Remove topics restricted-stocks
article thumbnail

Determining the Treatment of Performance-Vesting Equity Awards in M&A Transactions

JD Supra: Mergers

A common topic of negotiation in M&A transactions is how to treat performance-vesting equity awards for which the relevant performance period is not yet completed as of the closing of the deal.

M&A 155
article thumbnail

Do's and Don'ts of Post-Merger Pay Environments

M&A Leadership Council

Furthermore, there may also be regulatory restrictions on merging certain benefits, such as retirement plans. If that was the deal, the acquirer has no choice but to live with these strings attached, and to explain them as a grandfather clause to the envious.

Mergers 52
Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

2023 Fourth Quarter Review & Commentary

FineMark

This Christmas, Santa’s Route Included a Stop on Wall Street At year end, the stock market rallied sharply and bond market performance was nothing short of breathtaking. equities; our neutral sentiments on that topic may not be surprising. As trusted stewards of your capital, we do our best to follow Charlie’s wisdom.

S&P 52
article thumbnail

The SEC’s equities overhaul: Necessary plumbing changes or a liquidity drain?

The TRADE

Among the SEC’s reforms is the proposal to amend certain rules under Reg NMS to adopt variable minimum pricing increments – or tick sizes – for the quoting and trading of NMS stocks. Elsewhere, is the suggested reduction of access fee caps for protected quotations and the acceleration of the transparency of the best priced orders available.

article thumbnail

2023 Third Quarter Review & Commentary

FineMark

“ We have long felt that the only value of stock forecasters is to make fortune-tellers look good.” Both bonds and stocks reversed course for the remainder of the quarter, posting losses for the period. With a current net worth of $115.7 Consequently, by the end of July 2023, the S&P was up more than 20% for the year.

S&P 52
article thumbnail

Past Event: SPACs: The Next Gen IPO or Just a Fad?

Cooley M&A

The group covered a wide range of topics during the 90-minute session, including three key themes highlighted below. First, it is important to remember that there are no restrictions on communications, meaning no “quiet period,” throughout the entire SPAC process—another unique feature relative to an IPO.

IPO 52
article thumbnail

How To Sell My Business – A Step By Step Guide

GillAgency

The challenges and successes that we have seen, puts us at a vantage point to cover this very important topic. If you do not want to read all the sections, we have listed the topics in a table of contents here as well. Normally you will retain certain stock options and control of the company. This is rare but it does happen.