Broker Capital Market Definition 
The TRADE
JULY 24, 2025
However, all in all, the good intentions behind regulators’ decisions at the time cannot be denied – the pursuit of more efficient capital markets is necessary after all. But, demonstrably, there was work to be done when it came to the introduced set-up.
The TRADE
JUNE 15, 2023
As part of its new definition, the SEC has suggested the expansion of the rule to include systems that provide non-firm trading interest and protocols to bridge buys and sells for trading any type of security. The SEC has reopened the comment period for this proposal which was initially published in January 2022.
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Sica Fletcher
AUGUST 6, 2024
To begin, we need to start with a few definitions: Investment Banks: We use the colloquial meaning of “investment banks,” which often includes M&A advisory firms and other financial services firms that facilitate the growth and sale of insurance agencies around a possible sale.
The TRADE
JANUARY 3, 2024
That line-up is largely made up of independent firms, prime brokers and custodians, all of whom are enjoying a piece of the growing pie, with their own strengths and weaknesses. Over the past 12 months, Tourmaline has also tapped rival BTIG and hired from Vantage Capital Markets and Liquidnet. It’s not right or wrong.
The TRADE
MAY 23, 2024
Eric Stockland, co-head of global electronic trading at BMO Capital Markets, explains that the venues largely fall into two categories: “It’s like a Phillips screwdriver and a Flathead screwdriver. Nothing comes for free and in pan-European markets, no one is obliged to connect to any venue. Innovation will prevail.
The TRADE
AUGUST 7, 2023
It’s in people’s DNA to invest in capital markets in the US. Clearing and settlement are done exactly the same way everything else is done, whereas the trade size is different, the trade frequency is different, the risk profile of retail trade is by definition very different to institutional.” Risk controls are important.
The TRADE
AUGUST 1, 2023
“If I look at who the biggest players in the European markets were 10 years ago it’s very different to who they are today,” says Bobby Molavi, head of EMEA execution services and European primary distribution for equity capital markets at Goldman Sachs. When it comes to algos, VWAP is most dominant in the quantitative space.
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