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The TRADE’s most read stories of the year part three: Regulation, consolidation and resignation

The TRADE

September’s announcement marked the filing of a new NMS plan “to replace the three existing national market system plans which govern the public dissemination of real-time, consolidated equity market data for national market system stocks”. Two further roles were created to support Adams within the asset management leadership team.

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How do Banks Make Money? Explanation, Examples

Peak Frameworks

Trading and Proprietary Trading Many large banks are involved in trading activities. This can be trading on behalf of their clients (like when you buy a stock through a bank's brokerage service) or proprietary trading where banks invest their own money.

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Elliott Picks Apart SEC Case on Disclosures

The Deal

Sandell Asset Management and Marcato Capital, two members of the SharkWatch 50, were closed in 2019, The Deal previously reported. and Carl Icahn, which “is obviously incorrect,” Zabel wrote, adding 14 of the list’s constituents are no longer in operation, or haven’t engaged in activism for at least four years.

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Elliott Picks Apart SEC Case on Disclosures

The Deal

The list, for instance, lists zero assets for Elliott, and two other prominent activists, TCI Fund Management Ltd. Sandell Asset Management and Marcato Capital, two members of the SharkWatch 50, were closed in 2019, The Deal previously reported. The SEC didn’t respond to a request for comment.