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What is a Brokerage and How Does It Work (Types, Definitions, Examples)?

Peak Frameworks

AUGUST 24, 2023

There are different types of brokerages, each offering varying levels of service: Full-service brokerages provide a range of services including investment advice, research, and retirement planning, such as Merrill Lynch. A brokerage is a firm that connects buyers and sellers to facilitate a transaction. If a match is found (i.e.,

IT 52
IT Trading Accountant Investors 52
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Unpacking the 20 most impact financial regulations from the last 20 years

The TRADE

APRIL 30, 2024

The SEC’s Regulation Best Interest (Reg BI): Next up on our list is the Securities and Exchange Commission’s (SEC) Regulation Best Interest (Reg BI), which was put into place in June 2020 as a means to enhancing investor protection and promoting greater transparency and accountability in the provision of investment advice.

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