The TRADE

JUNE 19, 2023

The Securities and Exchange Commission (SEC) has charged Pacific Investment Management Company (PIMCO) $9 million for disclosure, policies and procedures violations involving two funds the firm advises on.

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Advisory Investment Manager Asset Management Funds 64

The TRADE

MARCH 4, 2024

Legal & General Investment Management (LGIM) promoted one of its own to the role of head of US equity and foreign exchange trading. Shastry, a managing director based in London, had been with the firm for over ten years.

Asset Management 72

Asset Management Sale Trading Equities 72

The TRADE

JULY 22, 2024

Head of London equity trading at Morgan Stanley Investment Management, Mark Perry, has retired The TRADE revealed. He joined as a permanent fixture in 2016 as a graduate analyst in the markets division and later moved into equity sales trading in 2018.

Trading 64

Trading Equities Sale Investment Manager 64

Deal Law Wire

MAY 28, 2021

The most common example of fintech in the wealth management and investment space is the use of robo-advisors. Robo-advisors are automated, digital platforms that provide financial-planning services based on market algorithms and trends – a stark contrast from traditional avenues such as investment advisors. Looking ahead.

Investors 52

Investors M&A Management Investment 52

The TRADE

SEPTEMBER 25, 2024

Regulation-wise, the US is also undergoing a major overhaul across several corners of the investment value chain from reporting to best execution to Treasury clearing.

Trading 64

Trading Investment Management IT 64

The TRADE

JULY 3, 2023

Following the implementation of Mifid II in 2018, Europe unbundled trading and research, resulting in all asset managers having to pay for research in cash only. Everybody is going to be slightly different, using different tools, different amounts of investment and different structures to figure this problem out.”

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The TRADE

NOVEMBER 6, 2023

He began his career in program trading sales at London-based investment bank SG Warburg. He was promoted to senior vice president in 2018, later taking on his current role as director and multi asset trader. He began his career at the UK’s HM Treasury, before moving to AIG Investments to manage fixed income funds.

Trading 52

Trading Asset Management Equities Management 52

The TRADE

JANUARY 3, 2024

It’s a world which has a compelling backstory and a future which could veer off in several different directions depending on a range of scenarios which includes growing demand from larger buy-side organisations, M&A activity and an increasing level of investment needed to stay competitive.

Trading 64

Trading Asset Management M&A Broker 64

The TRADE

DECEMBER 21, 2023

“Most people who treat it as a cost centre would be definitely more open to the idea of outsourcing their trading as they don’t see it as core to their investment process. It’s a portal to markets to express their investment thesis. ” No two fund managers are the same and the concept appeals to some and not others.

Trading 64

Trading Management Asset Management Funds 64

The TRADE

NOVEMBER 8, 2024

He then moved to London in 1997 for a senior dealer role at Legal & General Investment Management. He spent three years there before moving to Abu Dhabi to serve as chief dealer at ADIA for a year before returning to London to serve as head trader at Powe Capital Management.

Trading 52

Trading Investment Manager Management Asset Management 52

The TRADE

MARCH 31, 2025

During his tenure, McLoughlin co-led a redesign of the firms operating model, integrating a cloud-native data architecture while automating a significant portion of multi-asset execution, and implementing an upgraded trading and investment platform. He assumed his most recent role as head of debt capital markets for EMEA in 2022.

Debt Capital Markets 59

Debt Capital Markets Trading Architecture Asset Management 59