The TRADE

DECEMBER 14, 2023

New amendments from the SEC also permit broker-dealers to include customer margin required and on deposit at a clearing agency in the US treasury market as a debit in the customer reserve formula, subject to certain conditions.

Media 119

Media Trading Financial Institution Risk Management 119

Focus Investment Banking

OCTOBER 2, 2023

In Axial’s recent research report, it sheds light on these topics and shares its 6-to-12-month M&A market outlook from the perspective of consumer-focused dealmakers on its platform. Securities transactions conducted by FOCUS Securities LLC, an affiliated company, registered Broker Dealer member FINRA/SIPC.

Investment Banking 52

Investment Banking M&A Bank Banking 52

Focus Investment Banking

MAY 23, 2024

Having less capital to weather tough economies, keep up with the competition, overcome bad decisions or embezzlement — it happens to tire dealers more often than you think — can kill a company fast. That’s why I thought that avoiding the mistakes that cause dead deals makes a perfect topic for MTD’s Tire Dealer Survival Guide.

Business 52

Business Book-building Profitability Sale 52

The TRADE

NOVEMBER 30, 2023

In recent years, algorithmic trading has become key to firms’ fixed income execution strategies, becoming central to how liquidity providers are adapting to support buy-side clients and making the topic a central theme to several panels at the Fixed Income Leaders Summit this year and last year.

Trading 64

Trading Acquisitions M&A Funds 64

The TRADE

AUGUST 21, 2023

Certainly, there will be a lot of burden on broker dealers to adjust their routing and adding venues, but it’s not incredibly impactful.” billion in 2020 and 2021 on PFOF, most of it on options, followed by Susquehanna (G1X global execution brokers), which spent a $1.5

Equities 52

Equities Retail Trading Broker 52

The TRADE

JULY 24, 2023

Then you had the recent banking crisis where exposure becomes a topic in the securities lending space so that part of the business comes more into focus. “It [DWS Group’s asset class split] depends on the market environment,” he says. With the Russian invasion there was a lot of attention to the OTC derivative side of our business.

Trading 52

Trading Portfolio Management Asset Management Management 52