Global Banking & Finance

JULY 7, 2023

FRAML Integration Could Help Cut Compliance Costs and Modernise Risk Management The growing convergence of Fraud and Anti-Money Laundering (FRAML) operations within the UK financial services sector has the potential to save firms tens of millions of pounds of compliance costs each year.

Risk Management

The TRADE

JUNE 17, 2024

Nasdaq already has a range of technology partnerships across the Indonesian financial system, including providing surveillance technology to Indonesia’s Financial Services Authority, OJK; the technology platform that underpins Indonesia’s central securities depository, KSEI; and its Calypso treasury solution to Bank Indonesia.

Stock

The TRADE

JUNE 4, 2024

Surveyed risk professionals were nearly split in their responses to feeling either confident or somewhat confident with their risk management processes during normal market conditions. Only 2% of surveyed risk professionals said they were not prepared at all.

Risk Management

Peak Frameworks

MAY 2, 2024

Financial deregulation, for example, saw a pivotal moment with the partial repeal of the Glass-Steagall Act in 1999 , a move that obliterated the firewalls between commercial and investment banking and profoundly influenced the landscape of financial services.

IT

The TRADE

JULY 2, 2024

Elsewhere during his tenure at AB, Chin served as head of quantitative research and chief data scientist, alongside serving as the firm’s chief risk officer for more than a decade. Andrew’s appointment to this new position recognises our firm’s progress with AI and its future potential,” said AB’s chief operating officer, Karl Sprules. “As

Portfolio Management

Global Banking & Finance

JULY 17, 2024

The spotlight placed on financial services firms by regulatory bodies has revealed the complacency of employees, and more importantly, risk managers, when it comes […]

Risk Management

Accenture Capital Markets

SEPTEMBER 5, 2023

Financial services falls into this category. According to the cyber crime study, an asset management firm could spend more than $17 million per year on charges relating to managing and recovering from incidents. In total, cyber crime costs an organization an average of $11.7

Asset Management

The TRADE

MAY 30, 2023

TS Imagine has expanded its team in the Asia Pacific with two new appointments from investment management fintech Enfusion. Stephanie Cheung has been appointed sales director, while An Hoong will work within the account management team, responsible for technical account management and client support.

Accountant

The TRADE

DECEMBER 8, 2023

Instead, a combination of rising interest rates, inflation, soaring energy prices and geopolitical tensions have hit hedge funds, and subsequently the risk management practices of prime brokers. But unlike incidents of the past, the market mayhem of 2023 has not been confined to one event.

Broker

The TRADE

JUNE 14, 2023

Exchange and clearing house operator Cboe Global Markets is planning to introduce a central counterparty (CCP) clearing service for securities financing transactions (SFT) in Q3 2024. The post Cboe Clear Europe to introduce clearing service for securities financing transactions appeared first on The TRADE.

Finance

The TRADE

JANUARY 3, 2024

Decentralised finance (DeFi) and tokenisation represent a paradigm shift in financial services and there is widespread expectation that AI will bring improved capital efficiency and risk management. Technology advancement continues at a pace.

Trading

Razorpay

DECEMBER 15, 2024

Private banking is a personalized financial and wealth management service provided by banks to high-net-worth individuals (HNWIs). It involves offering exclusive products, tailored advice, and one-on-one attention to help clients manage, grow, and protect their wealth. What is Private Banking?

Banking

The TRADE

JUNE 19, 2023

He also spent several years at Goldman Sachs in a risk management and product control role. Elsewhere in his career, Williams held a pricing analyst role at Financial Times and a junior business development role at Deloitte. M&G’s global asset management arm appointed Manabu Fujita as head of M&A Investments Japan.

Sale

The TRADE

SEPTEMBER 11, 2023

RBC appointed Guy Chalkley as managing director, UK flow rates sales. Chalkley brings more than three decades worth of financial services to the role, in both portfolio management and rates sales. Before joining RBC, Chalkley spent 11 years at NatWest Markets.

Sale

The TRADE

AUGUST 23, 2024

We’re certainly seeing a lot of interest for this type of product in the post-trade space, for example to help drive productivity, increase scalability, and enhance risk management such as is required in a T+1 environment. What are the top challenges facing the buy- and sell-side when it comes to technology?

Architecture

The TRADE

OCTOBER 18, 2024

How can new data management technologies help reduce operating costs? It’s about finding the balance which reduces duplication, synchronisation issues, translation problems, and breaks, while maintaining the controls required for financial services. But a series of trades doesn’t simply add up to a position.

Asset Management

Global Newswire by Notified: M&A

JULY 8, 2025

Abacode specializes in holistic, outcome-driven cybersecurity solutions and governance programs that help businesses transform their cyber risk management strategies and turn compliance challenges into competitive advantages. Stephens served as exclusive financial advisor to Thrive in the transaction.

Government

Wall Street Mojo

FEBRUARY 9, 2024

Replicating Portfolio Approach Explained Replicating portfolio involves the pooling of assets in a manner that allows portfolio managers to easily hedge the risks of these assets and balance the risk-return of the target asset. The replicating portfolio concept is widely used in financial markets.

Portfolio

Peak Frameworks

JUNE 27, 2023

Consider the mission statement of BlackRock , a leading global investment firm: "We provide a broad range of investment and risk management services to help you reach your financial goals." Wells Fargo , for example, states: "We want to satisfy our customers' financial needs and help them succeed financially."

Investors

Razorpay

AUGUST 9, 2023

Merchant banks are a very important part of the financial ecosystem, since they support the largest chunk of businesses – the mid-sized ones. Merchant banking is a special branch of banking that provides financial services to medium to small-sized businesses. What is a Merchant Bank? This saves valuable time and effort.

Banking

Software Equity Group

MARCH 26, 2024

Based in the Netherlands and with additional offices in Antwerp, Boston, Dusseldorf, and Stockholm, the firm maintains a diverse international portfolio of companies across the consumer products, consumer services, SaaS, information technology, healthcare, and ad tech sectors. For top private equity firms, there’s a lot to like about SaaS.

Private Equity

The TRADE

FEBRUARY 6, 2024

“Combining BNY Mellon’s data infrastructure and analytics services with Microsoft’s cloud solutions will provide our buy-side and sell-side clients with a leading data management solution designed to offer deeper insights and actionable data that can help improve their investment performance, distribution reach, and risk management.”

Collaboration

Razorpay

NOVEMBER 30, 2023

This credible robust infrastructure has paved the way for financial institutions, including the NBFCs, to reach areas that were earlier dismissed as “unserviceable.” They have huge underserved markets to service, and technological advancements will be pivotal to their growth and success in the coming years.

Accountant

The TRADE

OCTOBER 18, 2024

After a few turbulent years stemming from market volatility, rising interest rates, geopolitical turmoil, inflation, soaring energy prices, client performance, fee pressures, a mini banking crisis, looming regulation, constant tweaking of risk models, rising client complexities and the notorious Archegos saga… well, things are looking up.

Broker

Software Equity Group

AUGUST 20, 2024

InvoiceXpress’s software includes features for tax management, VAT reporting, billing management, payment processing, and budgeting. The Access Group The Access Group is a developer of business management software for organizations in the UK, Ireland, and the Asia-Pacific. The company is headquartered in Oslo, Norway.

Investment

The TRADE

APRIL 30, 2024

This legislation brought forth regulatory reforms aimed at rectifying deficiencies in financial regulation and oversight. Among its provisions, the DFA established several new regulatory bodies, including the Consumer Financial Protection Bureau (CFPB), and introduced stringent regulations on banks and financial institutions.

Financial Institution

The TRADE

APRIL 14, 2025

The FCA does vital work to enable a fair and thriving financial services sector for the good of consumers and the economy. Before that, he founded and became chief executive of strategy, risk management and compliance consultancy, Patomak Global Partners. Bush, where he served until August 2008.

Portfolio Management