The TRADE

SEPTEMBER 20, 2024

This is done to increase oversight of Proprietary Trading Firms (PTFs), which play a significant role in providing liquidity in the US Treasury market. PTFs engage in trading with their own capital rather than on behalf of clients and will have to register with the SEC and FINRA as dealers.

Trading 64

Trading Risk Management Proprietary Trading Management 64

The TRADE

DECEMBER 5, 2024

Clearing obligations will become stricter, with enhanced oversight of margin requirements and risk management processes. Despite these new potentially arduous compliance pressures, trading desks are also likely to benefit from reduced counterparty risk and improved market confidence thanks to the changes.

Trading 59

Trading Risk Management Portfolio Broker 59

The TRADE

FEBRUARY 21, 2024

I have also worked on different types of trading desks ranging from full-franchise to proprietary trading. Low touch trading increases the potential for a fall in client volumes to be unidentified for a longer period of time. This can be addressed via regular and consistent analysis of client request/trading data.

Trading 52

Trading Proprietary Trading Equities Risk Management 52

The TRADE

APRIL 30, 2024

These measures included mandates for constraints on proprietary trading (known as the Volcker Rule), and enhanced supervision of derivatives markets, as well as increased capital reserves. In a wider sense, Basel III impacted financial market by promoting greater stability, resilience, and risk management within the banking sector.

Financial Institution 69

Financial Institution Financial Market Risk Management Banking 69