The TRADE

JULY 25, 2023

The PRA specifically cited “significant failures in risk management and governance between 1 January 2020 and 31 March 2021, in connection with the Firms’ exposures to Archegos Capital Management”. The £87 million penalty issued by the PRA is a new record for the watchdog – despite it being reduced by 30% from £124.4

Risk Management 52

Risk Management Bank Banking Management 52

The TRADE

NOVEMBER 2, 2023

Speaking to The TRADE, Oksana Pidkuyko, managing director, head of client analytics, financial markets at Standard Chartered stressed the potential positives of this increased volatility, stating that – if handled correctly – the changing landscape could bring potential benefits.

Trading 101

Trading Funds Management Corporation 101

The TRADE

SEPTEMBER 11, 2023

Elsewhere in his career, Chalkley served as a European government bond, inflation and absolute return fund manager at BlackRock. Tourmaline Partners hired three new seasoned financial markets executives as managing directors to help strengthen its global trading capabilities.

Sale 62

Sale Management Trading Portfolio Management 62

Wall Street Mojo

FEBRUARY 9, 2024

Though these portfolios consider risks and liabilities, they usually do not account for non-financial risks that companies/stocks may carry—operational, reputational, and strategic. The replicating portfolio concept is widely used in financial markets. Such portfolios enable timely financial reporting.

Portfolio 52

Portfolio Portfolio Management Insurance Risk Management 52

Peak Frameworks

JUNE 5, 2023

During this period, businesses often expand their operations, capital expenditure increases, and markets tend to perform strongly. Such a conducive environment frequently spurs significant investment opportunities and robust financial activity. This phase typically involves increased market volatility and heightened investment risk.

Business 52

Business Economics Investment Investors 52

The TRADE

FEBRUARY 15, 2024

Harri Vikstedt, senior policy director, financial markets department at Bank of Canada, explained that while previous iterations of the GFXC’s global FX code had previously been very granular and admittedly sell-side focused, it is now principles-based.

Asset Management 52

Asset Management Trading Bank Banking 52

Peak Frameworks

JULY 20, 2023

A stock market crash is an event that can have a significant impact on investors and financial markets. A stock market crash is typically triggered by a combination of economic factors and investor psychology. Including non-correlated assets in a portfolio can further reduce vulnerability to market fluctuations.

Stock 40

Stock Economics Risk Management Investors 40

The TRADE

FEBRUARY 29, 2024

LSEG moved to expand its capabilities in multi-asset post-trade services with the acquisition of risk management provider, Acadia back in December 2022 as part of its strategy to enhance and grow its multi-asset post-trade offering for the uncleared derivatives space, as Daniel Maguire, group head of post-trade at LSEG, explained at the time. “We

Trading 110

Trading Acquisitions Capital Market Book-building 110

The TRADE

JANUARY 4, 2024

In a letter to ESMA, the Association for Financial Markets in Europe (AFME) was against the immediate shift to T+0, stating: “We emphasise that we do not consider a default T+0 settlement cycle for securities transactions to be a realistic or desirable near-term policy objective.” to just over £2.6 asset-backed securities)”.

Trading 70

Trading Risk Management IT Capital Market 70

Peak Frameworks

MAY 24, 2023

The advent of derivatives in the 1970s marked a significant milestone in global finance, offering a structured risk management approach and fostering efficient price discovery. These complex instruments enable investors to hedge risks, speculate on future price movements, and exploit arbitrage opportunities.

Portfolio Management 52

Portfolio Management Private Equity Investors Risk Management 52

The TRADE

JUNE 9, 2023

This is a truly significant structural change for the markets in North America, but it’s going to have a broad impact across global markets and across the industry. Compression of settlement cycles has become a very important theme for all of us in the financial markets. The other area is risk management.

Trading 57

Trading Risk Management Management IT 57

Peak Frameworks

SEPTEMBER 19, 2023

Consider the decisions leading up to the Enron scandal, where financial statements were manipulated, betraying shareholders' trust. Risk Management Natural Law emphasizes understanding and respecting universal truths. In the finance realm, this means being aware of potential risks and not taking reckless chances.

Business 52

Business Finance Finance Investment Banking 52

Mergers and Inquisitions

MARCH 13, 2023

government bonds: In doing so, however, the bank and its “risk managers” made two key mistakes: Long-Term vs. Short-Term – Rather than putting these funds in shorter-term bonds that are less affected by interest rates , SVB invested mostly in longer-term, 10-year bonds whose prices drop significantly when interest rates rise.

Bank 112

Bank Banking Funds Government 112

The TRADE

MAY 1, 2024

It’s about risk management philosophy and methodology,” explains Papanichola. During that period of my training, I was actively taking positions, taking risk, fundamentally managing a portfolio of sorts in macro products.” Being involved in this type of investing, we genuinely add value to financial markets.

Trading 57

Trading Capital Funds Investment 57

The TRADE

MAY 16, 2024

In the constantly evolving financial markets landscape, where volatility and complexity are continually featured, the ability to discern the true costs of trading has become paramount for investors and institutions alike.

Trading 62

Trading S&P Collaboration M&A 62

Wall Street Mojo

JANUARY 15, 2024

It is helpful in every asset type, from commodities, securities, currencies, derivatives, and financial markets. Traders can uplift their knowledge and risk management tactics. The indicator works on a candlestick price pattern using two lines, each showcasing the stop loss levels for long and short positions.

S&P 52

S&P IT Investors Investment 52

Wall Street Mojo

JANUARY 17, 2024

It is essential for interest rate benchmarks, reflecting market liquidity, credit trends, and interest rate perceptions. Interest rate swaps are risk management tools, allowing parties to hedge against interest rate fluctuations and achieve desired cash flow structures. Without swap, this would nit have been possible.

Financial Institution 91

Financial Institution Bank Banking Financial Modeling 91