The TRADE

JULY 2, 2024

Elsewhere during his tenure at AB, Chin served as head of quantitative research and chief data scientist, alongside serving as the firm’s chief risk officer for more than a decade. Andrew’s appointment to this new position recognises our firm’s progress with AI and its future potential,” said AB’s chief operating officer, Karl Sprules. “As

Portfolio Management 80

Portfolio Management Risk Management Financial Services Collaboration 80

Global Banking & Finance

JULY 17, 2024

The spotlight placed on financial services firms by regulatory bodies has revealed the complacency of employees, and more importantly, risk managers, when it comes […]

Risk Management 40

Risk Management Financial Services Business Management 40

Accenture Capital Markets

SEPTEMBER 5, 2023

Financial services falls into this category. According to the cyber crime study, an asset management firm could spend more than $17 million per year on charges relating to managing and recovering from incidents. In total, cyber crime costs an organization an average of $11.7

Asset Management 97

Asset Management Management Business Securities 97

The TRADE

MAY 30, 2023

TS Imagine has expanded its team in the Asia Pacific with two new appointments from investment management fintech Enfusion. Stephanie Cheung has been appointed sales director, while An Hoong will work within the account management team, responsible for technical account management and client support.

Accountant 64

Accountant Portfolio Management Management Risk Management 64

CNBC: Investing

JULY 1, 2025

That's two from financial services, one from information technology, one utility, and one from communications services. The first thing that jumped out at me was the breadth of sector dispersion among the top ten Best Stocks this month. It's not concentrated to any one or two sectors, it's all over the map.

Stock 78

Stock S&P Investment Media 78

The TRADE

DECEMBER 8, 2023

Instead, a combination of rising interest rates, inflation, soaring energy prices and geopolitical tensions have hit hedge funds, and subsequently the risk management practices of prime brokers. But unlike incidents of the past, the market mayhem of 2023 has not been confined to one event.

Broker 113

Broker Asset Management Trading Funds 113

The TRADE

JUNE 14, 2023

Exchange and clearing house operator Cboe Global Markets is planning to introduce a central counterparty (CCP) clearing service for securities financing transactions (SFT) in Q3 2024. The post Cboe Clear Europe to introduce clearing service for securities financing transactions appeared first on The TRADE.

Finance 75

Finance Finance Securities Capital 75

The TRADE

JANUARY 3, 2024

Decentralised finance (DeFi) and tokenisation represent a paradigm shift in financial services and there is widespread expectation that AI will bring improved capital efficiency and risk management. Technology advancement continues at a pace.

Trading 111

Trading Capital Market Capital Economics 111

Razorpay

DECEMBER 15, 2024

Private banking is a personalized financial and wealth management service provided by banks to high-net-worth individuals (HNWIs). It involves offering exclusive products, tailored advice, and one-on-one attention to help clients manage, grow, and protect their wealth. What is Private Banking?

Bank 52

Bank Banking IT Management 52

Global Newswire by Notified: M&A

JULY 8, 2025

Abacode specializes in holistic, outcome-driven cybersecurity solutions and governance programs that help businesses transform their cyber risk management strategies and turn compliance challenges into competitive advantages. Stephens served as exclusive financial advisor to Thrive in the transaction.

Government 52

Government Business Management Acquisitions 52

The TRADE

JUNE 19, 2023

He also spent several years at Goldman Sachs in a risk management and product control role. Elsewhere in his career, Williams held a pricing analyst role at Financial Times and a junior business development role at Deloitte. M&G’s global asset management arm appointed Manabu Fujita as head of M&A Investments Japan.

Sale 64

Sale Asset Management M&A Investment Banking 64

The TRADE

SEPTEMBER 11, 2023

RBC appointed Guy Chalkley as managing director, UK flow rates sales. Chalkley brings more than three decades worth of financial services to the role, in both portfolio management and rates sales. Before joining RBC, Chalkley spent 11 years at NatWest Markets.

Sale 64

Sale Management Trading Equities 64

The TRADE

AUGUST 23, 2024

We’re certainly seeing a lot of interest for this type of product in the post-trade space, for example to help drive productivity, increase scalability, and enhance risk management such as is required in a T+1 environment. What are the top challenges facing the buy- and sell-side when it comes to technology?

Trading 64

Trading Architecture IT Risk Management 64

The TRADE

OCTOBER 18, 2024

How can new data management technologies help reduce operating costs? It’s about finding the balance which reduces duplication, synchronisation issues, translation problems, and breaks, while maintaining the controls required for financial services. But a series of trades doesn’t simply add up to a position.

Asset Management 64

Asset Management Management Capital Risk Management 64

Wall Street Mojo

FEBRUARY 9, 2024

Replicating Portfolio Approach Explained Replicating portfolio involves the pooling of assets in a manner that allows portfolio managers to easily hedge the risks of these assets and balance the risk-return of the target asset. The replicating portfolio concept is widely used in financial markets.

Portfolio 52

Portfolio Portfolio Management Insurance Risk Management 52

Peak Frameworks

JUNE 27, 2023

Consider the mission statement of BlackRock , a leading global investment firm: "We provide a broad range of investment and risk management services to help you reach your financial goals." Wells Fargo , for example, states: "We want to satisfy our customers' financial needs and help them succeed financially."

Investors 52

Investors Investment IT Banking 52

Razorpay

AUGUST 9, 2023

Merchant banks are a very important part of the financial ecosystem, since they support the largest chunk of businesses – the mid-sized ones. Merchant banking is a special branch of banking that provides financial services to medium to small-sized businesses. What is a Merchant Bank? This saves valuable time and effort.

Bank 52

Bank Banking Business Underwriting 52

Software Equity Group

MARCH 26, 2024

Based in the Netherlands and with additional offices in Antwerp, Boston, Dusseldorf, and Stockholm, the firm maintains a diverse international portfolio of companies across the consumer products, consumer services, SaaS, information technology, healthcare, and ad tech sectors. For top private equity firms, there’s a lot to like about SaaS.

Private Equity 52

Private Equity Equities Investment Valuation 52

The TRADE

FEBRUARY 6, 2024

“Combining BNY Mellon’s data infrastructure and analytics services with Microsoft’s cloud solutions will provide our buy-side and sell-side clients with a leading data management solution designed to offer deeper insights and actionable data that can help improve their investment performance, distribution reach, and risk management.”

Collaboration 40

Collaboration Capital Market Risk Management Financial Services 40

Razorpay

NOVEMBER 30, 2023

This credible robust infrastructure has paved the way for financial institutions, including the NBFCs, to reach areas that were earlier dismissed as “unserviceable.” They have huge underserved markets to service, and technological advancements will be pivotal to their growth and success in the coming years.

Accountant 52

Accountant Book-building Business Financial Services 52

The TRADE

OCTOBER 18, 2024

After a few turbulent years stemming from market volatility, rising interest rates, geopolitical turmoil, inflation, soaring energy prices, client performance, fee pressures, a mini banking crisis, looming regulation, constant tweaking of risk models, rising client complexities and the notorious Archegos saga… well, things are looking up.

Broker 69

Broker Funds Bulge Bracket Banking 69

Software Equity Group

AUGUST 20, 2024

InvoiceXpress’s software includes features for tax management, VAT reporting, billing management, payment processing, and budgeting. The Access Group The Access Group is a developer of business management software for organizations in the UK, Ireland, and the Asia-Pacific. The company is headquartered in Oslo, Norway.

Investment 52

Investment Management Acquisitions Business 52

The TRADE

APRIL 30, 2024

This legislation brought forth regulatory reforms aimed at rectifying deficiencies in financial regulation and oversight. Among its provisions, the DFA established several new regulatory bodies, including the Consumer Financial Protection Bureau (CFPB), and introduced stringent regulations on banks and financial institutions.

Financial Institution 69

Financial Institution Financial Market Risk Management Banking 69

The TRADE

APRIL 14, 2025

The FCA does vital work to enable a fair and thriving financial services sector for the good of consumers and the economy. Before that, he founded and became chief executive of strategy, risk management and compliance consultancy, Patomak Global Partners. Bush, where he served until August 2008.

Portfolio Management 59

Portfolio Management Trading Portfolio Management 59