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PIMCO charged by the SEC for swaps disclosure and procedures failures

The TRADE

The Securities and Exchange Commission (SEC) has charged Pacific Investment Management Company (PIMCO) $9 million for disclosure, policies and procedures violations involving two funds the firm advises on.

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Sica | Fletcher Q2 Index Highlights Comparable M&A Activity to 2023

Sica Fletcher

Deal volume was comparable to this period last year, with investors maintaining a cautious approach in assessing acquisition opportunities and with numerous well-funded buyers mindful of the high cost of capital. billion in insurance agency and brokerage transactions since 2014.

M&A 52
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Sica | Fletcher Q2 Index Highlights Comparable M&A Activity to 2023

Sica Fletcher

Deal volume was comparable to this period last year, with investors maintaining a cautious approach in assessing acquisition opportunities and with numerous well-funded buyers mindful of the high cost of capital. billion in insurance agency and brokerage transactions since 2014.

M&A 52
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Do You Need An Insurance Agency Investment Bank?

Sica Fletcher

Sica | Fletcher has been providing M&A advisory services to agencies and brokerages of all sizes for a decade. In that time, we’ve represented thousands of clients and quickly became one of the most active boutique M&A advisory firms in the market today. CALL OUR TEAM Why Sica | Fletcher?

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Sica | Fletcher Continues To Lead the Insurance M&A Industry in 2024

Sica Fletcher

Investors continue to be more selective when evaluating acquisition opportunities, with many well-funded buyers in the market still mindful of the high cost of capital. The firm was founded in 2014 by Michael Fletcher and Al Sica, two of the industry's leading dealmakers who have advised on over $17.5

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What To Remember When Selling an Insurance Brokerage

Sica Fletcher

Insurance Brokerage Policy Diversification Benchmarks Note: The data above is based on our experience as one of the most active insurance M&A advisory firms in the industry for the last 10 years, as well as from our Sica | Fletcher index, which monitors approximately 70% of insurance M&A deals. Trust Accounts. Fiduciary Compliance.

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The Top Insurance Agency Investment Banks of 2024

Sica Fletcher

To begin, we need to start with a few definitions: Investment Banks: We use the colloquial meaning of “investment banks,” which often includes M&A advisory firms and other financial services firms that facilitate the growth and sale of insurance agencies around a possible sale.