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New Insider Trading Precedent: Time To Update Insider Trading Policy

JD Supra: Mergers

On April 5, 2024, the Securities and Exchange Commission (the “SEC”) obtained a verdict after an eight-day civil jury trial in SEC v. Panuwat”), in which the SEC alleged shadow insider trading, in violation of the federal securities laws. Pfizer”) to trade ahead of the news for his own enrichment. Matthew Panuwat (“SEC v.

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Jo-Jo Capital Canada Ltd. Enters Into Letter of Intent to Complete Qualifying Transaction With 9302204 Canada Inc. (o/a Cheelcare)

Global Newswire by Notified: M&A

THIS NEWS RELEASE DOES NOT CONSTITUTE AN OFFER TO SELL OR A SOLICITATION OF AN OFFER TO BUY ANY OF THE SECURITIES IN THE UNITED STATES. THE SECURITIES HAVE NOT BEEN AND WILL NOT BE REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “U.S. PERSONS UNLESS REGISTERED UNDER THE U.S.

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Precision Drilling Announces Acquisition of CWC Energy Services

Global Newswire by Notified: M&A

07, 2023 (GLOBE NEWSWIRE) -- This news release contains “forward-looking information and statements” within the meaning of applicable securities laws. CALGARY, Alberta, Sept.

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Anonymous Intelligence Company Signs Definitive Agreement for Acquisition of Haller.ai

Global Newswire by Notified: M&A

The Company anticipates closing the Acquisition following the receipt of all approvals required pursuant to relevant securities laws. Technologies Inc. (" Haller.ai ") pursuant to a Share Purchase Agreement (the “ Agreement ”) dated July 10, 2023. (CSE:

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Good News for M&A Brokers: Congress Passes a New Securities Registration Exemption for Merger and Acquisition Brokers

IBG

Good News for M&A Brokers: Congress Passes a New Securities Registration Exemption for Merger and Acquisition Brokers. A new federal exemption that Congress passed during its December 2022 lame-duck session provided a welcome holiday surprise for M&A Brokers and other business sale professionals.

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Crypto trading platform Bittrex to settle SEC $24 million charge for operating an unregistered exchange, broker and clearing agency

The TRADE

Earlier this year in April, the SEC found that Bittrex was operating an unregistered national securities exchange and providing services to US investors related to crypto assets which were offered and sold as securities.

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Venues set to bear the brunt of monitoring crypto market abuses under proposed UK regulatory regime

The TRADE

The UK Government is proposing a new regime in which venues will be charged with greater responsibility in monitoring market abuse and play a key role in regulating the cryptocurrency landscape. He further highlighted the need to protect investor interests and working towards a transparent, secure market.