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Prime brokerage: The intersection of challenge and opportunity

The TRADE

Instead, a combination of rising interest rates, inflation, soaring energy prices and geopolitical tensions have hit hedge funds, and subsequently the risk management practices of prime brokers. Elsewhere, other local regulatory changes and benchmark replacements continue to impact prime brokers.

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Safeguarding Your Investment Firm: 10 Best Practices to Prevent Fraud

Razorpay

For added security, dynamic adjustments to withdrawal limits should only occur after additional verifications, such as identity checks or documentation submission. Know Your Customer (KYC) Compliance & AML Guidelines Ensuring complete and accurate KYC documentation is vital for preventing identity-related fraud.

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An evolving service provider landscape

The TRADE

That line-up is largely made up of independent firms, prime brokers and custodians, all of whom are enjoying a piece of the growing pie, with their own strengths and weaknesses. Raymond McCabe, founder and managing partner of Outset Global, highlights how a dozen of its frontline traders are “pure buy-side” from “big desks”.

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Outsourced trading: Easy to do, difficult to get right

The TRADE

Speaking to The TRADE, Dean Gray, head of EMEA outsourced trading at Jefferies, explains: “It has been well documented that the past few years have seen a significant shift in the mindset, especially of the larger funds, towards the adoption of outsourced trading.

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Meet the Top Strategic Buyers Investing in SaaS

Software Equity Group

Notable recent deals include the May 2024 purchase of MyCompanyFiles SAS, a provider of documents and information exchange software and related mobile applications for the accounting industry in France. The software provides features for access control, asset management, eLearning, and predictive analysis.

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Leaders in Trading 2023: Meet the nominees for… Outstanding FX Trading Venue

The TRADE

CME Group also boasts over 90,000 users in FX futures raging from corporates, banks, proprietary trading companies, retail, asset managers and hedge funds. Formed in 2001, FXall has served the corporate, asset management, hedge fund and banking communities for over two decades.

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Unpacking the 20 most impact financial regulations from the last 20 years

The TRADE

New rules have impacted almost every financial firm, ranging from banks to asset managers. The actual implementation of UMR also led to operational challenges for market participants, given the requirement for significant upgrades to risk management systems, collateral management processes and legal documentation.