and any potential to trade stock on risk. Currently what are the most common approaches when accessing retail liquidity?

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Retail Broker Trading Electronics 59

The TRADE

MAY 14, 2024

The offering allows investment banks and brokers to identify addressable liquidity to enhance data and analytics processes and add value across research, algo optimisation, trading analytics and risk parameters. Issuers are also able to analyse how products and listings compare to peers and competitors across different venues and currencies.

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Book-building Equities Trading Investment Banking 111

The TRADE

JANUARY 22, 2025

The ATS will trade US-listed securities only (Reg NMS), with TMX Group adding that participants will be FINRA-registered broker dealers. AlphaX US provides trading in all Regulation NMS common stock, exchange-traded funds and American depository receipts.

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Trading Equities Broker Consulting 72

Global Banking & Finance

DECEMBER 14, 2023

Europe’s stock exchanges face calls to reform fees to challenge Wall St By Sinead Cruise, Huw Jones and Samuel Indyk LONDON (Reuters) – Top stock exchange operators in Europe are under pressure from some investors and brokers to trim and simplify their fees to build a deeper capital market that challenges Wall Street’s allure to […] (..)

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Stock Capital Market Broker Investors 40

The TRADE

JUNE 12, 2024

ION has been registered as an Independent Software Vendor (ISV) with BSE, formerly Bombay Stock Exchange. Several top Indian brokers already use Fidessa to trade or for connectivity outside of India. BSE was established in 1875 and serves as Asia’s oldest stock exchange, with more than 5,700 listings.

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Equities Trading Broker Risk Management 64

The TRADE

FEBRUARY 27, 2024

Speaking in a social media post at the time of his departure, Celotto asserted: “After 16 years of buying, selling and crossing European and emerging stocks at Credit Suisse, it’s time for a fresh start. “While I’m sad to leave and about how it ended, I’m excited for new challenges and opportunities ahead.

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Equities M&A Sale Broker 103

The TRADE

APRIL 25, 2025

Transaction fees for retail executions have been reduced by Xetra, subject to the investor’s bank or broker participating in the service. It will also serve as a launching pad for further innovation in the future. The service applies to all Xetra trading in equities, ETFs and ETPs.

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Retail Trading Book-building Investors 52

The TRADE

JANUARY 17, 2024

Trading volumes executed electronically by equity investors increased last year, accelerating the evolution of the US stock trading business into an increasingly complex, technologically driven market structure. Buy-side desks have reduced their equity trading counterparty lists slightly to an average of 31 brokers, a reduction from 31.5

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Trading Equities Electronics Shares 75

Global Banking & Finance

OCTOBER 28, 2024

on Monday, while those of bigger rival Lloyds fell 3% as bank stocks with exposure to motor finance suffered further following an adverse court of appeal judgment on Friday. A London court ruled that motor finance brokers must fully inform customers […]

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Finance Finance Shares Broker 52

The TRADE

NOVEMBER 29, 2023

The regulator has been in consultation with market infrastructures and brokers to create a roadmap as it looks to lead to way in the global push to reduce settlement times. India completed its move from T+2 to T+1 in January of this year.

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Broker Consulting Stock Accountant 72

The TRADE

JUNE 23, 2025

Susquehanna Institutional broker dealer Susquehanna International Securities has appointed Matt Coupe to its fixed income trading team. He joins from London Stock Exchange Group (LSEG), where he served as group head of customer strategy and solutions for more than four years.

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Trading Capital Market Financial Market Capital 59

The TRADE

SEPTEMBER 1, 2023

It also gives, not just retail investors, but all traders and investors, the ability to trade US stocks during their daytime hours, as well as the ability to manage their risk 24 hours a day. Essentially, it gives the ability to trade US stocks in real-time. What sort of benefits could 24/7 trading of equities provide?

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Trading Equities Broker Stock 69

The TRADE

AUGUST 10, 2023

As part of the collaboration, Virtu’s network of retail broker-dealers will gain access to the primary markets and to secondary market liquidity via an integration with InvestorLink’s primary market order management and artificial intelligence based matching platform. “We

Retail 52

Retail Investors Broker Collaboration 52

Sun Acquisitions

JULY 29, 2022

Your options for deal structures will either be an asset or stock sale. If yes, then you have the freedom to pursue either an asset or stock sale. A stock sale is when the shares belonging to the division are sold to the buyer. appeared first on Sun Acquisitions | Chicago Business Broker and M&A Firm.

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Business Profitability Sale Valuation 97

The TRADE

JUNE 11, 2025

The exchange is set to be the first US Securities and Exchange Commission (SEC) approved national securities exchange for global access, offering 23-hour US equities weekday trading from 4am to 8pm ET. The firm has said that the launch will allow institutional and retail investors across the world to trade US equities via participating broker-dealers, (..)

Equities 52

Equities Trading Retail Broker 52

The TRADE

DECEMBER 6, 2023

The accepted review also set the path for potentially removing the unbundling rules – an inherited EU law under Mifid II that requires brokers to charge a separate fee for research. Regulatory alignment is key for us to change anything around our processes.

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Investment Financial Market Broker Public Trading 106

The TRADE

JUNE 17, 2024

The exchange launched single stock options trading in November last year. Until IMC’s announcement, Interactive Brokers was the most recent participant to join the exchange, having joined earlier this month. CEDX came to market in 2021, officially launching with a futures and options trading offering.

Trading 64

Trading Broker Equities Stock 64

Business Standard - FInance

JUNE 16, 2023

Under the rules, Online Bond Platform Providers (OBPPs) need to register themselves as stock brokers in the debt segment of the stock exchange. OBPs offer an avenue for investors, particularly non-institutional investors to access the bond market.

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Debt Capital Market Broker Investors 52