The 'New' M&A Broker-Dealer Exemption
JD Supra: Mergers
JULY 5, 2023
The bane of every start-up company is the never-ending quest to raise capital for its operations. Newly (and not so new) formed companies seemingly would do anything to raise funds. Over the course of many decades, these entities and those who operate them have employed numerous individuals to find them money. Now, however, Congress has made it more difficult to use these companies and individuals while seeking such capital.’.
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