Remove 2020 Remove Asset Management Remove Proprietary Trading
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The TRADE’s most read stories of the year part three: Regulation, consolidation and resignation

The TRADE

The SEC subsequently ordered exchanges to submit new plans for governance of market data in May 2020, in a bid to overhaul control over the equity consolidated tape and address conflicts of interest concerns. Among the asset management bands that were merged were Perpetual, Pendal, Barrow Hanley, J O Hambro, Regnan, Trillium and TSW.

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Elliott Picks Apart SEC Case on Disclosures

The Deal

Securities and Exchange Commission in 2020 to require an activist to disclose their position in a Schedule 13D filing within five days of owning more than 5% of a company, rather than the current 10-day requirement. At issue is a measure initially proposed by the U.S. The SEC didn’t respond to a request for comment.

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Elliott Picks Apart SEC Case on Disclosures

The Deal

Securities and Exchange Commission in 2020 to require an activist to disclose their position in a Schedule 13D filing within five days of owning more than 5% of a company, rather than the current 10-day requirement. The list, for instance, lists zero assets for Elliott, and two other prominent activists, TCI Fund Management Ltd.

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Unpacking the 20 most impact financial regulations from the last 20 years

The TRADE

New rules have impacted almost every financial firm, ranging from banks to asset managers. The importance of these rules can be linked to the reshaping of the regulatory environment and ultimately creating a more robust trading environment and promoting investor confidence.