The TRADE

JANUARY 14, 2025

Capital markets technology provider Trading Technologies (TT) has moved to enhance its institutional clients visibility and agility in the equities markets with the launch of a new broker ranking system. The post Trading Technologies launches new equities broker ranking system appeared first on The TRADE.

Broker

CNBC: Investing

AUGUST 1, 2025

"Talent + synergies + M & A/capital markets recovery = lots of free cash flow," Goldman Sachs wrote. Goldman's $430 price target implies shares of Aon could rise 21% from here. " Aon bought National Financial Partners in April 2024. Of the Wall Street analysts covering Aon, more than half, or 55%, rate it a buy.

Stock

The TRADE

APRIL 25, 2025

Given the recent surge of retail investor activity in Germany and other European countries, our new retail execution service addresses the growing demand for efficient capital market access at the right time, a Deutsche Brse spokesperson told The TRADE. It will also serve as a launching pad for further innovation in the future.

Retail

CNBC: Investing

JULY 14, 2025

BlackRock (BLK) , Interactive Brokers (IBKR) and Netflix (NFLX) are all strong stocks at interesting inflection points. Interactive Brokers Group (IBKR) - reports Thursday Sean — Wall Street expects revenue of $1.38 The other three are worth taking a look at. So long as it holds above $1,000, I think you can be long. billion, up 11.8%

Stock

The TRADE

SEPTEMBER 29, 2023

Axis Capital Markets has appointed Lewis Jones in an institutional sales and trading role, The TRADE can reveal. According to an update on social media, Jones joins Axis Capital Markets from IBP Markets, where he served as an equity sales trader for nearly three years.

Capital Market

The TRADE

JUNE 28, 2023

New York-based independent prime broker Clear Street is set to launch a new investment banking business named Strategic Advisory Services. The new business line will offer strategic advisory, transaction and creative capital solutions to emerging growth companies, subject to regulatory approvals.

Investment Banking

The TRADE

SEPTEMBER 13, 2024

StoneX has moved to increase its remit and geographical reach through the acquisition of fixed income broker Octo Finances SA. Fixed income broker Octo Finances is in Paris. It specialises in bond and convertible sales, debt capital markets and credit research.

Broker

Global Newswire by Notified: M&A

MAY 1, 2025

New York, NY, May 01, 2025 (GLOBE NEWSWIRE) -- South Street Securities LLC (South Street Securities) is pleased to announce the completion of its merger with GX2 Spread Markets LLC (GX2 Spread Markets), having received regulatory approval from the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA).

Broker

The TRADE

AUGUST 14, 2023

European agency broker and equities research specialist Redburn and US equity brokerage Atlantic Equities have completed the merger of their operations under Redburn’s parent company Rothschild & Co, initially announced on 26 April.

Broker

The TRADE

AUGUST 24, 2023

The move to increase the number of broker dealer firms registering with FINRA comes as the commission aims to promote fair, orderly, and more efficient markets. However, as chair of the SEC Gary Gensler explained in a statement this week, markets have undergone drastic developments since the rule was first introduced in 1976.

Trading

The TRADE

JUNE 12, 2024

Several top Indian brokers already use Fidessa to trade or for connectivity outside of India. As a result, this latest development will support the continued growth of Indian capital markets. BSE was established in 1875 and serves as Asia’s oldest stock exchange, with more than 5,700 listings.

Equities

The TRADE

DECEMBER 4, 2023

Former director at Cboe Global Markets, Michael Sparacino, has left the exchange operator after less than two years to re-join agency only broker-dealer Matrix Executions. He re-joined the agency only broker-dealer after also previously serving as a director for almost three years from 2019 to 2022.

Capital Market

The TRADE

JULY 23, 2024

Nicky Maan Baader Bank has been trading securities for over four decades, offering its partners and institutional investors access to capital markets through integrated trading platforms. In recent years, Baader Bank has also expanded its retail broker client base significantly, which will help enhance Spectrum’s presence in Germany.

Trading

The TRADE

JUNE 4, 2024

Under the new rules covered clearing agencies in the US Treasury market are required to adopt policies that ensure their members submit for clearing certain specified secondary market transactions. The amendments also require covered clearing agencies to separately collect and calculate margin for house and customer transactions.

Broker

The TRADE

AUGUST 10, 2023

As part of the collaboration, Virtu’s network of retail broker-dealers will gain access to the primary markets and to secondary market liquidity via an integration with InvestorLink’s primary market order management and artificial intelligence based matching platform. “We

Retail

The TRADE

MARCH 12, 2024

Deutsche Bank has signed up to the onboarding and maintenance platform for custody, broker trading, and buy-side accounts offered by ascending fintech Saphyre. The fintech also has relationships with custody giants BNY Mellon and JP Morgan dating back to 2021 and 2020, respectively.

Banking

The TRADE

MAY 15, 2024

BNY Mellon has today announced the integration of Global Markets Trading (GMT), which will combine the firm’s capabilities in foreign exchange, fixed income, equities and capital markets to provide full-service client provisions.

Trading

OfficeHours

OCTOBER 11, 2023

OfficeHours is an online platform that provides 1-on-1 coaching, training, and advice to help you land a job in competitive finance careers including investment banking, private equity, growth equity, venture capital, and hedge funds.

Investment Banking

The TRADE

OCTOBER 2, 2023

Axis Capital Markets appointed Lewis Jones in an institutional sales and trading role. According to an update on social media, Jones joined Axis Capital Markets from IBP Markets, where he served as an equity sales trader for nearly three years.

Asset Management

Global Banking & Finance

DECEMBER 14, 2023

Europe’s stock exchanges face calls to reform fees to challenge Wall St By Sinead Cruise, Huw Jones and Samuel Indyk LONDON (Reuters) – Top stock exchange operators in Europe are under pressure from some investors and brokers to trim and simplify their fees to build a deeper capital market that challenges Wall Street’s allure to […] (..)

Stock

Business Standard - FInance

JUNE 16, 2023

Capital markets regulator Sebi on Friday restricted online bond platform providers from offering products other than listed debt securities on their platforms. Under the rules, Online Bond Platform Providers (OBPPs) need to register themselves as stock brokers in the debt segment of the stock exchange.

Debt

The TRADE

SEPTEMBER 12, 2024

Alongside these, The TRADE is excited to reveal the Editors’ Choice Awards for 2024, recognising excellence from all corners of the capital markets industry, including exchanges, trading venues, technology and data vendor services and more. Winners will be announced on 19 November at Leaders in Trading New York.

Trading

The TRADE

FEBRUARY 13, 2024

The exchange operator has signed a deal with one of the largest institutional brokers in Thailand – Kiatnakin Phatra Securities (KKPS) – and expects the development to act as a launchpad for further deals with banks and broker-dealers in Asia as it looks to expand its platform further in the region.

Securities

The TRADE

JUNE 15, 2023

These communication protocol systems would have to register as exchanges or as broker-dealers, while also complying with Regulation ATS. “We SIFMA has said the proposal lacks coherence on what can be classified as an exchange and a clear rationale behind the expansion of the rule.

Asset Management

The TRADE

JULY 7, 2023

How are client demands of prime brokers shifting? For hedge funds, access to capital and the ability to shift directions with agility — to create, employ, and scale new strategies — is critical. Firms that continue to make these investments and leverage the best technologies available will have the edge in 2023 and beyond.

Capital Market

The TRADE

OCTOBER 18, 2024

Data from Convergence tracking the top 25 prime brokers showed their market share grew from 83.3% Goldman Sachs, Morgan Stanley and JP Morgan all increased their market share substantially, despite the former two seeing drops in the number of funds they have relationships with. in April 2023, to 92% in 2024.

Broker

The TRADE

OCTOBER 13, 2023

Deutsche Bank has completed the acquisition of institutional broker Numis and has unveiled a new offering to be known as ‘Deutsche Numis’. We are proud to introduce Deutsche Numis as a leading corporate broker in the UK and we look forward to working with Alex, Ross and the rest of the team.”

Banking

The TRADE

JULY 4, 2024

It also lowers the barrier of entering B3’s market from abroad by facilitating access to the trading floor and lowering costs for local brokers and trading participants.”

Stock

OfficeHours

JUNE 6, 2023

Deal sourcing typically involves the “softer” skills, and this includes maintaining relationships with investment bankers, brokers, industry professionals, and other intermediaries who can provide leads on potential opportunities.

Private Equity

The TRADE

NOVEMBER 9, 2023

BMO Capital Markets also received two awards in the algorithmic trading category, Best Access to Market, alongside Best Customer Support & Consulting. Meanwhile in the EMS category, Virtu Triton received two awards; Best Market Access and Best Large-Cap.

Trading

The TRADE

JULY 3, 2023

New York-based independent prime broker Clear Street hired a team of investment bankers to build out its new investment banking and advisory offering. Gerety joined from JonesTrading, where he spent 11 years, serving most recently as managing director, equity capital markets.

Trading

The TRADE

AUGUST 8, 2023

The two leading US capital markets watchdogs have come down on almost a dozen organisations over recordkeeping failures with their combined penalties totalling nearly $550 million. billion to date.

Capital Market

The TRADE

JUNE 23, 2023

EU asset managers, banks and brokers are urging policy markets not to succumb to pressure that could potentially lead to suboptimal outcomes in the Markets in Financial Instruments Directive (Mifid/r) review.

Trading

The TRADE

JULY 18, 2024

Contrary to popular belief, an exchange is not just about ‘buy, buy, sell, sell,’ which is the domain of brokers. Discussing the aims of GIX, Labovitz tells The TRADE that it comes down to addressing all aspects of an exchange’s offering. The true essence lies in the infrastructure that supports these transactions.

Trading

The TRADE

SEPTEMBER 25, 2023

Sibbern is currently executive vice president and president of European Markets at Nasdaq and will also sit on the SIX executive board as part of the role. Sibbern has been active in the capital markets space for more than two decades and has worked in various roles for Nasdaq as well as other exchange institutions.

Sale

The TRADE

OCTOBER 27, 2023

“One of the key reasons Singapore is an attractive market is it’s pretty well positioned, as it shares the same time zone as Hong Kong,” Gerard Walsh, global head of capital markets client solutions at Northern Trust, told The TRADE.

Trading

The TRADE

JULY 3, 2024

Given that the settlement cycle is now shorter in the US trading volumes on a Thursday have dropped off significantly thanks to funding requirements that require brokers to fund a position for an additional three days on Friday, Saturday and Sunday given the slightly longer settlement cycle in Europe, the UK, and most of Asia Pacific.

Trading