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Good News for M&A Brokers: Congress Passes a New Securities Registration Exemption for Merger and Acquisition Brokers

IBG

Some examples of activities that are not allowed without registration under the exemption for merger and acquisitions brokers are: capital raising, providing financing in a transaction, dealing in shell companies under certain circumstances, assisting in the formation of the buyer group, and. taking custody of funds or securities.

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Covid-19 Impact on US Private Capital Raising Activity in 2020

InvestmentBank.com

Several years of substantial increases in total lending had created an environment with a high potential for defaults and losses in the case of an economic setback; [1] the total value of corporate debt due in 2020 had surpassed $1T [6]. of debt funds raised in the first half of 2020, and arose from after contributing only 19.7%