Remove 2025 Remove Equities Remove Risk Assessment
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Our startup handles a lot of user data. What privacy, security, or compliance documentation will acquirers expect us to provide (e.g., GDPR policies, SOC 2 certification)?

iMerge Advisors

In this article, well outline the key privacy, security, and compliance documentation that buyers especially private equity firms and strategic acquirers expect to see during due diligence. Risk Assessments and Breach History Risk Assessments Internal or third-party assessments of your data security posture, including any mitigation plans.

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The TRADE predictions series 2024: Fixed income, innovation and electronification

The TRADE

Adam Gould, head of equities, Tradeweb Fixed income ETFs have continued to prove their worth as an extremely flexible product for investors. They’ve  They’ve enabled market participants to transfer risk quickly, even when the underlying bond market is restrained. DORA applies to more than 22,000 financial entities in the EU.

Trading 72
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Are there any legal or regulatory approvals we might need to sell our tech company that I might not be anticipating (such as antitrust clearance or CFIUS for a foreign buyer)?

iMerge Advisors

For example, if your SaaS platform dominates a specific industry vertical and is being acquired by a competitor or a private equity firm with a roll-up strategy in that space, the deal may attract scrutiny. But even below that threshold, regulators can investigate deals that raise competitive concerns.

M&A 40