Wall Street Mojo

JANUARY 17, 2024

Article Link to be Hyperlinked For eg: Source: Interest Rate Swap | Examples | Uses | Swap Curve (wallstreetmojo.com) In this context, vanilla swap is widely used in the market. Financial institutions with good credit ratings offer swap facilities to clients and charge fees from brokers. read more standing at 0.25% and 1%).

Financial Institution 91

Financial Institution Banking Bank Financial Modeling 91

Viking Mergers & Acquisitions

MAY 9, 2023

He quickly found success in the field and was asked to move to New York City and then to San Diego to train new financial advisors. Next came the management track and a series of promotions and transfers. A few years later, Reed left the financial services industry to start his own business in Nashville.

M&A 52

M&A Financial Services Business Broker 52

The TRADE

OCTOBER 10, 2024

Our mission is to optimise the transaction chain, provide comprehensive insights into trading processes and order flows within financial markets, and ensure accountability in order execution. These components are the backbone of the PGGM trading analytics desk. How can TCA use be further optimised/automated on the trading desk?

Trading 59

Trading Portfolio Management Portfolio Management 59

The TRADE

NOVEMBER 28, 2023

The report also noted that given the 24/7 nature of the crypto market, the lack of weekend clearing offered by traditional financial markets could expose investors to risk of price moves and increased margin requirements. Only 4% of respondents stated that all volumes will be onshore.

Trading 69

Trading Financial Market Finance Finance 69

The TRADE

JULY 3, 2023

The Securities and Exchange Commission (SEC) has allowed its no-action letter to the Securities Industry and Financial Markets Association (SIFMA), based on enforcements surrounding research services, to expire – reinforcing that it was not intended to be permanent solution. That bill is, however, not in effect.

Bulge Bracket 52

Bulge Bracket Asset Management Broker Trading 52

The TRADE

JULY 25, 2023

The Bank of England and the US’s Federal Reserve Board, in conjunction with FINMA, have united to present a co-ordinated global resolution to the Archegos Capital Management failure – fining UBS Group a total $387 million. million following an agreement between it and Credit Suisse to resolve the matter. Read more: March Madness 2.0:

Banking 52

Banking Bank Risk Management Management 52

Sun Acquisitions

MAY 22, 2024

However, as technology and financial markets evolve, businesses increasingly use non-traditional financing methods to fuel their growth through acquisitions. However, challenges such as regulatory scrutiny and the complexity of managing numerous small investors must be carefully navigated.

M&A 59

M&A Finance Finance Mergers and Acquisitions 59

The TRADE

JUNE 23, 2023

EU asset managers, banks and brokers are urging policy markets not to succumb to pressure that could potentially lead to suboptimal outcomes in the Markets in Financial Instruments Directive (Mifid/r) review.

Trading 59

Trading Equities Asset Management Initial Public Offering 59

The TRADE

JULY 26, 2023

In the second quarter, Deutsche Bank’s asset management business DWS saw more than nine billion euros in net inflows, which were primarily in passive and alternative investment products, according to the business.

Profitability 52

Profitability Banking Bank Investment Banking 52

The TRADE

OCTOBER 26, 2023

Citadel Securities Needing little introduction, Citadel Securities, is one of the largest market makers in US Treasuries and USD interest rate swaps globally, and serves an extensive list of financial institutions, including: banks, asset managers, pension funds, hedge funds, central banks, and sovereign wealth fund.

Electronics 59

Electronics Trading Bank Banking 59

The TRADE

MAY 1, 2024

Papanichola began his career at interdealer broker, GFI, however quickly realised the environment wasn’t the one for him. It’s about risk management philosophy and methodology,” explains Papanichola. The traders are now discretionary execution guys and the portfolio managers (PMs) don’t get involved.

Trading 59

Trading Capital Funds Investment 59

The TRADE

OCTOBER 2, 2024

As technology continues to reshape financial markets, the dynamic between buy- and sell-side institutions has undergone a transformation. As markets continue to increase broadly in complexity, buy- and sell-side relationships can and will take on a more strategic focus.

Trading 64

Trading Electronics Management Broker 64

The TRADE

JULY 10, 2023

The UK Government announced that it has accepted Kent’s review which also sets the path for potentially removing the unbundling rules – an inherited EU law that requires brokers to charge a separate fee for research. The legislation also saw fund managers reduce the number of providers that they used to access research.

Government 40

Government IT Investment Broker 40

The TRADE

OCTOBER 9, 2023

The watchdog received 30 responses to the consultation paper, including from: The Association for Financial Markets in Europe (AFME), Cboe Global Markets, EquiLend, European Principal Traders Association (FIA EPTA), Intercontinental Exchange (ICE), Invesco, LedgerEdge, and Virtu Financial.

Trading 49

Trading Consulting Broker Portfolio Management 49

The TRADE

OCTOBER 9, 2024

The active investment manager specialises in emerging and frontier markets trading across fixed income, credit and specialist equities. And sitting on its global trading desks are a pod of traders known for their ability to interact with some of the most inaccessible financial markets around the world.

Trading 59

Trading Bulge Bracket Asset Management Banking 59

The TRADE

SEPTEMBER 8, 2023

What are the key drivers behind asset managers’ move towards multi-asset trading and what benefit can this provide? This gives you flexibility to be able to trade across multi-asset classes internally, asset managers can adapt their strategies and take advantage of market trends or mitigate risks.

Trading 59

Trading Asset Management Equities IT 59

The TRADE

MAY 24, 2024

While fingers of blame are being pointed in each direction, the bottom line is asset managers are now facing operational challenges, the notion of pre-funding trades and balancing settlement security with best execution obligations. One of the biggest talking points for asset managers and their custodians is liquidity.

Trading 64

Trading Asset Management IT Funds 64

The TRADE

APRIL 30, 2024

Over the past two decades, several critical financial market regulations have been implemented globally, particularly in response to the 2008 Global Financial Crisis (GFC). The years following 2008’s GFC experienced continued financial regulatory reform.

Financial Institution 69

Financial Institution Financial Market Risk Management Banking 69

The TRADE

OCTOBER 24, 2024

Order and/or execution management systems (OEMS) Kicking off this whistle-stop summary as the number one most impactful innovation in the industry is the order and/or execution management system (OEMS) – the beating heart of trading desks around the world.

Trading 120

Trading Investors IT S&P 120

The TRADE

FEBRUARY 15, 2024

According to the panel, it is through making more information available that the transparency of the market will be enhanced. The role of prime brokers and global custodians is also set to be addressed in this vein with an end goal of allowing market participants better access to data and ultimately, better execution.

Asset Management 52

Asset Management Trading Banking Bank 52

The TRADE

OCTOBER 18, 2023

Cboe Global Markets Cboe Global Markets makes another appearance in this award category shortlist for 2023, following its win at last year’s Leaders in Trading awards gala. The exchange has continued to drive innovation within financial markets by extending its remit through various product launches.

Trading 59

Trading Stock Retail IT 59

The TRADE

MARCH 14, 2025

JSE-FIX is a vendor, venue and asset class agnostic offering and aimed at simplifying access to South Africas secondary markets and contribute to growing the increasingly diverse community of asset managers, sell-side brokers, and technology providers in the region.

Asset Management 59

Asset Management Collaboration Capital Market Trading 59

The TRADE

JANUARY 13, 2025

Before that, London-based Horan served as head of outsourced trading at Pershing EMEA.Previously in his career, he also served as head of the European broker desk at Instinet, as well as working in an equities-related broker role at Tullet Prebon and UK-focused market maker at ABN AMRO Bank.

Securities 64

Securities Sale Capital Market Trading 64

The TRADE

DECEMBER 17, 2024

James Baugh, managing director, head of European market structure, TD Securities Market consolidation versus liquidity fragmentation will be a point of discussion into next year. Investors have learnt that they need to expect the unexpected, which is why liquidity risk management practices are now so important.

Trading 59

Trading Equities Electronics IPO 59

The TRADE

MAY 22, 2025

He adds: In my global seat, as part of my remit, I’m able to ensure global consistency and cohesive approaches to workflows and policies and procedures and how we face the street and conduct broker reviews. When managing risk, its important to push back sometimes and not take everything at face value.

Trading 59

Trading IT M&A Investment 59