The TRADE

DECEMBER 14, 2023

The Securities and Exchange Commission (SEC) has adopted major rule changes for the $26 trillion US Treasury market requiring more trades to be centrally cleared. Today’s adopting release addresses clearing of treasury securities in two important ways,” said Gary Gensler, SEC chair.

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Media Trading Financial Institution Risk Management 117

Cleary M&A and Corporate Governance Watch

JANUARY 24, 2024

Securities and Exchange Commission (SEC) adopted final rules to enhance and standardize disclosure requirements related to cybersecurity. In July 2023, the U.S. In addition to requiring certain annual disclosures relating to cybersecurity risk management, strategy and governance, the final rules added Item 1.05

Risk Management 52

Risk Management Government Management IT 52

Peak Frameworks

AUGUST 15, 2023

Insider trading , a highly controversial topic in financial ethics and law, involves the trading of a public company's stock by individuals with access to non-public, material information about the company. To combat insider trading, the SEC meticulously investigates trades and penalizes those found guilty.

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Trading Financial Market Stock Investors 52

The TRADE

AUGUST 21, 2023

The four separate rulemakings put forward by the US Securities and Exchange Commission (SEC) in December last year represent the most significant attempt to revamp market structure for US equities in recent memory. Eighteen years ago, a turnaround time of 500 milliseconds seemed incredibly fast.

Equities 52

Equities Retail Trading Broker 52

How2Exit

MARCH 7, 2023

11 Lessons We Learned About Protecting Assets and Risks in M&A by Interviewing Joe Prencipe. Ron Concept 1: Know The Risks of M&A When it comes to mergers and acquisitions (M&A), it is essential to understand the risks involved. M&A can be a great way to expand a business, but it can also be very risky.

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M&A Investors Mergers and Acquisitions IT 130

Cleary M&A and Corporate Governance Watch

AUGUST 2, 2023

Securities and Exchange Commission (the “SEC” or “Commission”) adopted rules to enhance and standardize disclosure requirements related to cybersecurity incident reporting and cybersecurity risk management, strategy, and governance. On July 26, 2023, the U.S.

Government 52

Government S&P Risk Management Management 52

The TRADE

OCTOBER 16, 2023

Following  the US Securities and Exchange Commission (SEC) vote to shorten the settlement cycle to one business day  from 28 May next year, European regulators launched a call for evidence on 5 October to assess the impact of a shorter settlement cycle on the continent; final report scheduled for Q4 2024.

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Trading Securities Collaboration Consulting 62