Remove topics section-12
article thumbnail

10(b)(5) & Full Disclosure Representations

What's Market

In partnership with Bloomberg Law, Dan has developed a series of 25 articles looking at these trends, on a topic-by-topic basis, providing practical insight into where these trends are heading, and the relevant implications for M&A deal professionals. ” 17 C.F.R. 240.10b-5(b). ” Observations. . ” Observations.

article thumbnail

New SEC Disclosure Rules for Cybersecurity Incidents and Governance and Key Takeaways

Cleary M&A and Corporate Governance Watch

in the list of Form 8-K items eligible for a limited safe harbor from liability under Section 10(b) or Rule 10b-5. 12] Updating vs. Amending. Form 6-K Form 6-K is being amended to add “cybersecurity incidents” as a reporting topic under that Form. 4] See CF Disclosure Guidance: Topic No. 11, 2022, available here. [4]

Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

The Full Guide to Investment Banking Assessment Centers

Mergers and Inquisitions

candidates memorize obscure technical questions, and interviewers ask about these topics and dig in until they find something the interviewee can’t answer. The best way to assess someone is to give them a 10-12-week internship and see how they perform, but that is expensive and impractical for thousands of applicants.

article thumbnail

Eyes on a new prize: How outsourced trading has taken off and why the attention is now turning to larger managers

The TRADE

Outsourced trading is no longer a taboo topic. It is not, however, a service loved and/or to be adopted by all and remains a contentious topic among trading desks around the world. Northern Trust said it added 20 new clients over 12 months and believes a further eight-to-twelve clients could be onboarded in the next six months.

Trading 64
article thumbnail

How To Sell My Business – A Step By Step Guide

GillAgency

The challenges and successes that we have seen, puts us at a vantage point to cover this very important topic. If you do not want to read all the sections, we have listed the topics in a table of contents here as well. A CIM should contain the following sections. Contents hide 1 Why did we write this?